MAI Capital Management
CIK 1040197 · Holdings on Sep 30, 2025 · First reported Nov 10, 2025
Top ten holdings
Q3 2025- IVV7.26%
- SPY3.34%
- AAPL3.22%
- MSFT3.04%
- IJH2.17%
- NVDA1.68%
- VEA1.60%
- IJR1.49%
- AMZN1.46%
- QQQ1.37%
Share classes counted separately26.63%
Portfolio value by quarter
What changed this quarter?
Within preview · weight change- AAPLWeight increased · +0.53 pp2.69% → 3.22%Shares +130.98K (+6.94%)
- GOOGLWeight increased · +0.24 pp1.02% → 1.26%Shares +741 (+0.09%)
- IVVWeight decreased · -0.17 pp7.43% → 7.26%Shares +8.81K (+0.51%)
Weight = security value ÷ total reported holdings value. Changes are in percentage points; price moves also affect weights, so they are not trade sizes.
Top 10 holdings 25
USD · B = billion · M = million; expand a row for exact values| # | Security | Value | Weight | Quantity | Weight / quantity change | Activity | |
|---|---|---|---|---|---|---|---|
| 01 | IVVISHARES CORE S&P 500 ETFCORE S&P500 ETF View history and evidence | $1.16B | 7.26% | 1.73M shares | 7.43% → 7.26%-0.17 pp +8.81K (+0.51%) | Added | ↗▾ |
| 02 | SPYSS SPDR S&P 500 ETF TRUST-USTR UNIT View history and evidence | $534.05M | 3.34% | 801.66K shares | 3.35% → 3.34%-0.01 pp +20.52K (+2.63%) | Added | ↗▾ |
| 03 | AAPLAPPLE INC View history and evidence | $513.81M | 3.22% | 2.02M shares | 2.69% → 3.22%+0.53 pp +130.98K (+6.94%) | Added | ↗▾ |
| 04 | MSFTMICROSOFT CORP View history and evidence | $485.08M | 3.04% | 936.54K shares | 3.20% → 3.04%-0.16 pp +9.93K (+1.07%) | Added | ↗▾ |
| 05 | IJHISHARES CORE S&P MIDCAP ETFCORE S&P MCP ETF View history and evidence | $346.87M | 2.17% | 5.32M shares | 2.28% → 2.17%-0.11 pp +21.52K (+0.41%) | Added | ↗▾ |
| 06 | NVDANVIDIA CORP View history and evidence | $268.81M | 1.68% | 1.44M shares | 1.68% → 1.68%+0.00 pp -88.71K (-5.80%) | Reduced | ↗▾ |
| 07 | VEAVANGUARD FTSE DEVELOPED ETFVAN FTSE DEV MKT View history and evidence | $255.04M | 1.60% | 4.26M shares | 1.60% → 1.60%+0.00 pp +224.37K (+5.56%) | Added | ↗▾ |
| 08 | IJRISHARES CORE S&P SMALL-CAP ECORE S&P SCP ETF View history and evidence | $238.60M | 1.49% | 2.01M shares | 1.54% → 1.49%-0.05 pp -18.25K (-0.90%) | Reduced | ↗▾ |
| 09 | AMZNAMAZON.COM INC View history and evidence | $233.54M | 1.46% | 1.06M shares | 1.62% → 1.46%-0.16 pp -1.33K (-0.12%) | Reduced | ↗▾ |
| 10 | QQQINVESCO QQQ TRUST SERIES 1UNIT SER 1 View history and evidence | $218.41M | 1.37% | 363.80K shares | 1.32% → 1.37%+0.05 pp +18.35K (+5.31%) | Added | ↗▾ |
Options overlay 200
$80.06M notionalPut and Call positions are separate. Notional is based on underlying securities, not option premium, market value or net exposure. Quantities are underlying shares.
| Security | Put / Call | Underlying shares | Notional | Quantity change | |
|---|---|---|---|---|---|
AAPLAPPLE INCPUT View history and evidence | Put | 22.30K | $5.68M | +2.10K (+10.40%) | ▾ |
SHWSHERWIN-WILLIAMS CO/THEPUT View history and evidence | Put | 15.20K | $5.26M | -200 (-1.30%) | ▾ |
AAPLAPPLE INCCALL View history and evidence | Call | 20.50K | $5.22M | 0 (0.00%) | ▾ |
3 / 200 options · preview only
Exited positions 383
| Security | Type | Shares out | Value out | Previous filing | This filing |
|---|---|---|---|---|---|
| AKX ANSYS INC | Non-derivative | -15,164 | -$5.33M | SEC filing ↗ | SEC filing ↗ |
| MSDL MORGAN STANLEY DIRECT LENDIN | Non-derivative | -97,917 | -$1.83M | SEC filing ↗ | SEC filing ↗ |
| KBDC KAYNE ANDERSON BDC INC | Non-derivative | -87,880 | -$1.34M | SEC filing ↗ | SEC filing ↗ |
3 / 383 preview exits. Up to 30 exit records are previewed. Exit means absent from the current filing; execution date, price and proceeds are unknown.
Every number has a source.
CIK 1040197 · Period 2025-09-30
Data loaded 2026-09-23 · First reported 2025-11-10
Amendments and versions
{
"amendments_merged": null,
"prior_versions": null,
"cover_table_value": 16055824952
}Research all 3,804 reported holdings.
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