Paloma Partners Management Co
CIK 1103882 · Holdings on Sep 30, 2023 · First reported Nov 14, 2023
Top ten holdings
Q3 2023- 81141RAG519.67%
- 50202MAB87.27%
- 90138VAB34.83%
- TLT4.57%
- 44332NAB24.13%
- 62914VAF32.68%
- XLU2.41%
- 18979T1052.39%
- XOP2.37%
- XLP2.25%
Share classes counted separately52.57%
Portfolio value by quarter
Top 10 holdings 25
USD · B = billion · M = million; expand a row for exact values| # | Security | Value | Weight | Quantity | Weight / quantity change | Activity | |
|---|---|---|---|---|---|---|---|
| 01 | 81141RAG5SEA LTDNOTE 0.250% 9/1 View history and evidence | $94.90M | 19.67% | 118.62M principal (USD) | — | ↗▾ | |
| 02 | 50202MAB8LI AUTO INCNOTE 0.250% 5/0 View history and evidence | $35.08M | 7.27% | 24.75M principal (USD) | — | ↗▾ | |
| 03 | 90138VAB3VNET GROUP INCNOTE 2/0 View history and evidence | $23.29M | 4.83% | 29.63M principal (USD) | — | ↗▾ | |
| 04 | TLTISHARES 20+ YEAR TREASURY BD20 YR TR BD ETF View history and evidence | $22.06M | 4.57% | 248.73K shares | — | ↗▾ | |
| 05 | 44332NAB2H WORLD GROUP LTDNOTE 3.000% 5/0 View history and evidence | $19.90M | 4.13% | 17.09M principal (USD) | — | ↗▾ | |
| 06 | 62914VAF3NIO INCNOTE 0.500% 2/0 View history and evidence | $12.91M | 2.68% | 14.71M principal (USD) | — | ↗▾ | |
| 07 | XLUST SR UTL SL SE SPDR ETF-USDSBI INT-UTILS View history and evidence | $11.63M | 2.41% | 197.34K shares | — | ↗▾ | |
| 08 | 18979T105CNFINANCE HLDGS LTDSPON ADS View history and evidence | $11.54M | 2.39% | 3.05M shares | — | ↗▾ | |
| 09 | XOPSS SPDR S&P OG EXP & PRODS&P OILGAS EXP View history and evidence | $11.42M | 2.37% | 77.22K shares | — | ↗▾ | |
| 10 | XLPSS CONSUMER STAPLES SEL SECTSBI CONS STPLS View history and evidence | $10.86M | 2.25% | 157.83K shares | — | ↗▾ |
Options overlay 482
$2.41B notionalPut and Call positions are separate. Notional is based on underlying securities, not option premium, market value or net exposure. Quantities are underlying shares.
| Security | Put / Call | Underlying shares | Notional | Quantity change | |
|---|---|---|---|---|---|
SPYSS SPDR S&P 500 ETF TRUST-USTR UNIT View history and evidence | Put | 848.80K | $362.85M | ▾ | |
HYGISHR IBX USD HIYLD CB ETF-UIIBOXX HI YD ETF View history and evidence | Put | 3.34M | $246.41M | ▾ | |
QQQINVESCO QQQ TRUST SERIES 1UNIT SER 1 View history and evidence | Put | 372.30K | $133.38M | ▾ |
3 / 482 options · preview only
Exited positions 284
| Security | Type | Shares out | Value out | Previous filing | This filing |
|---|---|---|---|---|---|
| RIG TRANSOCEAN LTD | Put | — | — | SEC filing ↗ | |
| 896818101 TRIUMPH GROUP INC | Call | — | — | SEC filing ↗ | |
| IBM INTL BUSINESS MACHINES CORP | Put | — | — | SEC filing ↗ |
3 / 284 preview exits. Up to 30 exit records are previewed. Exit means absent from the current filing; execution date, price and proceeds are unknown.
Every number has a source.
CIK 1103882 · Period 2023-09-30
Data loaded 2026-09-23 · First reported 2023-11-14
Amendments and versions
{
"amendments_merged": null,
"prior_versions": null,
"cover_table_value": 2891210966
}Research all 701 reported holdings.
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