OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)
CIK 1132716 · Holdings on Sep 30, 2023 · First reported Nov 14, 2023
Top ten holdings
Q3 2023- ATVI19.02%
- HZNP15.86%
- SGEN6.64%
- VMW6.32%
- NEWR5.07%
- 6365181024.31%
- DEN3.39%
- 0003802042.29%
- SPLK1.83%
- TWNK1.69%
Share classes counted separately66.42%
Portfolio value by quarter
Top 10 holdings 25
USD · B = billion · M = million; expand a row for exact values| # | Security | Value | Weight | Quantity | Weight / quantity change | Activity | |
|---|---|---|---|---|---|---|---|
| 01 | ATVIACTIVISION BLIZZARD INC View history and evidence | $1.06B | 19.02% | 11.36M shares | — | ↗▾ | |
| 02 | HZNPHORIZON THERAPEUTICS PLCSHS View history and evidence | $886.68M | 15.86% | 7.66M shares | — | ↗▾ | |
| 03 | SGENSEAGEN INC View history and evidence | $371.37M | 6.64% | 1.75M shares | — | ↗▾ | |
| 04 | VMWVMWARE INC-CLASS ACLACO View history and evidence | $353.51M | 6.32% | 2.12M shares | — | ↗▾ | |
| 05 | NEWRNEW RELIC INC View history and evidence | $283.66M | 5.07% | 3.31M shares | — | ↗▾ | |
| 06 | 636518102NATIONAL I View history and evidence | $241.07M | 4.31% | 4.04M shares | — | ↗▾ | |
| 07 | DENDENBURY INC View history and evidence | $189.33M | 3.39% | 1.93M shares | — | ↗▾ | |
| 08 | 000380204ABCAM PLCADS View history and evidence | $128.18M | 2.29% | 5.66M shares | — | ↗▾ | |
| 09 | SPLKSPLUNK INC View history and evidence | $102.13M | 1.83% | 698.33K shares | — | ↗▾ | |
| 10 | TWNKHOSTESS BRANDS INCCLA View history and evidence | $94.69M | 1.69% | 2.84M shares | — | ↗▾ |
Options overlay 87
$29.71M notionalPut and Call positions are separate. Notional is based on underlying securities, not option premium, market value or net exposure. Quantities are underlying shares.
| Security | Put / Call | Underlying shares | Notional | Quantity change | |
|---|---|---|---|---|---|
AALAMERICAN AIRLINES GROUP INC View history and evidence | Put | 15.55M | $7.94M | ▾ | |
143658300CARNIVAL CORP View history and evidence | Put | 915.00K | $1.62M | ▾ | |
PTONPELOTON INTERACTIVE INC-A View history and evidence | Put | 1.04M | $1.36M | ▾ |
3 / 87 options · preview only
Exited positions 152
| Security | Type | Shares out | Value out | Previous filing | This filing |
|---|---|---|---|---|---|
| OPHT IVERIC BIO INC | Non-derivative | — | — | SEC filing ↗ | |
| PDCE PDC ENERGY INC | Non-derivative | — | — | SEC filing ↗ | |
| UNVR UNIVAR SOLUTIONS INC | Non-derivative | — | — | SEC filing ↗ |
3 / 152 preview exits. Up to 30 exit records are previewed. Exit means absent from the current filing; execution date, price and proceeds are unknown.
Every number has a source.
CIK 1132716 · Period 2023-09-30
Data loaded 2026-09-23 · First reported 2023-11-14
Amendments and versions
{
"amendments_merged": [
{
"action": "MERGE_ADD",
"accession": "0001132716-24-000017",
"cover_total": 1368925408,
"filing_date": "2024-02-14",
"claimed_type": "NEW HOLDINGS",
"confidential": false,
"positions_added": 7,
"positions_restated": 0,
"positions_cancelled": 0
},
{
"action": "MERGE_ADD",
"accession": "0001132716-24-000028",
"cover_total": 196819754,
"filing_date": "2024-05-15",
"claimed_type": "NEW HOLDINGS",
"confidential": false,
"positions_added": 2,
"positions_restated": 0,
"positions_cancelled": 0
},
{
"action": "MERGE_ADD",
"accession": "0001132716-24-000032",
"cover_total": 86669398,
"filing_date": "2024-08-14",
"claimed_type": "NEW HOLDINGS",
"confidential": false,
"positions_added": 0,
"positions_restated": 1,
"positions_cancelled": 0
}
],
"prior_versions": null,
"cover_table_value": 3969268114
}Research all 561 reported holdings.
This page includes 30 of 561 reported holdings. Sign in to look up the full history beyond 3 years, use advanced screening & filtering, download CSV, and get the complete set through the Akkru API.
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{"cik":"1132716","quarter":"2023Q3","page_size":100}
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Sources, coverage & how to read this data
Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.