SMH CAPITAL ADVISORS INC
CIK 1180391 · Holdings on Dec 31, 2023 · First reported Feb 6, 2024
Top ten holdings
Q4 2023- 62914VAF325.52%
- 35953DAB020.10%
- 97717PAD619.76%
- 302301AE64.07%
- CODI3.70%
- APO2.44%
- MAIN1.70%
- PSEC1.32%
- IGSB1.15%
- TIP1.11%
Share classes counted separately80.87%
Portfolio value by quarter
What changed this quarter?
Within preview · weight change- 97717PAD6Weight decreased · -1.66 pp21.42% → 19.76%Shares -44.00K (-0.47%)
- 62914VAF3Weight decreased · -0.77 pp26.29% → 25.52%Shares -45.00K (-0.35%)
- 35953DAB0Weight increased · +0.53 pp19.57% → 20.10%Shares 0 (0.00%)
Weight = security value ÷ total reported holdings value. Changes are in percentage points; price moves also affect weights, so they are not trade sizes.
Top 10 holdings 30
USD · B = billion · M = million; expand a row for exact values| # | Security | Value | Weight | Quantity | Weight / quantity change | Activity | |
|---|---|---|---|---|---|---|---|
| 01 | 62914VAF3NIO INCNOTE 0.500% 2/0 View history and evidence | $11.77M | 25.52% | 12.87M principal (USD) | 26.29% → 25.52%-0.77 pp -45.00K (-0.35%) | Reduced | ↗▾ |
| 02 | 35953DAB0FUBOTV INCNOTE 3.250% 2/1 View history and evidence | $9.27M | 20.10% | 12.66M principal (USD) | 19.57% → 20.10%+0.53 pp 0 (0.00%) | Unchanged | ↗▾ |
| 03 | 97717PAD6WISDOMTREE INVESTMENTSNOTE 3.250% 6/1 View history and evidence | $9.11M | 19.76% | 9.40M principal (USD) | 21.42% → 19.76%-1.66 pp -44.00K (-0.47%) | Reduced | ↗▾ |
| 04 | 302301AE6EZCORP INCNOTE 2.375% 5/0 View history and evidence | $1.88M | 4.07% | 2.02M principal (USD) | 4.52% → 4.07%-0.45 pp -53.00K (-2.55%) | Reduced | ↗▾ |
| 05 | CODICOMPASS DIVERSIFIED HOLDINGSSH BEN INT View history and evidence | $1.71M | 3.70% | 76.03K shares | 3.17% → 3.70%+0.53 pp +3.80K (+5.26%) | Added | ↗▾ |
| 06 | APOAPOLLO GLOBAL MANAGEMENT INC View history and evidence | $1.12M | 2.44% | 12.06K shares | 2.56% → 2.44%-0.12 pp -145 (-1.19%) | Reduced | ↗▾ |
| 07 | MAINMAIN STREET CAPITAL CORP View history and evidence | $782.71K | 1.70% | 18.11K shares | 1.72% → 1.70%-0.02 pp -60 (-0.33%) | Reduced | ↗▾ |
| 08 | PSECPROSPECT CAPITAL CORP View history and evidence | $606.91K | 1.32% | 101.32K shares | 1.42% → 1.32%-0.10 pp +601 (+0.60%) | Added | ↗▾ |
| 09 | IGSBISHARES 1-5Y INV GRADE CORPISHS 1-5YR INVS View history and evidence | $530.85K | 1.15% | 10.35K shares | Prior unavailable +10.35K | New | ↗▾ |
| 10 | TIPISHARES TIPS BOND ETFTIPS BD ETF View history and evidence | $509.93K | 1.11% | 4.74K shares | Prior unavailable +4.74K | New | ↗▾ |
Options overlay 0
No options reported this quarter.
Exited positions 3
| Security | Type | Shares out | Value out | Previous filing | This filing |
|---|---|---|---|---|---|
| QQQ INVESCO QQQ TRUST SERIES 1 | Non-derivative | -798 | -$286.00K | SEC filing ↗ | SEC filing ↗ |
| SPY SS SPDR S&P 500 ETF TRUST-US | Non-derivative | -605 | -$259.00K | SEC filing ↗ | SEC filing ↗ |
| EFA ISHARES MSCI EAFE ETF | Non-derivative | -3,612 | -$249.00K | SEC filing ↗ | SEC filing ↗ |
3 / 3 preview exits. Up to 30 exit records are previewed. Exit means absent from the current filing; execution date, price and proceeds are unknown.
Every number has a source.
CIK 1180391 · Period 2023-12-31
Data loaded 2026-09-23 · First reported 2024-02-06
Amendments and versions
{
"amendments_merged": null,
"prior_versions": null,
"cover_table_value": 46123030
}Research all 47 reported holdings.
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