Cowen Investment Management LLC
CIK 1475770 · Holdings on Mar 31, 2024 · First reported Aug 29, 2024
Top ten holdings
Q1 2024- SMFG47.90%
- LYG14.11%
- HTZWW13.25%
- STHO13.17%
- 5303073055.90%
- 5303071075.45%
- 8580982050.22%
Share classes counted separately100.00%
Portfolio value by quarter
What changed this quarter?
Within preview · weight change- STHOWeight decreased · -6.75 pp19.92% → 13.17%Shares -257.32K (-23.73%)
- HTZWWWeight increased · +3.41 pp9.84% → 13.25%Shares +958.63K (+65.51%)
- 530307305Weight increased · +2.07 pp3.83% → 5.90%Shares +44.90K (+115.76%)
Weight = security value ÷ total reported holdings value. Changes are in percentage points; price moves also affect weights, so they are not trade sizes.
Top 10 holdings 7
USD · B = billion · M = million; expand a row for exact values| # | Security | Value | Weight | Quantity | Weight / quantity change | Activity | |
|---|---|---|---|---|---|---|---|
| 01 | SMFGSUMITOMO MITSUI-SPONS ADRSPONSORED ADR View history and evidence | $38.86M | 47.90% | 3.30M shares | 49.29% → 47.90%-1.39 pp -850.00K (-20.47%) | Reduced | ↗▾ |
| 02 | LYGLLOYDS BANKING GROUP PLC-ADRSPONSORED ADR View history and evidence | $11.45M | 14.11% | 4.42M shares | 12.96% → 14.11%+1.15 pp 0 (0.00%) | Unchanged | ↗▾ |
| 03 | HTZWWHERTZ GLOBAL HLDGS INC -CW51*W EXP 06/30/205 View history and evidence | $10.75M | 13.25% | 2.42M shares | 9.84% → 13.25%+3.41 pp +958.63K (+65.51%) | Added | ↗▾ |
| 04 | STHOSTAR HOLDINGSSHS BEN INT View history and evidence | $10.68M | 13.17% | 826.85K shares | 19.92% → 13.17%-6.75 pp -257.32K (-23.73%) | Reduced | ↗▾ |
| 05 | 530307305LIBERTY BROADBAND-CCOM SER C View history and evidence | $4.79M | 5.90% | 83.69K shares | 3.83% → 5.90%+2.07 pp +44.90K (+115.76%) | Added | ↗▾ |
| 06 | 530307107LIBERTY BROADBAND CORPCOM SER A View history and evidence | $4.42M | 5.45% | 77.37K shares | 3.50% → 5.45%+1.95 pp +42.00K (+118.74%) | Added | ↗▾ |
| 07 | 858098205STEEL CONNECT INC View history and evidence | $178.70K | 0.22% | 18.83K shares | 0.22% → 0.22%+0.00 pp 0 (0.00%) | Unchanged | ↗▾ |
Options overlay 2
$111.72K notionalPut and Call positions are separate. Notional is based on underlying securities, not option premium, market value or net exposure. Quantities are underlying shares.
| Security | Put / Call | Underlying shares | Notional | Quantity change | |
|---|---|---|---|---|---|
SPYSS SPDR S&P 500 ETF TRUST-USTR UNIT View history and evidence | Put | 45.00K | $97.22K | -50.00K (-52.63%) | ▾ |
TLTISHARES 20+ YEAR TREASURY BD20 YR TR BD ETF View history and evidence | Put | 50.00K | $14.50K | +50.00K | ▾ |
2 / 2 options · preview only
Exited positions 2
| Security | Type | Shares out | Value out | Previous filing | This filing |
|---|---|---|---|---|---|
| NNDM NANO DIMENSION LTD - ADR | Non-derivative | -150,000 | -$360.00K | SEC filing ↗ | SEC filing ↗ |
| 531229789 LIBERTY MEDIA CORP-LIBER-NEW | Call | -19,000 | -$71.50K | SEC filing ↗ | SEC filing ↗ |
2 / 2 preview exits. Up to 30 exit records are previewed. Exit means absent from the current filing; execution date, price and proceeds are unknown.
Every number has a source.
CIK 1475770 · Period 2024-03-31
Data loaded 2026-09-23 · First reported 2024-08-29
Amendments and versions
{
"amendments_merged": null,
"prior_versions": null,
"cover_table_value": 81246140
}Take these holdings further.
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