Thomas J. Herzfeld Advisors, Inc.
CIK 1509510 · Holdings on Sep 30, 2026 · First reported Nov 10, 2026
Top ten holdings
Q3 2026- FSSL10.65%
- PDX7.38%
- FSCO6.95%
- HFRO6.04%
- GOF5.29%
- HERZ4.12%
- DBMF3.75%
- PDI3.25%
- JFR2.86%
- BRW2.82%
Share classes counted separately53.11%
Portfolio value by quarter
What changed this quarter?
Within preview · weight change- PDIWeight increased · +1.26 pp1.99% → 3.25%Shares +273.65K (+70.40%)
- EICWeight decreased · -1.13 pp2.77% → 1.64%Shares -391.17K (-43.60%)
- STKWeight decreased · -1.03 pp2.14% → 1.11%Shares -70.21K (-54.37%)
Weight = security value ÷ total reported holdings value. Changes are in percentage points; price moves also affect weights, so they are not trade sizes.
Top 10 holdings 30
USD · B = billion · M = million; expand a row for exact values| # | Security | Value | Weight | Quantity | Weight / quantity change | Activity | |
|---|---|---|---|---|---|---|---|
| 01 | FSSLFS SPECIALTY LENDING FUNDCOM SH BEN INT View history and evidence | $30.43M | 10.65% | 2.62M shares | 9.93% → 10.65%+0.72 pp -284.25K (-9.80%) | Reduced | ↗▾ |
| 02 | PDXPIMCO DYNAMIC INCOME STRATCOM SHS BEN INT View history and evidence | $21.08M | 7.38% | 1.04M shares | 7.00% → 7.38%+0.38 pp -56.65K (-5.17%) | Reduced | ↗▾ |
| 03 | FSCOFS CREDIT OPPORTUNITIES CORPCOMMON STOCK View history and evidence | $19.85M | 6.95% | 3.85M shares | 6.01% → 6.95%+0.94 pp -75.32K (-1.92%) | Reduced | ↗▾ |
| 04 | HFROHIGHLAND OPPORT & INCOMEHIGHLAND INCOME View history and evidence | $17.25M | 6.04% | 2.59M shares | 5.86% → 6.04%+0.18 pp -86.05K (-3.21%) | Reduced | ↗▾ |
| 05 | GOFGUGGENHEIM STRATEGIC OPPORTCOM SBI View history and evidence | $15.12M | 5.29% | 1.78M shares | 4.48% → 5.29%+0.81 pp +439.81K (+32.90%) | Added | ↗▾ |
| 06 | HERZHERZFELD CREDIT INCOME FUND View history and evidence | $11.75M | 4.12% | 782.08K shares | 4.32% → 4.12%-0.20 pp -35.45K (-4.34%) | Reduced | ↗▾ |
| 07 | DBMFIMGP DBI MFT STR ETF-USD INCIMGP DBI MAN ETF View history and evidence | $10.72M | 3.75% | 329.67K shares | Prior unavailable +329.67K | New | ↗▾ |
| 08 | PDIPIMCO DYNAMIC INCOME FUNDSHS View history and evidence | $9.29M | 3.25% | 662.38K shares | 1.99% → 3.25%+1.26 pp +273.65K (+70.40%) | Added | ↗▾ |
| 09 | JFRNUVEEN FLOATING RATE INCOME View history and evidence | $8.17M | 2.86% | 1.10M shares | 2.62% → 2.86%+0.24 pp -13.96K (-1.26%) | Reduced | ↗▾ |
| 10 | BRWSABA CAPITAL INCOME & OPPORTSHS NEW View history and evidence | $8.05M | 2.82% | 1.34M shares | 3.12% → 2.82%-0.30 pp -204.89K (-13.26%) | Reduced | ↗▾ |
Options overlay 0
No options reported this quarter.
Exited positions 15
| Security | Type | Shares out | Value out | Previous filing | This filing |
|---|---|---|---|---|---|
| PSUS PERSHING SQUARE USA LTD | Non-derivative | -285,421 | -$10.67M | SEC filing ↗ | SEC filing ↗ |
| TYG TORTOISE ENERGY INFRASTRUCT | Non-derivative | -100,275 | -$4.30M | SEC filing ↗ | SEC filing ↗ |
| NXG NXG NEXTGEN INFRASTR INC | Non-derivative | -53,297 | -$3.45M | SEC filing ↗ | SEC filing ↗ |
3 / 15 preview exits. Up to 30 exit records are previewed. Exit means absent from the current filing; execution date, price and proceeds are unknown.
Every number has a source.
CIK 1509510 · Period Sep 30, 2026
Data loaded Nov 13, 2026 · First reported Nov 10, 2026
Amendments and versions
{
"amendments_merged": null,
"prior_versions": null,
"cover_table_value": 285633525
}Research all 130 reported holdings.
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