Empirical Financial Services, LLC d.b.a. Empirical Wealth Management
CIK 1510434 · Holdings on Sep 30, 2023 · First reported Nov 3, 2023
Top ten holdings
Q3 2023- VCSH5.78%
- VTIP5.30%
- MTUM4.32%
- AAPL4.17%
- VCIT3.31%
- QUAL3.06%
- IQLT2.99%
- IEMG2.82%
- EFV2.64%
- DFUV2.51%
Share classes counted separately36.90%
Portfolio value by quarter
Top 10 holdings 27
USD · B = billion · M = million; expand a row for exact values| # | Security | Value | Weight | Quantity | Weight / quantity change | Activity | |
|---|---|---|---|---|---|---|---|
| 01 | VCSHVANGUARD S/T CORP BOND ETFSHRT TRM CORP BD View history and evidence | $146.95M | 5.78% | 1.96M shares | — | ↗▾ | |
| 02 | VTIPVANGUARD SHORT-TERM TIPSSTRM INFPROIDX View history and evidence | $134.80M | 5.30% | 2.85M shares | — | ↗▾ | |
| 03 | MTUMISHARES MSCI USA MOMENTUM FAMSCI USA MMENTM View history and evidence | $109.81M | 4.32% | 786.01K shares | — | ↗▾ | |
| 04 | AAPLAPPLE INC View history and evidence | $106.11M | 4.17% | 619.76K shares | — | ↗▾ | |
| 05 | VCITVANGUARD INT-TERM CORPORATEINT-TERM CORP View history and evidence | $84.20M | 3.31% | 1.11M shares | — | ↗▾ | |
| 06 | QUALISHARES MSCI USA QUALITY FACMSCI USA QLT FCT View history and evidence | $77.77M | 3.06% | 590.07K shares | — | ↗▾ | |
| 07 | IQLTISHARES MSCI INTERNATIONAL QMSCI INTL QUALTY View history and evidence | $75.90M | 2.99% | 2.26M shares | — | ↗▾ | |
| 08 | IEMGISHARES CORE MSCI EMERGINGCORE MSCI EMKT View history and evidence | $71.62M | 2.82% | 1.50M shares | — | ↗▾ | |
| 09 | EFVISHARES MSCI EAFE VALUE ETFEAFE VALUE ETF View history and evidence | $67.14M | 2.64% | 1.37M shares | — | ↗▾ | |
| 10 | DFUVDIMENSIONAL US MARKETWIDE VAUS MKTWIDE VALUE View history and evidence | $63.71M | 2.51% | 1.87M shares | — | ↗▾ |
Options overlay 3
$10.88M notionalPut and Call positions are separate. Notional is based on underlying securities, not option premium, market value or net exposure. Quantities are underlying shares.
| Security | Put / Call | Underlying shares | Notional | Quantity change | |
|---|---|---|---|---|---|
NVDANVIDIA CORP View history and evidence | Put | 24.70K | $10.74M | ▾ | |
SPYSS SPDR S&P 500 ETF TRUST-USTR UNIT View history and evidence | Put | 200 | $85.50K | ▾ | |
AAPLAPPLE INC View history and evidence | Put | 300 | $51.36K | ▾ |
3 / 3 options · preview only
Exited positions 37
| Security | Type | Shares out | Value out | Previous filing | This filing |
|---|---|---|---|---|---|
| KRT KARAT PACKAGING INC | Non-derivative | — | — | SEC filing ↗ | |
| BIIB BIOGEN INC | Non-derivative | — | — | SEC filing ↗ | |
| CVS CVS HEALTH CORP | Non-derivative | — | — | SEC filing ↗ |
3 / 37 preview exits. Up to 30 exit records are previewed. Exit means absent from the current filing; execution date, price and proceeds are unknown.
Every number has a source.
CIK 1510434 · Period 2023-09-30
Data loaded 2026-09-23 · First reported 2023-11-03
Amendments and versions
{
"amendments_merged": null,
"prior_versions": null,
"cover_table_value": 2553286232
}Research all 465 reported holdings.
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