RFG Advisory, LLC
CIK 1633387 · Holdings on Sep 30, 2023 · First reported Oct 16, 2023
Top ten holdings
Q3 2023- PRF7.24%
- SPYG7.08%
- BND6.32%
- FBND6.00%
- DFAX4.27%
- SPTM2.79%
- SPMD2.63%
- QQQM1.85%
- JAAA1.55%
- IVV1.49%
Share classes counted separately41.22%
Portfolio value by quarter
Top 10 holdings 29
USD · B = billion · M = million; expand a row for exact values| # | Security | Value | Weight | Quantity | Weight / quantity change | Activity | |
|---|---|---|---|---|---|---|---|
| 01 | PRFINVESCO RAFI US 1000 ETFFTSE RAFI 1000 View history and evidence | $161.88M | 7.24% | 5.09M shares | — | ↗▾ | |
| 02 | SPYGSS SPDR P S&P 500 GROWTH ETFPRTFLO S&P500 GW View history and evidence | $158.45M | 7.08% | 2.67M shares | — | ↗▾ | |
| 03 | BNDVANGUARD TOTAL BOND MARKETTOTAL BND MRKT View history and evidence | $141.35M | 6.32% | 2.03M shares | — | ↗▾ | |
| 04 | FBNDFIDELITY TOTAL BOND ETFTOTAL BD ETF View history and evidence | $134.19M | 6.00% | 3.08M shares | — | ↗▾ | |
| 05 | DFAXDIMENSIONAL WORLD EX US COREWORLD EX US CORE View history and evidence | $95.41M | 4.27% | 4.24M shares | — | ↗▾ | |
| 06 | SPTMSS SPDR P S&P 1500 COMP ETFPORTFOLI S&P1500 View history and evidence | $62.37M | 2.79% | 1.19M shares | — | ↗▾ | |
| 07 | SPMDSS SPDR P S&P 400 MIDCAP ETFPORTFOLIO S&P400 View history and evidence | $58.82M | 2.63% | 1.34M shares | — | ↗▾ | |
| 08 | QQQMINVESCO NASDAQ 100 ETFNASDAQ 100 ETF View history and evidence | $41.47M | 1.85% | 281.30K shares | — | ↗▾ | |
| 09 | JAAAJANUS HENDERSON AAA CLO ETFHENDRSON AAA CL View history and evidence | $34.71M | 1.55% | 689.68K shares | — | ↗▾ | |
| 10 | IVVISHARES CORE S&P 500 ETFCORE S&P500 ETF View history and evidence | $33.40M | 1.49% | 77.79K shares | — | ↗▾ |
Options overlay 1
$990.00 notionalPut and Call positions are separate. Notional is based on underlying securities, not option premium, market value or net exposure. Quantities are underlying shares.
| Security | Put / Call | Underlying shares | Notional | Quantity change | |
|---|---|---|---|---|---|
ENBENBRIDGE INC View history and evidence | Call | 13.70K | $990.00 | ▾ |
1 / 1 options · preview only
Exited positions 68
| Security | Type | Shares out | Value out | Previous filing | This filing |
|---|---|---|---|---|---|
| QQQ INVESCO QQQ TRUST SERIES 1 | Non-derivative | — | — | SEC filing ↗ | |
| FPE FT-PREFERRED SECUR & INC ETF | Non-derivative | — | — | SEC filing ↗ | |
| JANW ALIANZIM US EQ BFR20 JAN-USD | Non-derivative | — | — | SEC filing ↗ |
3 / 68 preview exits. Up to 30 exit records are previewed. Exit means absent from the current filing; execution date, price and proceeds are unknown.
Every number has a source.
CIK 1633387 · Period 2023-09-30
Data loaded 2026-09-23 · First reported 2023-10-16
Amendments and versions
{
"amendments_merged": null,
"prior_versions": null,
"cover_table_value": 2237009916
}Research all 623 reported holdings.
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