Fund manager · 13F holdings

Penn Mutual Asset Management

CIK 855702 · Holdings on Dec 31, 2023 · First reported Feb 13, 2024

This page lists 30 of 78 rows; the complete set is available through the API.

This is a 13F combination report, so its scope differs from a single-manager report.

13F holdings value

$129.71M

Positions

Top-10 weight

35.84%

Added / reduced

17 / 10

23 new · 14 sold out

Top ten holdings

Q4 2023

9497468045.53%
462222AB64.07%
EDD3.46%
UTMD3.45%
BCX3.32%
PKE3.29%
WBA3.24%
MIXT3.20%
0030091073.14%
EPM3.14%

Share classes counted separately35.84%

Portfolio value by quarter

What changed this quarter?

Within preview · weight change

462222AB6
Weight increased · +1.61 pp
2.46% → 4.07%
Shares +2.76M (+100.00%)
WBA
Weight increased · +1.34 pp
1.90% → 3.24%
Shares +69.85K (+76.76%)
PKE
Weight decreased · -1.28 pp
4.57% → 3.29%
Shares -22.95K (-7.32%)

Weight = security value ÷ total reported holdings value. Changes are in percentage points; price moves also affect weights, so they are not trade sizes.

Web preview: up to 30 current positions (30 non-derivatives, 0 options). Search and sorting cover this preview only. Totals and weights use the complete filing.Use the API →

Top 10 holdings 30

USD · B = billion · M = million; expand a row for exact values

Q4 2023 · Penn Mutual Asset Management
#	Security	Value	Weight	Quantity	Weight / quantity change	Activity
01	949746804WELLS FARGO & COMPANYPERP PFD CNV A View history and evidence	$7.17M	5.53%	6.00K shares	6.27% → 5.53%-0.74 pp 0 (0.00%)	Unchanged	↗▾
02	462222AB6IONIS PHARMACEUTICALS INNOTE 0.125%12/1 View history and evidence	$5.27M	4.07%	5.51M principal (USD)	2.46% → 4.07%+1.61 pp +2.76M (+100.00%)	Added	↗▾
03	EDDMORGAN STANLEY EMRG MRK DOM View history and evidence	$4.49M	3.46%	963.82K shares	3.85% → 3.46%-0.39 pp 0 (0.00%)	Unchanged	↗▾
04	UTMDUTAH MEDICAL PRODUCTS INC View history and evidence	$4.47M	3.45%	53.09K shares	2.93% → 3.45%+0.52 pp +16.81K (+46.33%)	Added	↗▾
05	BCXBLACKROCK RESOURCES & COMMODSHS View history and evidence	$4.31M	3.32%	485.11K shares	4.19% → 3.32%-0.87 pp 0 (0.00%)	Unchanged	↗▾
06	PKEPARK AEROSPACE CORP View history and evidence	$4.27M	3.29%	290.70K shares	4.57% → 3.29%-1.28 pp -22.95K (-7.32%)	Reduced	↗▾
07	WBAWALGREENS BOOTS ALLIANCE INC View history and evidence	$4.20M	3.24%	160.85K shares	1.90% → 3.24%+1.34 pp +69.85K (+76.76%)	Added	↗▾
08	MIXTMIX TELEMATICS LTD-SP ADRSPONSORED ADR View history and evidence	$4.15M	3.20%	482.42K shares	2.77% → 3.20%+0.43 pp -52.80K (-9.87%)	Reduced	↗▾
09	003009107ABRDN ASIA PACIFIC INCOME FU View history and evidence	$4.08M	3.14%	1.50M shares	3.46% → 3.14%-0.32 pp 0 (0.00%)	Unchanged	↗▾
10	EPMEVOLUTION PETROLEUM CORP View history and evidence	$4.07M	3.14%	700.05K shares	3.82% → 3.14%-0.68 pp +104.30K (+17.51%)	Added	↗▾

10 / 78 positions · preview only

Options overlay 0

No options reported this quarter.

Exited positions 14

Security	Type	Shares out	Value out	Previous filing	This filing
SPOK SPOK HOLDINGS INC	Non-derivative	-110,025	-$1.57M	SEC filing ↗	SEC filing ↗
SNY SANOFI-ADR	Non-derivative	-23,000	-$1.23M	SEC filing ↗	SEC filing ↗
GAP GAP INC/THE	Non-derivative	-113,186	-$1.20M	SEC filing ↗	SEC filing ↗

3 / 14 preview exits. Up to 30 exit records are previewed. Exit means absent from the current filing; execution date, price and proceeds are unknown.

Every number has a source.

CIK 855702 · Period 2023-12-31
Data loaded 2026-09-23 · First reported 2024-02-13

0000950123-24-001877 ↗

Amendments and versions

{
  "amendments_merged": null,
  "prior_versions": null,
  "cover_table_value": 129713584
}

Penn Mutual Asset Management · Q4 2023

Research all 78 reported holdings.

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Sources, coverage & how to read this data

Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.

13F reports quarter-end long positions in securities traded on US exchanges, filed by managers holding at least $100 million of such securities; it is not the manager's full portfolio, not assets under management, and value changes are not returns. Weights use the reported total value as denominator. Option rows show notional value, not premium or net exposure. Amendments are merged into the quarter when Akkru could match them.