Company · Ownership research

AXT INC AXTI

CIK 0001051627 · CUSIP 00246W103

Insider trading Initial holdings Institutional holders

Quarter-end disclosures, not live holdings.

Several CUSIPs are reported for this company; this page shows CUSIP 00246W103 (AXTI), not CUSIP 00246W903 (AXTI), CUSIP 00246W953 (AXTI), and does not merge CUSIPs.

This page lists the top 20 of 140 rows by value; the complete set is available through the API.

Some filings reported values in thousands; those figures were scaled ×1,000 to dollars.

Top 20 institutions

Weight means this stock's share of the manager's own portfolio.

By reported value

#	Manager	Value	Manager weight	Change vs prior	Source
01	GEODE CAPITAL MANAGEMENT, LLC CIK 1214717 · View history	$139.24M 1,798,375 shares	0.01%	+62.16K(+3.60%)Added	SEC filing ↗ Nov 6, 2026	▾
02	Shengqi Capital (Hong Kong) Ltd CIK 2040405 · View history	$70.69M 913,200 shares	19.92%	+913.20KNew	SEC filing ↗ Nov 5, 2026	▾
03	Bank of New York Mellon Corp CIK 1390777 · View history	$27.14M 350,539 shares	0.00%	+154.98K(+79.30%)Added	SEC filing ↗ Nov 5, 2026	▾
04	Maytree Asset Management Ltd CIK 1869683 · View history	$24.41M 315,386 shares	12.64%	+241.01K(+324.00%)Added	SEC filing ↗ Oct 29, 2026	▾
05	PRINCIPAL FINANCIAL GROUP INC CIK 1126328 · View history	$24.07M 310,919 shares	0.01%	+306.14K(+6,410.00%)Added	SEC filing ↗ Nov 2, 2026	▾
06	DIMENSIONAL FUND ADVISORS LP CIK 354204 · View history	$21.80M 281,662 shares	0.00%	+93.98K(+50.10%)Added	SEC filing ↗ Nov 4, 2026	▾
07	LPL Financial LLC CIK 1403438 · View history	$11.73M 151,514 shares	0.00%	+50.94K(+50.60%)Added	SEC filing ↗ Nov 6, 2026	▾
08	Tema ETFs LLC CIK 2056807 · View history	$11.54M 149,069 shares	0.43%	+147.62K(+10,152.30%)Added	SEC filing ↗ Oct 16, 2026	▾
09	IMC-Chicago, LLC CIK 1452861 · View history	$9.48M 122,455 shares	0.08%	+122.45KNew	SEC filing ↗ Nov 5, 2026	▾
10	Lido Advisors, LLC CIK 1650150 · View history	$8.13M 105,044 shares	0.03%	+50(0.00%)Added	SEC filing ↗ Nov 4, 2026	▾
11	BOCHK Asset Management Ltd CIK 2010854 · View history	$7.23M 93,350 shares	1.02%	+93.35KNew	SEC filing ↗ Oct 29, 2026	▾
12	Caitong International Asset Management Co., Ltd CIK 1963355 · View history	$6.78M 87,637 shares	0.65%	+87.64KNew	SEC filing ↗ Oct 29, 2026	▾
13	Capstone Capital Management Ltd CIK 2069260 · View history	$5.86M 75,650 shares	2.37%	+39.06K(+106.70%)Added	SEC filing ↗ Oct 21, 2026	▾
14	SBI Securities Co., Ltd. CIK 1851815 · View history	$5.28M 68,264 shares	0.12%	+64.73K(+1,831.10%)Added	SEC filing ↗ Oct 22, 2026	▾
15	Creative Planning CIK 1540235 · View history	$5.18M 66,871 shares	0.00%	+30.89K(+85.90%)Added	SEC filing ↗ Nov 2, 2026	▾
16	DEUTSCHE BANK AG\ CIK 948046 · View history	$4.56M 58,854 shares	0.00%	-83.89K(-58.80%)Reduced	SEC filing ↗ Nov 6, 2026	▾
17	Lisanti Capital Growth, LLC CIK 1424467 · View history	$4.54M 58,665 shares	1.22%	+58.66KNew	SEC filing ↗ Nov 5, 2026	▾
18	Convergence Investment Partners, LLC CIK 1456133 · View history	$4.28M 55,238 shares	0.32%	+55.24KNew	SEC filing ↗ Oct 28, 2026	▾
19	EXCHANGE TRADED CONCEPTS, LLC CIK 1457320 · View history	$3.23M 41,675 shares	0.01%	+26.32K(+171.40%)Added	SEC filing ↗ Oct 28, 2026	▾
20	Thrivent Financial for Lutherans CIK 314984 · View history	$3.16M 40,830 shares	0.01%	+40.83KNew	SEC filing ↗ Nov 5, 2026	▾

Showing 20 / 140 institutions. The complete set is available through the API.

Coverage & totals by quarter

Reporting institutions

140

Cancelled or null records excluded

Disclosed shares

5,867,367

Not deduplicated across managers

Disclosed value

$454.22M

Not market cap or free float

Reporting institutions by quarter

Counts also change with data coverage and reporting entities; they do not measure net buying. Distinct managers with a live stock row in this CUSIP; totals may include overlapping filings and are not a share of the company.

AXT INC · Q3 2026

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Sources, coverage & how to read this data

Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.