Company · Ownership research

BANC OF CALIFORNIA, INC. BANC

CIK 0001169770

Form 3 statements with an event date from Nov 1, 2023 to Nov 8, 2026.

Insider trading Initial holdings Institutional holders

Some filings are submitted jointly by several insiders. The SEC form does not apportion the reported figures between them, so results include every joint filer.

Where insider ownership starts.

Form 3 is an initial ownership statement filed when someone becomes a reporting insider. These holdings do not mean they bought shares that day.

2023, from Nov 1, 20239 of 9 statements

Holdings date	Insider	Initial holdings
Nov 30, 2023	WARBURG PINCUS LLC · Warburg Pincus (Bermuda) Private Equity GP Ltd. · Warburg Pincus Partners II (Cayman), L.P. · WARBURG PINCUS (CAYMAN) GLOBAL GROWTH 14 GP, L.P. · WARBURG PINCUS FINANCIAL SECTOR II PARTNERS (CAYMAN), L.P. · WARBURG PINCUS (CAYMAN) GLOBAL GROWTH 14 GP LLC · WARBURG PINCUS (CAYMAN) FINANCIAL SECTOR II GP LLC · WARBURG PINCUS (CAYMAN) FINANCIAL SECTOR II GP, L.P. · WARBURG PINCUS FINANCIAL SECTOR II-E (CAYMAN), L.P. Director / Director / Director / Director / Director / Director / Director / Director / Director	2 stock holdings · 1 derivative holding	▾
Nov 30, 2023	WARBURG PINCUS LLC · WARBURG PINCUS (CALLISTO) GLOBAL GROWTH 14 (CAYMAN), L.P. · WARBURG PINCUS FINANCIAL SECTOR II (CAYMAN), L.P. · WP CLIPPER GG 14 L.P. · WP GLOBAL GROWTH 14 PARTNERS (CAYMAN), L.P. · WARBURG PINCUS (EUROPA) GLOBAL GROWTH 14 (CAYMAN), L.P. · WARBURG PINCUS GLOBAL GROWTH 14-B (CAYMAN), L.P. · WARBURG PINCUS GLOBAL GROWTH 14 PARTNERS (CAYMAN), L.P. · WARBURG PINCUS GLOBAL GROWTH 14-E (CAYMAN), L.P. · WP CLIPPER FS II L.P. Director / Director / Director / Director / Director / Director / Director / Director / Director / Director	2 stock holdings · 1 derivative holding	▾
Nov 30, 2023	EGGEMEYER JOHN M III Director	No securities reported	▾
Nov 30, 2023	Sparks Monica L CHIEF ACCOUNTING OFFICER	No securities reported	▾
Nov 30, 2023	Hussain Hamid PRESIDENT OF THE BANK	35.70K shares	▾
Nov 30, 2023	LESTER SUSAN E Director	No securities reported	▾
Nov 30, 2023	Burke Paul Robert Director	No securities reported	▾
Nov 30, 2023	Schell Todd Director	No securities reported	▾
Nov 30, 2023	Lindsay Olivia I CHIEF RISK OFFICER	12.61K shares	▾

Showing 9 / 9 statements in 2023. The complete set is available through the API.

BANC OF CALIFORNIA, INC. · BANC

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Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.