Company · Ownership research

CAPRICOR THERAPEUTICS, INC. CAPR

CIK 0001133869 · CUSIP 14070B309

Insider trading Initial holdings Institutional holders

Quarter-end disclosures, not live holdings.

Several CUSIPs are reported for this company; this page shows CUSIP 14070B309 (CAPR), not CUSIP 14070B909 (CAPR), CUSIP 14070B959 (CAPR), and does not merge CUSIPs.

This page lists the top 20 of 48 rows by value; the complete set is available through the API.

Top 20 institutions

Weight means this stock's share of the manager's own portfolio.

By reported value

#	Manager	Value	Manager weight	Change vs prior	Source
01	GEODE CAPITAL MANAGEMENT, LLC CIK 1214717 · View history	$10.78M 1,137,681 shares	0.00%	-234.60K(-17.10%)Reduced	SEC filing ↗ Nov 6, 2026	▾
02	CITIGROUP INC CIK 831001 · View history	$3.42M 360,665 shares	0.00%	+280.54K(+350.10%)Added	SEC filing ↗ Nov 4, 2026	▾
03	BARCLAYS PLC CIK 312069 · View history	$2.61M 275,957 shares	0.00%	+208.52K(+309.20%)Added	SEC filing ↗ Nov 6, 2026	▾
04	HBK Sorce Advisory LLC CIK 1379995 · View history	$1.94M 225,256 shares	0.04%	+2.18K(+1.00%)Added	SEC filing ↗ Nov 6, 2026	▾
05	OPPENHEIMER & CO INC CIK 822581 · View history	$1.93M 203,781 shares	0.02%	+128.07K(+169.10%)Added	SEC filing ↗ Oct 26, 2026	▾
06	Bank of New York Mellon Corp CIK 1390777 · View history	$1.56M 164,260 shares	0.00%	+2.49K(+1.50%)Added	SEC filing ↗ Nov 5, 2026	▾
07	Black Diamond Financial, LLC CIK 1759236 · View history	$748.86K 79,077 shares	0.06%	0(0.00%)Unchanged	SEC filing ↗ Oct 26, 2026	▾
08	LPL Financial LLC CIK 1403438 · View history	$737.27K 77,853 shares	0.00%	+50.48K(+184.40%)Added	SEC filing ↗ Nov 6, 2026	▾
09	COMMONWEALTH EQUITY SERVICES, LLC CIK 312272 · View history	$638.30K 67,402 shares	0.00%	+40.63K(+151.70%)Added	SEC filing ↗ Nov 2, 2026	▾
10	DEUTSCHE BANK AG\ CIK 948046 · View history	$513.41K 54,214 shares	0.00%	-3.37K(-5.80%)Reduced	SEC filing ↗ Nov 6, 2026	▾
11	Creative Planning CIK 1540235 · View history	$459.16K 48,486 shares	0.00%	+29.90K(+160.90%)Added	SEC filing ↗ Nov 2, 2026	▾
12	SIMPLEX TRADING, LLC CIK 1488542 · View history	$401.00K 42,344 shares	0.01%	+42.34KNew	SEC filing ↗ Nov 4, 2026	▾
13	PROFUND ADVISORS LLC CIK 1129919 · View history	$257.88K 27,231 shares	0.01%	-3.25K(-10.70%)Reduced	SEC filing ↗ Oct 29, 2026	▾
14	SBI Securities Co., Ltd. CIK 1851815 · View history	$249.16K 26,310 shares	0.01%	+23.50K(+834.60%)Added	SEC filing ↗ Oct 22, 2026	▾
15	Caitong International Asset Management Co., Ltd CIK 1963355 · View history	$215.48K 22,754 shares	0.02%	+22.75KNew	SEC filing ↗ Oct 29, 2026	▾
16	VestGen Advisors, LLC CIK 2050130 · View history	$190.95K 20,164 shares	0.01%	+20.16KNew	SEC filing ↗ Oct 27, 2026	▾
17	Russell Investments Group, Ltd. CIK 1692234 · View history	$164.08K 17,326 shares	0.00%	+3.04K(+21.20%)Added	SEC filing ↗ Nov 6, 2026	▾
18	NBC SECURITIES, INC. CIK 791540 · View history	$151.52K 16,000 shares	0.01%	+16.00KNew	SEC filing ↗ Oct 26, 2026	▾
19	State of New Jersey Common Pension Fund D CIK 1483066 · View history	$141.69K 14,962 shares	0.00%	0(0.00%)Unchanged	SEC filing ↗ Nov 5, 2026	▾
20	ARIZONA STATE RETIREMENT SYSTEM CIK 1558481 · View history	$123.61K 13,053 shares	0.00%	+285(+2.20%)Added	SEC filing ↗ Nov 3, 2026	▾

Showing 20 / 48 institutions. The complete set is available through the API.

Coverage & totals by quarter

Reporting institutions

Cancelled or null records excluded

Disclosed shares

2,930,847

Not deduplicated across managers

Disclosed value

$27.58M

Not market cap or free float

Reporting institutions by quarter

Counts also change with data coverage and reporting entities; they do not measure net buying. Distinct managers with a live stock row in this CUSIP; totals may include overlapping filings and are not a share of the company.

CAPRICOR THERAPEUTICS, INC. · Q3 2026

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Sources, coverage & how to read this data

Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.