Company · Ownership research

Great Elm Capital Corp. GECC

CIK 0001675033 · CUSIP 390320703

Insider tradingInitial holdingsInstitutional holders

Quarter-end disclosures, not live holdings.

Several CUSIPs are reported for this company; this page shows CUSIP 390320703 (GECC), not CUSIP 390320109 (GECC), and does not merge CUSIPs.

Top 20 institutions

Weight means this stock's share of the manager's own portfolio.

By reported value

#	Manager	Value	Manager weight	Change vs prior	Source
01	Founders Financial Alliance, LLC CIK 1832190 · View history	$312.18K 59,125 shares	0.04%	+45.35K(+329.40%)Added	SEC filing ↗ Nov 10, 2026	▾
02	Crestwood Advisors Group, LLC CIK 1426853 · View history	$258.20K 48,902 shares	0.00%	+22.28K(+83.70%)Added	SEC filing ↗ Oct 27, 2026	▾
03	Ethos Financial Group, LLC CIK 1954242 · View history	$134.11K 25,399 shares	0.01%	+1.34K(+5.60%)Added	SEC filing ↗ Nov 12, 2026	▾
04	Significant Wealth Partners LLC CIK 1964680 · View history	$92.62K 17,542 shares	0.10%	+771(+4.60%)Added	SEC filing ↗ Nov 12, 2026	▾
05	UBS Group AG CIK 1610520 · View history	$69.11K 13,090 shares	0.00%	-15.16K(-53.70%)Reduced	SEC filing ↗ Nov 10, 2026	▾
06	TRUST CO OF TOLEDO NA /OH/ CIK 1008937 · Amended · View history	$20.45K 3,874 shares	0.00%	0(0.00%)Unchanged	SEC filing ↗ Oct 16, 2026	▾
07	Allworth Financial LP CIK 1555170 · View history	$7.63K 1,400 shares	0.00%	0(0.00%)Unchanged	SEC filing ↗ Nov 6, 2026	▾
08	Triumph Capital Management CIK 1730765 · View history	$2.64K 500 shares	0.00%	0(0.00%)Unchanged	SEC filing ↗ Oct 14, 2026	▾
09	SIGNATUREFD, LLC CIK 1456048 · View history	$1.46K 277 shares	0.00%	+277New	SEC filing ↗ Oct 23, 2026	▾
10	Caitong International Asset Management Co., Ltd CIK 1963355 · View history	$222.00 42 shares	0.00%	-2(-4.50%)Reduced	SEC filing ↗ Oct 29, 2026	▾
11	Arax Advisory Partners CIK 1586767 · View history	$6.00 1 shares	0.00%	0(0.00%)Unchanged	SEC filing ↗ Nov 12, 2026	▾
12	Russell Investments Group, Ltd. CIK 1692234 · View history	$1.00 0 shares	0.00%	-744(-100.00%)Reduced	SEC filing ↗ Nov 6, 2026	▾

Showing 12 / 12 institutions. The complete set is available through the API.

Coverage & totals by quarter

Reporting institutions

Cancelled or null records excluded

Disclosed shares

170,152

Not deduplicated across managers

Disclosed value

$898.65K

Not market cap or free float

Reporting institutions by quarter

Counts also change with data coverage and reporting entities; they do not measure net buying. Distinct managers with a live stock row in this CUSIP; totals may include overlapping filings and are not a share of the company.

Great Elm Capital Corp. · Q3 2026

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This page includes 12 of 12 reporting institutions. Log in to look up the full history beyond 3 years, use advanced screening & filtering, download CSV, and get the complete set through the Akkru API.

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Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.