Company · Ownership research

GLADSTONE CAPITAL CORP GLAD

CIK 0001143513 · CUSIP 376535878

Insider tradingInitial holdingsInstitutional holders

Quarter-end disclosures, not live holdings.

Several CUSIPs are reported for this company; this page shows CUSIP 376535878 (GLAD), not CUSIP 376535908 (GLAD), CUSIP 376535958 (GLAD), CUSIP 376535100 (GLAD), and does not merge CUSIPs.

This page lists the top 20 of 47 rows by value; the complete set is available through the API.

Top 20 institutions

Weight means this stock's share of the manager's own portfolio.

By reported value

#	Manager	Value	Manager weight	Change vs prior	Source
01	UBS Group AG CIK 1610520 · View history	$7.32M 380,500 shares	0.00%	+93.64K(+32.60%)Added	SEC filing ↗ Nov 10, 2026	▾
02	B. Riley Wealth Advisors, Inc. CIK 1464811 · View history	$4.33M 225,027 shares	0.17%	+89.45K(+66.00%)Added	SEC filing ↗ Oct 13, 2026	▾
03	LPL Financial LLC CIK 1403438 · View history	$2.30M 119,635 shares	0.00%	-2.00K(-1.60%)Reduced	SEC filing ↗ Nov 6, 2026	▾
04	Legacy Capital Wealth Partners, LLC CIK 1766228 · View history	$1.79M 93,018 shares	0.37%	+3.91K(+4.40%)Added	SEC filing ↗ Oct 21, 2026	▾
05	Advisors Asset Management, Inc. CIK 1297376 · View history	$1.60M 82,977 shares	0.03%	+9.20K(+12.50%)Added	SEC filing ↗ Nov 10, 2026	▾
06	DNB Asset Management AS CIK 1456670 · View history	$1.23M 63,933 shares	0.00%	0(0.00%)Unchanged	SEC filing ↗ Nov 12, 2026	▾
07	Miller Global Investments, LLC CIK 2099097 · View history	$925.71K 48,139 shares	0.75%	+32.14K(+200.80%)Added	SEC filing ↗ Oct 2, 2026	▾
08	Hennion & Walsh Asset Management, Inc. CIK 1861642 · View history	$850.99K 44,253 shares	0.02%	+12.07K(+37.50%)Added	SEC filing ↗ Oct 13, 2026	▾
09	RAYMOND JAMES FINANCIAL INC CIK 720005 · View history	$849.53K 44,177 shares	0.00%	-660(-1.50%)Reduced	SEC filing ↗ Nov 12, 2026	▾
10	JANE STREET GROUP, LLC CIK 1595888 · View history	$787.08K 40,930 shares	0.00%	-1.34K(-3.20%)Reduced	SEC filing ↗ Nov 12, 2026	▾
11	JPMORGAN CHASE & CO CIK 19617 · View history	$580.32K 29,867 shares	0.00%	+26.94K(+920.70%)Added	SEC filing ↗ Nov 12, 2026	▾
12	BNP PARIBAS FINANCIAL MARKETS CIK 1166588 · View history	$566.69K 29,469 shares	0.00%	+6.78K(+29.90%)Added	SEC filing ↗ Nov 12, 2026	▾
13	D.A. DAVIDSON & CO. CIK 1080107 · View history	$505.44K 26,283 shares	0.00%	-464(-1.70%)Reduced	SEC filing ↗ Oct 28, 2026	▾
14	OSAIC HOLDINGS, INC. CIK 1677044 · View history	$465.64K 24,208 shares	0.00%	+1.16K(+5.00%)Added	SEC filing ↗ Nov 12, 2026	▾
15	Virtus Investment Advisers, LLC CIK 19481 · View history	$375.00K 19,501 shares	0.08%	-476(-2.40%)Reduced	SEC filing ↗ Nov 12, 2026	▾
16	Shulman DeMeo Asset Management LLC CIK 1767070 · View history	$326.72K 17,088 shares	0.06%	-308(-1.80%)Reduced	SEC filing ↗ Oct 9, 2026	▾
17	MACKENZIE FINANCIAL CORP CIK 919859 · View history	$315.56K 16,410 shares	0.00%	0(0.00%)Unchanged	SEC filing ↗ Nov 2, 2026	▾
18	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC CIK 1818604 · Amended · View history	$310.35K 15,989 shares	0.02%	0(0.00%)Unchanged	SEC filing ↗ Nov 2, 2026	▾
19	Fortress Financial Solutions, LLC CIK 2039501 · View history	$262.96K 13,675 shares	0.22%	-441(-3.10%)Reduced	SEC filing ↗ Oct 14, 2026	▾
20	EAGLE GLOBAL ADVISORS LLC CIK 1130787 · View history	$239.51K 12,455 shares	0.01%	+100(+0.80%)Added	SEC filing ↗ Nov 2, 2026	▾

Showing 20 / 47 institutions. The complete set is available through the API.

Coverage & totals by quarter

Reporting institutions

Cancelled or null records excluded

Disclosed shares

1,369,273

Not deduplicated across managers

Disclosed value

$26.34M

Not market cap or free float

Reporting institutions by quarter

Counts also change with data coverage and reporting entities; they do not measure net buying. Distinct managers with a live stock row in this CUSIP; totals may include overlapping filings and are not a share of the company.

GLADSTONE CAPITAL CORP · Q3 2026

Explore all 47 reporting institutions.

This page includes 20 of 47 reporting institutions. Log in to look up the full history beyond 3 years, use advanced screening & filtering, download CSV, and get the complete set through the Akkru API.

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Sources, coverage & how to read this data

Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.