Company · Ownership research

Lumentum Holdings Inc. LITE

CIK 0001633978

Form 4 transactions dated Nov 1, 2023 to Nov 7, 2026, as reported to the SEC.

Insider trading Initial holdings Institutional holders

This page lists 30 of 55 rows; the complete set is available through the API.

Insider filings on file run through Oct 2, 2026.

Insider purchases & sales

Purchased: $0.00
Sold: $197.23M

Nov 1, 2023 – Oct 2, 2026
Available records · partial months are marked ·

202610 of 30 preview events · 55 available in 2026

Date	Insider	Activity	Trade value (USD)	% of prior holding
Oct 1, 2026	Ali Wajid EVP & CHIEF FINANCIAL OFFICER	Sale10b5-1 footnote	$25.73M 24,542 shares sold	24.64% sold Direct holding	▾
Sep 29, 2026	Wupen Yuen PRESIDENT, GLOBAL BUS. UNITS	Sale10b5-1 footnote	$290.12K 307 shares sold	0.28% sold Direct holding	▾
Sep 28, 2026	Wupen Yuen PRESIDENT, GLOBAL BUS. UNITS	Sale10b5-1 footnote	$474.25K 500 shares sold	0.46% sold Direct holding	▾
Sep 25, 2026	Wupen Yuen PRESIDENT, GLOBAL BUS. UNITS	Sale10b5-1 footnote	$467.88K 500 shares sold	0.46% sold Direct holding	▾
Sep 24, 2026	Wupen Yuen PRESIDENT, GLOBAL BUS. UNITS	Sale10b5-1 footnote	$460.54K 500 shares sold	0.45% sold Direct holding	▾
Sep 23, 2026	Wupen Yuen PRESIDENT, GLOBAL BUS. UNITS	Sale10b5-1 footnote	$473.28K 500 shares sold	0.45% sold Direct holding	▾
Sep 22, 2026	Wupen Yuen PRESIDENT, GLOBAL BUS. UNITS	Sale10b5-1 footnote	$467.77K 500 shares sold	0.45% sold Direct holding	▾
Sep 21, 2026	Wupen Yuen PRESIDENT, GLOBAL BUS. UNITS	Sale10b5-1 footnote	$479.63K 500 shares sold	0.45% sold Direct holding	▾
Sep 18, 2026	Wupen Yuen PRESIDENT, GLOBAL BUS. UNITS	Sale10b5-1 footnote	$460.00K 500 shares sold	0.45% sold Direct holding	▾
Sep 17, 2026	Wupen Yuen PRESIDENT, GLOBAL BUS. UNITS	Sale10b5-1 footnote	$466.73K 500 shares sold	0.44% sold Direct holding	▾

Showing 30 / 55 record groups in 2026. The complete set is available through the API.

Lumentum Holdings Inc. · LITE

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The initial HTML of this page carries its exact data as script#research-data (JSON): values, units, scope, preview limits and SEC sources. Read it directly, no script or API key needed; script#research-access says what needs an account. For the year shown, this page lists 30 of 55 purchase / sale groups and 30 of 60 other groups; the totals and the monthly series cover the whole window.

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Sources, coverage & how to read this data

Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.

Non-cancelled, non-derivative purchase (P) and sale (S) rows dated inside the public window, as reported. Share totals are on today's split-adjusted basis. Includes open-market and private transactions. Data after the latest filing is not asserted complete and is not zero-filled. A grouped event shares filing, transaction date, security, code, direction, ownership bucket and source. Derivative groups also match underlying security, exercise price, exercise/expiration dates and footnote references. Reported rows are retained; P/S price lots can be grouped. Post-transaction balances are never summed.