Company · Ownership research

LPL Financial Holdings Inc. LPLA

CIK 0001397911

Form 4 transactions dated Nov 1, 2023 to Nov 8, 2026, as reported to the SEC.

Insider trading Initial holdings Institutional holders

This page lists 30 of 57 rows; the complete set is available through the API.

Insider filings on file run through Sep 14, 2026.

Insider purchases & sales

Purchased: $0.00
Sold: $57.67M

Nov 1, 2023 – Sep 14, 2026
Available records · partial months are marked ·

202610 of 12 preview events

Date	Insider	Activity	Trade value (USD)	% of prior holding
Sep 11, 2026	Reeping Katharine Principal Accounting Officer	Sale	$153.05K 440 shares sold	19.87% sold Direct holding	▾
Aug 27, 2026	Jambusaria Aneri Group Managing Director	Sale10b5-1 footnote	$110.07K 308 shares sold	4.80% sold Direct holding	▾
Aug 20, 2026	Gates Greg Group Managing Director	Sale	$1.46M 4,119 shares sold	14.86% sold Direct holding	▾
Jul 31, 2026	Enyedi Matthew Group Managing Director	Sale10b5-1 footnote	$352.72K 1,000 shares sold	7.08% sold Direct holding	▾
Jun 17, 2026	Jambusaria Aneri Group Managing Director	Sale10b5-1 footnote	$94.25K 308 shares sold	4.58% sold Direct holding	▾
Apr 15, 2026	Audette Matthew J President and CFO	Sale10b5-1 footnote	$366.31K 1,110 shares sold	5.31% sold Direct holding	▾
Apr 14, 2026	Audette Matthew J President and CFO	Sale10b5-1 footnote	$152.59K 469 shares sold	2.19% sold Direct holding	▾
Mar 10, 2026	Cohen Marc Eliot Group Managing Director	Sale	$337.04K 1,088 shares sold	19.83% sold Direct holding	▾
Mar 9, 2026	Cohen Marc Eliot Group Managing Director	Sale	$682.96K 2,212 shares sold	28.73% sold Direct holding	▾
Mar 2, 2026	Jambusaria Aneri Group Managing Director	Sale10b5-1 footnote	$94.25K 308 shares sold	4.38% sold Direct holding	▾

Showing 12 / 12 record groups in 2026. The complete set is available through the API.

LPL Financial Holdings Inc. · LPLA

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The initial HTML of this page carries its exact data as script#research-data (JSON): values, units, scope, preview limits and SEC sources. Read it directly, no script or API key needed; script#research-access says what needs an account. For the year shown, this page lists 12 of 12 purchase / sale groups and 30 of 57 other groups; the totals and the monthly series cover the whole window.

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{"action":"list","ticker":"LPLA","transaction_code":["P","S"],"transaction_form_type":"4","page_size":20}

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Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.

Non-cancelled, non-derivative purchase (P) and sale (S) rows dated inside the public window, as reported. Share totals are on today's split-adjusted basis. Includes open-market and private transactions. Data after the latest filing is not asserted complete and is not zero-filled. A grouped event shares filing, transaction date, security, code, direction, ownership bucket and source. Derivative groups also match underlying security, exercise price, exercise/expiration dates and footnote references. Reported rows are retained; P/S price lots can be grouped. Post-transaction balances are never summed.