Company · Ownership research

OFS Capital Corp OFS

CIK 0001487918 · CUSIP 67103B100

Insider tradingInitial holdingsInstitutional holders

Quarter-end disclosures, not live holdings.

Several CUSIPs are reported for this company; this page shows CUSIP 67103B100 (OFS), not CUSIP 67103B950 (OFS), CUSIP 67103B900 (OFS), and does not merge CUSIPs.

Some filings reported values in thousands; those figures were scaled ×1,000 to dollars.

Top 20 institutions

Weight means this stock's share of the manager's own portfolio.

By reported value

#	Manager	Value	Manager weight	Change vs prior	Source
01	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC CIK 1818604 · Amended · View history	$328.91K 88,597 shares	0.02%	-10.05K(-10.20%)Reduced	SEC filing ↗ Nov 2, 2026	▾
02	LPL Financial LLC CIK 1403438 · View history	$127.75K 35,240 shares	0.00%	+35.24KNew	SEC filing ↗ Nov 6, 2026	▾
03	SOA Wealth Advisors, LLC. CIK 1849444 · View history	$74.43K 20,533 shares	0.01%	+861(+4.40%)Added	SEC filing ↗ Nov 10, 2026	▾
04	Prota Financial, LLC CIK 2126257 · View history	$46.23K 12,950 shares	0.03%	0(0.00%)Unchanged	SEC filing ↗ Oct 8, 2026	▾
05	Squarepoint Ops LLC CIK 1642575 · View history	$39.57K 10,915 shares	0.00%	+10.91KNew	SEC filing ↗ Nov 9, 2026	▾
06	Janney Montgomery Scott LLC CIK 1329948 · View history	$39.00K 10,750 shares	0.00%	-1.00K(-8.50%)Reduced	SEC filing ↗ Nov 12, 2026	▾
07	Mariner, LLC CIK 1373442 · View history	$36.30K 10,015 shares	0.00%	+10.02KNew	SEC filing ↗ Nov 12, 2026	▾
08	UBS Group AG CIK 1610520 · View history	$11.23K 3,098 shares	0.00%	+1.72K(+124.20%)Added	SEC filing ↗ Nov 10, 2026	▾
09	LGT Financial Advisors LLC CIK 1965191 · View history	$11.18K 3,085 shares	0.02%	0(0.00%)Unchanged	SEC filing ↗ Nov 12, 2026	▾
10	OSAIC HOLDINGS, INC. CIK 1677044 · View history	$4.01K 1,106 shares	0.00%	0(0.00%)Unchanged	SEC filing ↗ Nov 12, 2026	▾
11	NBC SECURITIES, INC. CIK 791540 · View history	$3.07K 847 shares	0.00%	+38(+4.70%)Added	SEC filing ↗ Oct 26, 2026	▾
12	Triumph Capital Management CIK 1730765 · View history	$1.81K 500 shares	0.00%	0(0.00%)Unchanged	SEC filing ↗ Oct 14, 2026	▾
13	SIMPLEX TRADING, LLC CIK 1488542 · View history	$757.00 209 shares	0.00%	-531(-71.80%)Reduced	SEC filing ↗ Nov 4, 2026	▾
14	Caitong International Asset Management Co., Ltd CIK 1963355 · View history	$18.00 5 shares	0.00%	+2(+66.70%)Added	SEC filing ↗ Oct 29, 2026	▾

Showing 14 / 14 institutions. The complete set is available through the API.

Coverage & totals by quarter

Reporting institutions

Cancelled or null records excluded

Disclosed shares

197,850

Not deduplicated across managers

Disclosed value

$724.27K

Not market cap or free float

Reporting institutions by quarter

Counts also change with data coverage and reporting entities; they do not measure net buying. Distinct managers with a live stock row in this CUSIP; totals may include overlapping filings and are not a share of the company.

OFS Capital Corp · Q3 2026

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This page includes 14 of 14 reporting institutions. Log in to look up the full history beyond 3 years, use advanced screening & filtering, download CSV, and get the complete set through the Akkru API.

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Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.