Company · Ownership research

PROSPECT CAPITAL CORP PSEC

CIK 0001287032 · CUSIP 74348T102

Insider tradingInitial holdingsInstitutional holders

Quarter-end disclosures, not live holdings.

Several CUSIPs are reported for this company; this page shows CUSIP 74348T102 (PSEC), not CUSIP 74348T902 (PSEC), CUSIP 74348T952 (PSEC), and does not merge CUSIPs.

This page lists the top 20 of 160 rows by value; the complete set is available through the API.

Some filings reported values in thousands; those figures were scaled ×1,000 to dollars.

Top 20 institutions

Weight means this stock's share of the manager's own portfolio.

By reported value

#	Manager	Value	Manager weight	Change vs prior	Source
01	PRIVATE MANAGEMENT GROUP INC CIK 1142031 · View history	$45.46M 21,857,191 shares	1.25%	+1.32M(+6.40%)Added	SEC filing ↗ Nov 4, 2026	▾
02	UBS Group AG CIK 1610520 · View history	$11.64M 5,594,534 shares	0.00%	-1.04M(-15.70%)Reduced	SEC filing ↗ Nov 10, 2026	▾
03	INDEPENDENT FINANCIAL GROUP, LLC CIK 275484 · View history	$4.76M 2,286,356 shares	0.09%	-199.00K(-8.00%)Reduced	SEC filing ↗ Oct 13, 2026	▾
04	Private Advisor Group, LLC CIK 1567755 · View history	$4.20M 2,019,405 shares	0.01%	+2.02MNew	SEC filing ↗ Nov 10, 2026	▾
05	FRANKLIN RESOURCES INC CIK 38777 · View history	$3.32M 2,306,345 shares	0.00%	+2.31MNew	SEC filing ↗ Nov 12, 2026	▾
06	GraniteShares Advisors LLC CIK 1839545 · View history	$2.31M 1,111,550 shares	1.52%	+17.19K(+1.60%)Added	SEC filing ↗ Oct 29, 2026	▾
07	LPL Financial LLC CIK 1403438 · View history	$2.01M 968,074 shares	0.00%	+48.52K(+5.30%)Added	SEC filing ↗ Nov 6, 2026	▾
08	180 WEALTH ADVISORS, LLC CIK 1730817 · View history	$1.44M 690,788 shares	0.14%	+109.80K(+18.90%)Added	SEC filing ↗ Nov 3, 2026	▾
09	COMMONWEALTH EQUITY SERVICES, LLC CIK 312272 · View history	$1.41M 676,292 shares	0.00%	-86.46K(-11.30%)Reduced	SEC filing ↗ Nov 2, 2026	▾
10	Clear Harbor Asset Management, LLC CIK 1511857 · View history	$1.19M 573,825 shares	0.07%	+248.30K(+76.30%)Added	SEC filing ↗ Nov 5, 2026	▾
11	Tactive Advisors, LLC CIK 2002409 · View history	$1.17M 561,704 shares	0.28%	-23.41K(-4.00%)Reduced	SEC filing ↗ Oct 8, 2026	▾
12	GatePass Capital, LLC CIK 2087399 · View history	$1.14M 549,150 shares	0.39%	+115.10K(+26.50%)Added	SEC filing ↗ Nov 9, 2026	▾
13	RAYMOND JAMES FINANCIAL INC CIK 720005 · View history	$1.07M 513,635 shares	0.00%	+3.73K(+0.70%)Added	SEC filing ↗ Nov 12, 2026	▾
14	Cambridge Investment Research Advisors, Inc. CIK 1419186 · View history	$899.00K 432,294 shares	0.00%	+66.00K(+18.00%)Added	SEC filing ↗ Nov 2, 2026	▾
15	Virtus Investment Advisers, LLC CIK 19481 · View history	$809.68K 389,270 shares	0.18%	-39.34K(-9.20%)Reduced	SEC filing ↗ Nov 12, 2026	▾
16	TCFG Investment Advisors, LLC CIK 2121836 · View history	$662.84K 318,674 shares	0.23%	-11.56K(-3.50%)Reduced	SEC filing ↗ Oct 20, 2026	▾
17	FAMILY WEALTH PARTNERS, LLC CIK 2016217 · View history	$590.94K 284,104 shares	0.18%	+42.52K(+17.60%)Added	SEC filing ↗ Oct 20, 2026	▾
18	Focus Partners Advisor Solutions, LLC CIK 1868872 · View history	$572.86K 275,411 shares	0.00%	+45.72K(+19.90%)Added	SEC filing ↗ Nov 10, 2026	▾
19	OSAIC HOLDINGS, INC. CIK 1677044 · View history	$552.97K 263,173 shares	0.00%	+566(+0.20%)Added	SEC filing ↗ Nov 12, 2026	▾
20	LSV ASSET MANAGEMENT CIK 1050470 · View history	$527.00K 253,535 shares	0.00%	0(0.00%)Unchanged	SEC filing ↗ Nov 6, 2026	▾

Showing 20 / 160 institutions. The complete set is available through the API.

Coverage & totals by quarter

Reporting institutions

160

Cancelled or null records excluded

Disclosed shares

47,063,801

Not deduplicated across managers

Disclosed value

$96.39M

Not market cap or free float

Reporting institutions by quarter

Counts also change with data coverage and reporting entities; they do not measure net buying. Distinct managers with a live stock row in this CUSIP; totals may include overlapping filings and are not a share of the company.

PROSPECT CAPITAL CORP · Q3 2026

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This page includes 20 of 160 reporting institutions. Log in to look up the full history beyond 3 years, use advanced screening & filtering, download CSV, and get the complete set through the Akkru API.

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Sources, coverage & how to read this data

Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.