Company · Ownership research

ROCKWELL AUTOMATION, INC ROK

CIK 0001024478

Form 4 transactions dated Nov 1, 2023 to Nov 9, 2026, as reported to the SEC.

Insider trading Initial holdings Institutional holders

This page lists 30 of 33 rows; the complete set is available through the API.

Insider filings on file run through Oct 5, 2026.

Insider purchases & sales

Purchased: $2.99M
Sold: $110.03M

Nov 1, 2023 – Oct 5, 2026
Available records · partial months are marked ·

Insiders in this window

2023, from Nov 1, 202310 of 30 preview events · 33 available in 2023

Date	Insider	Activity	Trade value (USD)	% of prior holding
Dec 11, 2023	Kulaszewicz Frank C Senior Vice President	Sale10b5-1 footnote	$363.31K 1,299 shares sold	7.86% sold Direct holding	▾
Dec 11, 2023	Buttermore Robert L. SVP,Chief Supply Chain Officer	Sale10b5-1 footnote	$62.38K 223 shares sold	10.29% sold Direct holding	▾
Dec 11, 2023	Riesterer Terry L. Vice President and Controller	Sale10b5-1 footnote	$49.23K 176 shares sold	7.38% sold Direct holding	▾
Dec 11, 2023	Shepherd Brian A Sr. VP Software and Control	Sale10b5-1 footnote	$87.55K 313 shares sold	7.79% sold Direct holding	▾
Dec 11, 2023	Woods Isaac Vice President and Treasurer	Sale10b5-1 footnote	$34.74K 124 shares sold	9.74% sold Direct holding	▾
Dec 11, 2023	Fordenwalt Matthew W. SVP Lifecycle Services	Sale10b5-1 footnote	$39.15K 140 shares sold	10.83% sold Direct holding	▾
Dec 11, 2023	Perducat Cyril SVP, Chief Technology Officer	Sale10b5-1 footnote	$86.43K 309 shares sold	9.20% sold Direct holding	▾
Dec 11, 2023	Nardecchia Christopher SVP, Chief Information Officer	Sale10b5-1 footnote	$201.96K 722 shares sold	6.72% sold Direct holding	▾
Dec 11, 2023	Myers Tessa M. SVP, Intelligent Devices	Sale10b5-1 footnote	$178.20K 637 shares sold	14.63% sold Direct holding	▾
Dec 11, 2023	MILLER JOHN M VP and Chief IP Counsel	Sale10b5-1 footnote	$29.09K 104 shares sold	2.12% sold Direct holding	▾

Showing 30 / 33 record groups in 2023. The complete set is available through the API.

ROCKWELL AUTOMATION, INC · ROK

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The initial HTML of this page carries its exact data as script#research-data (JSON): values, units, scope, preview limits and SEC sources. Read it directly, no script or API key needed; script#research-access says what needs an account. For the year shown, this page lists 30 of 33 purchase / sale groups and 30 of 128 other groups; the totals and the monthly series cover the whole window.

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{"action":"list","ticker":"ROK","transaction_code":["P","S"],"transaction_form_type":"4","page_size":20}

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Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.

Non-cancelled, non-derivative purchase (P) and sale (S) rows dated inside the public window, as reported. Share totals are on today's split-adjusted basis. Includes open-market and private transactions. Data after the latest filing is not asserted complete and is not zero-filled. A grouped event shares filing, transaction date, security, code, direction, ownership bucket and source. Derivative groups also match underlying security, exercise price, exercise/expiration dates and footnote references. Reported rows are retained; P/S price lots can be grouped. Post-transaction balances are never summed.