Company · Ownership research

ROKU, INC ROKU

CIK 0001428439

Form 4 transactions dated Sep 1, 2023 to Sep 25, 2026, as reported to the SEC.

Insider trading Initial holdings Institutional holders

This page lists 30 of 32 rows; the complete set is available through the API.

Insider filings on file run through 2026-09-09.

Insider purchases & sales

Purchased: $512.57K
Sold: $266.48M

Sep 1, 2023 – Sep 9, 2026
Available records · partial months are marked ·

2023, from Sep 1, 202310 of 30 preview events · 32 available in 2023

Date	Insider	Activity	Trade value (USD)	% of prior holding
2023-12-14	Ozgen Mustafa Pres, Devices, Prod, and Tech	Sale10b5-1 footnote	$3.50M 33,684 shares sold	93.30% sold Direct holding	▾
2023-12-13	Wood Anthony J. CEO and Chairman BOD · Director · 10% owner	Sale10b5-1 footnote	$2.49M 25,000 shares sold	100.00% sold Trust holding	▾
2023-12-01	Banks Matthew C. VP, Corp Controller & CAO	Sale10b5-1 footnote	$21.34K 206 shares sold	4.54% sold Direct holding	▾
2023-11-17	Fuchsberg Gilbert SVP, Corporate Development	Sale10b5-1 footnote	$140.39K 1,574 shares sold	4.29% sold Direct holding	▾
2023-11-17	KAY STEPHEN H SVP General Counsel, Secretary	Sale10b5-1 footnote	$104.00K 1,166 shares sold	1.42% sold Direct holding	▾
2023-11-17	Collier Charles President, Roku Media	Sale10b5-1 footnote	$1.25M 14,014 shares sold	45.82% sold Direct holding	▾
2023-11-17	Banks Matthew C. VP, Corp Controller & CAO	Sale10b5-1 footnote	$605.96K 6,794 shares sold	59.96% sold Direct holding	▾
2023-11-16	Katz Gidon President, Consumer Experience	Sale10b5-1 footnote	$509.39K 5,704 shares sold	23.71% sold Direct holding	▾
2023-11-16	Ozgen Mustafa President, Devices	Sale	$436.78K 4,906 shares sold	11.96% sold Direct holding	▾
2023-11-16	Jedda Dan CFO	Sale	$635.50K 7,138 shares sold	23.67% sold Direct holding	▾

Showing 30 / 32 record groups in 2023. The complete set is available through the API.

ROKU, INC · ROKU

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The initial HTML of this page carries its exact data as script#research-data (JSON): values, units, scope, preview limits and SEC sources. Read it directly, no script or API key needed; script#research-access says what needs an account. For the year shown, this page lists 30 of 32 purchase / sale groups and 30 of 74 other groups; the totals and the monthly series cover the whole window.

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{"ticker":"ROKU","transaction_code":["P","S"],"transaction_form_type":"4","page_size":20}

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Sources, coverage & how to read this data

Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.

Non-cancelled, non-derivative purchase (P) and sale (S) rows dated inside the public window, as reported. Includes open-market and private transactions. Data after the latest filing is not asserted complete and is not zero-filled. A grouped event shares filing, transaction date, security, code, direction, ownership bucket and source. Derivative groups also match underlying security, exercise price, exercise/expiration dates and footnote references. Reported rows are retained; P/S price lots can be grouped. Post-transaction balances are never summed.