Company · Ownership research

ROKU, INC ROKU

CIK 0001428439

Form 4 transactions dated Nov 1, 2023 to Nov 10, 2026, as reported to the SEC.

Insider trading Initial holdings Institutional holders

This page lists 30 of 35 rows; the complete set is available through the API.

Insider filings on file run through Nov 3, 2026.

Insider purchases & sales

Purchased: $512.57K
Sold: $267.02M

Nov 1, 2023 – Nov 3, 2026
Available records · partial months are marked ·

2023, from Nov 1, 202310 of 19 preview events

Date	Insider	Activity	Trade value (USD)	% of prior holding
Dec 14, 2023	Ozgen Mustafa Pres, Devices, Prod, and Tech	Sale10b5-1 footnote	$3.50M 33,684 shares sold	93.30% sold Direct holding	▾
Dec 13, 2023	Wood Anthony J. CEO and Chairman BOD · Director · 10% owner	Sale10b5-1 footnote	$2.49M 25,000 shares sold	100.00% sold Trust holding	▾
Dec 1, 2023	Banks Matthew C. VP, Corp Controller & CAO	Sale10b5-1 footnote	$21.34K 206 shares sold	4.54% sold Direct holding	▾
Nov 17, 2023	Fuchsberg Gilbert SVP, Corporate Development	Sale10b5-1 footnote	$140.39K 1,574 shares sold	4.29% sold Direct holding	▾
Nov 17, 2023	KAY STEPHEN H SVP General Counsel, Secretary	Sale10b5-1 footnote	$104.00K 1,166 shares sold	1.42% sold Direct holding	▾
Nov 17, 2023	Collier Charles President, Roku Media	Sale10b5-1 footnote	$1.25M 14,014 shares sold	45.82% sold Direct holding	▾
Nov 17, 2023	Banks Matthew C. VP, Corp Controller & CAO	Sale10b5-1 footnote	$605.96K 6,794 shares sold	59.96% sold Direct holding	▾
Nov 16, 2023	Katz Gidon President, Consumer Experience	Sale10b5-1 footnote	$509.39K 5,704 shares sold	23.71% sold Direct holding	▾
Nov 16, 2023	Ozgen Mustafa President, Devices	Sale	$436.78K 4,906 shares sold	11.96% sold Direct holding	▾
Nov 16, 2023	Jedda Dan CFO	Sale	$635.50K 7,138 shares sold	23.67% sold Direct holding	▾

Showing 19 / 19 record groups in 2023. The complete set is available through the API.

ROKU, INC · ROKU

Follow the people behind the trades.

Log in to look up the full history beyond 3 years, use advanced screening & filtering, download CSV, and reach other datasets through the Akkru API.

Download CSV
Earlier filings
Advanced screening & filtering
API & AI access

Already have an account?

＋ New accounts get free API credits to explore data beyond ownership filings.

For AI agents & developers

The initial HTML of this page carries its exact data as script#research-data (JSON): values, units, scope, preview limits and SEC sources. Read it directly, no script or API key needed; script#research-access says what needs an account. For the year shown, this page lists 19 of 19 purchase / sale groups and 30 of 35 other groups; the totals and the monthly series cover the whole window.

Without an account: the last 3 years, with the row caps stated on the page. A free account opens all history on file on these pages and the CSV of what a page shows. Rows beyond the caps and bulk retrieval go through the authenticated API / MCP / CLI.

MCP  https://api.akkrudata.ai/mcp

akkru_insider_transactions
{"action":"list","ticker":"ROKU","transaction_code":["P","S"],"transaction_form_type":"4","page_size":20}

Connect to MCP with OAuth and follow the returned pagination. Credits and usage limits depend on the account.

MCP endpoint: https://api.akkrudata.ai/mcp
API / MCP / CLI documentation: /documents
llms.txt: /llms.txt

Sources, coverage & how to read this data

Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.

Non-cancelled, non-derivative purchase (P) and sale (S) rows dated inside the public window, as reported. Share totals are on today's split-adjusted basis. Includes open-market and private transactions. Data after the latest filing is not asserted complete and is not zero-filled. A grouped event shares filing, transaction date, security, code, direction, ownership bucket and source. Derivative groups also match underlying security, exercise price, exercise/expiration dates and footnote references. Reported rows are retained; P/S price lots can be grouped. Post-transaction balances are never summed.