Company · Ownership research

SARATOGA INVESTMENT CORP. SAR

CIK 0001377936 · CUSIP 80349A208

Insider trading Initial holdings Institutional holders

Quarter-end disclosures, not live holdings.

Several CUSIPs are reported for this company; this page shows CUSIP 80349A208 (SAR), not CUSIP 80349A908 (SAR), and does not merge CUSIPs.

This page lists the top 20 of 63 rows by value; the complete set is available through the API.

Some filings reported values in thousands; those figures were scaled ×1,000 to dollars.

Top 20 institutions

Weight means this stock's share of the manager's own portfolio.

By reported value

#	Manager	Value	Manager weight	Change vs prior	Source
01	Lido Advisors, LLC CIK 1650150 · View history	$4.36M 199,138 shares	0.02%	0(0.00%)Unchanged	SEC filing ↗ May 13, 2026	▾
02	Private Advisor Group, LLC CIK 1567755 · View history	$3.61M 165,139 shares	0.02%	+1.78K(+1.10%)Added	SEC filing ↗ Apr 27, 2026	▾
03	Hennion & Walsh Asset Management, Inc. CIK 1861642 · View history	$3.01M 137,675 shares	0.10%	-3.79K(-2.70%)Reduced	SEC filing ↗ May 13, 2026	▾
04	Legal & General Group Plc CIK 764068 · View history	$2.69M 122,941 shares	0.00%	+5.65K(+4.80%)Added	SEC filing ↗ May 8, 2026	▾
05	LPL Financial LLC CIK 1403438 · View history	$2.49M 113,995 shares	0.00%	+268(+0.20%)Added	SEC filing ↗ May 6, 2026	▾
06	Advisors Asset Management, Inc. CIK 1297376 · View history	$2.33M 106,625 shares	0.04%	+5.24K(+5.20%)Added	SEC filing ↗ May 15, 2026	▾
07	WELLS FARGO & COMPANY/MN CIK 72971 · Amended · View history	$1.86M 85,267 shares	0.00%	+2.44K(+2.90%)Added	SEC filing ↗ May 11, 2026	▾
08	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC CIK 1818604 · View history	$1.76M 82,407 shares	0.12%	+20.60K(+33.30%)Added	SEC filing ↗ May 1, 2026	▾
09	Ethos Financial Group, LLC CIK 1954242 · View history	$1.22M 52,846 shares	0.09%	0(0.00%)Unchanged	SEC filing ↗ May 5, 2026	▾
10	TWO SIGMA INVESTMENTS, LP CIK 1179392 · View history	$1.20M 54,746 shares	0.00%	-12.76K(-18.90%)Reduced	SEC filing ↗ May 15, 2026	▾
11	BlackRock, Inc. CIK 2012383 · View history	$1.19M 54,596 shares	0.00%	-40.60K(-42.60%)Reduced	SEC filing ↗ May 13, 2026	▾
12	Wealthcare Advisory Partners LLC CIK 1683059 · View history	$1.11M 50,573 shares	0.02%	+1.10K(+2.20%)Added	SEC filing ↗ Apr 14, 2026	▾
13	RAYMOND JAMES FINANCIAL INC CIK 720005 · View history	$1.06M 48,454 shares	0.00%	+22.79K(+88.80%)Added	SEC filing ↗ May 14, 2026	▾
14	Palogic Value Management, L.P. CIK 1532943 · View history	$1.02M 46,680 shares	0.45%	0(0.00%)Unchanged	SEC filing ↗ May 15, 2026	▾
15	Next Level Private LLC CIK 1910366 · View history	$951.93K 43,527 shares	0.22%	0(0.00%)Unchanged	SEC filing ↗ Apr 23, 2026	▾
16	JB CAPITAL PARTNERS LP CIK 1138532 · View history	$760.88K 33,847 shares	0.13%	0(0.00%)Unchanged	SEC filing ↗ May 14, 2026	▾
17	MORGAN STANLEY CIK 895421 · View history	$618.62K 28,286 shares	0.00%	-2.05K(-6.80%)Reduced	SEC filing ↗ May 15, 2026	▾
18	Focus Partners Wealth CIK 1542153 · View history	$606.01K 27,709 shares	0.00%	+2.11K(+8.20%)Added	SEC filing ↗ May 15, 2026	▾
19	UBS Group AG CIK 1610520 · View history	$596.61K 27,280 shares	0.00%	+14.26K(+109.50%)Added	SEC filing ↗ May 5, 2026	▾
20	BI Asset Management Fondsmaeglerselskab A/S CIK 1778131 · View history	$591.00K 27,027 shares	0.01%	0(0.00%)Unchanged	SEC filing ↗ Apr 16, 2026	▾

Showing 20 / 63 institutions. The complete set is available through the API.

Coverage & totals by quarter

Reporting institutions

Cancelled or null records excluded

Disclosed shares

1,926,185

Not deduplicated across managers

Disclosed value

$42.17M

Not market cap or free float

Reporting institutions by quarter

Counts also change with data coverage and reporting entities; they do not measure net buying. Distinct managers with a live stock row in this CUSIP; totals may include overlapping filings and are not a share of the company.

SARATOGA INVESTMENT CORP. · Q1 2026

Explore all 63 reporting institutions.

This page includes 20 of 63 reporting institutions. Log in to look up the full history beyond 3 years, use advanced screening & filtering, download CSV, and get the complete set through the Akkru API.

Download CSV
Earlier quarters
Advanced screening & filtering
API & AI access

Already have an account?

＋ New accounts get free API credits to explore data beyond ownership filings.

For AI agents & developers

The initial HTML of this page carries its exact data as script#research-data (JSON): values, units, scope, preview limits and SEC sources. Read it directly, no script or API key needed; script#research-access says what needs an account. This page lists 20 of 63 reporting institutions; totals use the complete disclosed data.

Without an account: the last 3 years, with the row caps stated on the page. A free account opens all history on file on these pages and the CSV of what a page shows. Rows beyond the caps and bulk retrieval go through the authenticated API / MCP / CLI.

MCP  https://api.akkrudata.ai/mcp

akkru_institutional_holdings
{"action":"holders","cusip":"80349A208","quarter":"2026Q1","type":"positions","page_size":100}

Connect to MCP with OAuth and follow the returned pagination. Credits and usage limits depend on the account.

MCP endpoint: https://api.akkrudata.ai/mcp
API / MCP / CLI documentation: /documents
llms.txt: /llms.txt

Sources, coverage & how to read this data

Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.