SMH CAPITAL ADVISORS INC
CIK 1180391 · Holdings on Sep 30, 2023 · First reported Nov 8, 2023
Top ten holdings
Q3 2023- 62914VAF326.29%
- 97717PAD621.42%
- 35953DAB019.57%
- 302301AE64.52%
- CODI3.17%
- APO2.56%
- MAIN1.72%
- PSEC1.42%
- NXDT1.16%
- VICI1.03%
Share classes counted separately82.86%
Portfolio value by quarter
Top 10 holdings 30
USD · B = billion · M = million; expand a row for exact values| # | Security | Value | Weight | Quantity | Weight / quantity change | Activity | |
|---|---|---|---|---|---|---|---|
| 01 | 62914VAF3NIO INCNOTE 0.500% 2/0 View history and evidence | $11.27M | 26.29% | 12.91M principal (USD) | — | ↗▾ | |
| 02 | 97717PAD6WISDOMTREE INVESTMENTSNOTE 3.250% 6/1 View history and evidence | $9.18M | 21.42% | 9.45M principal (USD) | — | ↗▾ | |
| 03 | 35953DAB0FUBOTV INCNOTE 3.250% 2/1 View history and evidence | $8.38M | 19.57% | 12.66M principal (USD) | — | ↗▾ | |
| 04 | 302301AE6EZCORP INCNOTE 2.375% 5/0 View history and evidence | $1.94M | 4.52% | 2.08M principal (USD) | — | ↗▾ | |
| 05 | CODICOMPASS DIVERSIFIED HOLDINGSSH BEN INT View history and evidence | $1.36M | 3.17% | 72.23K shares | — | ↗▾ | |
| 06 | APOAPOLLO GLOBAL MANAGEMENT INC View history and evidence | $1.10M | 2.56% | 12.21K shares | — | ↗▾ | |
| 07 | MAINMAIN STREET CAPITAL CORP View history and evidence | $738.00K | 1.72% | 18.17K shares | — | ↗▾ | |
| 08 | PSECPROSPECT CAPITAL CORP View history and evidence | $609.00K | 1.42% | 100.72K shares | — | ↗▾ | |
| 09 | NXDTNEXPOINT DIVERSIFIED REAL ESCOM NEW View history and evidence | $495.00K | 1.16% | 56.79K shares | — | ↗▾ | |
| 10 | VICIVICI PROPERTIES INC View history and evidence | $443.00K | 1.03% | 15.23K shares | — | ↗▾ |
Options overlay 0
No options reported this quarter.
Exited positions 13
| Security | Type | Shares out | Value out | Previous filing | This filing |
|---|---|---|---|---|---|
| CVX CHEVRON CORP | Non-derivative | — | — | SEC filing ↗ | |
| 811246107 SCULPTOR CAPITAL MANAGEMENT | Non-derivative | — | — | SEC filing ↗ | |
| EXMOC EXXON MOBIL CORP | Non-derivative | — | — | SEC filing ↗ |
3 / 13 preview exits. Up to 30 exit records are previewed. Exit means absent from the current filing; execution date, price and proceeds are unknown.
Every number has a source.
CIK 1180391 · Period 2023-09-30
Data loaded 2026-09-23 · First reported 2023-11-08
Amendments and versions
{
"amendments_merged": null,
"prior_versions": null,
"cover_table_value": 42842000
}Research all 44 reported holdings.
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