WATERFALL ASSET MANAGEMENT, LLC
CIK 1570717 · Holdings on Dec 31, 2023 · First reported May 2, 2024
Top ten holdings
Q4 2023- 758075AF225.17%
- 90187BAB725.04%
- RC22.67%
- 70932AAF013.59%
- 70932AAD56.69%
- RUN5.29%
- FPAYQ1.54%
Share classes counted separately99.99%
Portfolio value by quarter
Top 10 holdings 7
USD · B = billion · M = million; expand a row for exact values| # | Security | Value | Weight | Quantity | Weight / quantity change | Activity | |
|---|---|---|---|---|---|---|---|
| 01 | 758075AF2REDWOOD TRUST INCNOTE 7.750% 6/1 View history and evidence | $44.49M | 25.17% | 49.42M principal (USD) | Prior unavailable — | — | ↗▾ |
| 02 | 90187BAB7TWO HARBORS INV CORPNOTE 6.250% 1/1 View history and evidence | $44.25M | 25.04% | 48.29M principal (USD) | Prior unavailable — | — | ↗▾ |
| 03 | RCREADY CAPITAL CORP View history and evidence | $40.07M | 22.67% | 3.91M shares | Prior unavailable — | — | ↗▾ |
| 04 | 70932AAF0PENNYMAC CORPNOTE 5.500% 3/1 View history and evidence | $24.02M | 13.59% | 26.57M principal (USD) | Prior unavailable — | — | ↗▾ |
| 05 | 70932AAD5PENNYMAC CORPNOTE 5.500%11/0 View history and evidence | $11.83M | 6.69% | 12.15M principal (USD) | Prior unavailable — | — | ↗▾ |
| 06 | RUNSUNRUN INCNOTE 2/0 View history and evidence | $9.35M | 5.29% | 12.26M principal (USD) | Prior unavailable — | — | ↗▾ |
| 07 | FPAYQFLEXSHOPPER INCCOM NEW View history and evidence | $2.72M | 1.54% | 1.63M shares | Prior unavailable — | — | ↗▾ |
Options overlay 0
No options reported this quarter.
Exited positions 0
No exits reported this quarter.
Every number has a source.
CIK 1570717 · Period 2023-12-31
Data loaded 2026-09-23 · First reported 2024-05-02
Amendments and versions
{
"amendments_merged": [
{
"action": "REPLACE",
"accession": "0000905148-24-001254",
"cover_total": 176717070,
"filing_date": "2024-05-02",
"claimed_type": "RESTATEMENT",
"confidential": false,
"positions_added": 0,
"positions_restated": 5,
"positions_cancelled": 0
}
],
"prior_versions": [
{
"accession": "0000905148-24-000604",
"filing_date": "2024-02-13",
"confidential": false,
"cover_table_value_total_raw": 72769106
}
],
"cover_table_value": 176717070
}Take these holdings further.
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Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.