Spectrum Asset Management, Inc. (NB/CA)
CIK 1632078 · Holdings on Dec 31, 2023 · First reported Jan 25, 2024
Top ten holdings
Q4 2023- SCHV13.61%
- SCHG6.65%
- ESGU5.59%
- IAU4.23%
- USMV3.64%
- VONE3.58%
- MDT2.96%
- CVX2.79%
- INTC2.25%
- SCHW2.13%
Share classes counted separately47.43%
Portfolio value by quarter
What changed this quarter?
Within preview · weight change- SCHVWeight increased · +5.89 pp7.72% → 13.61%Shares +210.55K (+92.41%)
- SCHGWeight increased · +3.15 pp3.50% → 6.65%Shares +89.43K (+97.65%)
- ESGUWeight increased · +2.55 pp3.04% → 5.59%Shares +58.90K (+95.88%)
Weight = security value ÷ total reported holdings value. Changes are in percentage points; price moves also affect weights, so they are not trade sizes.
Top 10 holdings 28
USD · B = billion · M = million; expand a row for exact values| # | Security | Value | Weight | Quantity | Weight / quantity change | Activity | |
|---|---|---|---|---|---|---|---|
| 01 | SCHVSCHWAB US LARGE-CAP VALUEUS LCAP VA ETF View history and evidence | $30.73M | 13.61% | 438.38K shares | 7.72% → 13.61%+5.89 pp +210.55K (+92.41%) | Added | ↗▾ |
| 02 | SCHGSCHWAB US LARGE-CAP GROWTHUS LCAP GR ETF View history and evidence | $15.02M | 6.65% | 181.01K shares | 3.50% → 6.65%+3.15 pp +89.43K (+97.65%) | Added | ↗▾ |
| 03 | ESGUISHARES ESG AWARE MSCI USAESG AWR MSCI USA View history and evidence | $12.63M | 5.59% | 120.34K shares | 3.04% → 5.59%+2.55 pp +58.90K (+95.88%) | Added | ↗▾ |
| 04 | IAUISHARES GOLD TRUSTISHARES NEW View history and evidence | $9.54M | 4.23% | 244.53K shares | 4.06% → 4.23%+0.17 pp +23.51K (+10.64%) | Added | ↗▾ |
| 05 | USMVISHARES MSCI USA MIN VOL FACMSCI USA MIN VOL View history and evidence | $8.23M | 3.64% | 105.41K shares | 2.05% → 3.64%+1.59 pp +51.73K (+96.37%) | Added | ↗▾ |
| 06 | VONEVANGUARD RUSSELL 1000VNG RUS1000IDX View history and evidence | $8.09M | 3.58% | 37.27K shares | 1.36% → 3.58%+2.22 pp +23.94K (+179.51%) | Added | ↗▾ |
| 07 | MDTMEDTRONIC PLCSHS View history and evidence | $6.69M | 2.96% | 80.49K shares | 3.39% → 2.96%-0.43 pp -1.05K (-1.29%) | Reduced | ↗▾ |
| 08 | CVXCHEVRON CORP View history and evidence | $6.30M | 2.79% | 42.27K shares | 3.87% → 2.79%-1.08 pp -1.44K (-3.30%) | Reduced | ↗▾ |
| 09 | INTCINTEL CORP View history and evidence | $5.08M | 2.25% | 101.15K shares | 2.01% → 2.25%+0.24 pp -6.68K (-6.19%) | Reduced | ↗▾ |
| 10 | SCHWSCHWAB (CHARLES) CORP View history and evidence | $4.81M | 2.13% | 69.98K shares | 1.97% → 2.13%+0.16 pp +1.58K (+2.31%) | Added | ↗▾ |
Options overlay 2
$8.49K notionalPut and Call positions are separate. Notional is based on underlying securities, not option premium, market value or net exposure. Quantities are underlying shares.
| Security | Put / Call | Underlying shares | Notional | Quantity change | |
|---|---|---|---|---|---|
DISWALT DISNEY CO/THECALL View history and evidence | Call | 4.00K | $6.27K | +4.00K | ▾ |
AAPLAPPLE INCPUT View history and evidence | Put | 3.30K | $2.22K | 0 (0.00%) | ▾ |
2 / 2 options · preview only
Exited positions 11
| Security | Type | Shares out | Value out | Previous filing | This filing |
|---|---|---|---|---|---|
| TFLO ISHARES TREASURY FLOATING RA | Non-derivative | -18,542 | -$940.82K | SEC filing ↗ | SEC filing ↗ |
| INTU INTUIT INC | Non-derivative | -1,831 | -$935.53K | SEC filing ↗ | SEC filing ↗ |
| EWS ISHARES MSCI SINGAPORE ETF | Non-derivative | -38,045 | -$698.13K | SEC filing ↗ | SEC filing ↗ |
3 / 11 preview exits. Up to 30 exit records are previewed. Exit means absent from the current filing; execution date, price and proceeds are unknown.
Every number has a source.
CIK 1632078 · Period 2023-12-31
Data loaded 2026-09-23 · First reported 2024-01-25
Amendments and versions
{
"amendments_merged": null,
"prior_versions": null,
"cover_table_value": 225856849
}Research all 90 reported holdings.
This page includes 30 of 90 reported holdings. Sign in to look up the full history beyond 3 years, use advanced screening & filtering, download CSV, and get the complete set through the Akkru API.
- Download CSV
- Earlier quarters
- Advanced screening & filtering
- API & AI access
＋ New accounts get free API credits to explore data beyond ownership filings.
For AI agents & developers
The initial HTML of this page carries its exact data as script#portfolio-data (JSON): values, units, scope, preview limits and SEC sources. Read it directly, no script or API key needed; script#research-access says what needs an account. This page lists 30 of 90 current positions (options included); totals and weights use the complete filing.
Without an account: the last 3 years, with the row caps stated on the page. A free account opens all history on file on these pages and the CSV of what a page shows. Rows beyond the caps and bulk retrieval go through the authenticated API / MCP.
MCP https://api.akkrudata.ai/mcp
get_institutional_portfolio
{"cik":"1632078","quarter":"2023Q4","page_size":100}
get_institutional_manager_history
{"cik":"1632078","page_size":100}Connect to MCP with OAuth and follow the returned pagination. Credits and usage limits depend on the account.
- MCP endpoint
- https://api.akkrudata.ai/mcp
- API / MCP documentation
- /documents
- llms.txt
- /llms.txt
Sources, coverage & how to read this data
Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.