Spectrum Asset Management, Inc. (NB/CA)
CIK 1632078 · Holdings on Sep 30, 2024 · First reported Oct 22, 2024
Top ten holdings
Q3 2024- SCHV6.74%
- IAU5.25%
- RSP5.07%
- USMV4.58%
- SCHG4.08%
- VGK3.45%
- DSEP2.91%
- WMT2.68%
- SCHF2.53%
- MSFT2.36%
Share classes counted separately39.65%
Portfolio value by quarter
What changed this quarter?
Within preview · weight change- RSPWeight increased · +1.95 pp3.12% → 5.07%Shares +25.86K (+63.00%)
- UNHWeight increased · +1.20 pp0.27% → 1.47%Shares +4.79K (+414.43%)
- SCHVWeight decreased · -0.72 pp7.46% → 6.74%Shares -18.41K (-8.50%)
Weight = security value ÷ total reported holdings value. Changes are in percentage points; price moves also affect weights, so they are not trade sizes.
Top 10 holdings 27
USD · B = billion · M = million; expand a row for exact values| # | Security | Value | Weight | Quantity | Weight / quantity change | Activity | |
|---|---|---|---|---|---|---|---|
| 01 | SCHVSCHWAB US LARGE-CAP VALUEUS LCAP VA ETF View history and evidence | $15.93M | 6.74% | 198.16K shares | 7.46% → 6.74%-0.72 pp -18.41K (-8.50%) | Reduced | ↗▾ |
| 02 | IAUISHARES GOLD TRUSTISHARES NEW View history and evidence | $12.41M | 5.25% | 249.70K shares | 4.65% → 5.25%+0.60 pp +20.79K (+9.08%) | Added | ↗▾ |
| 03 | RSPINVESCO S&P 500 EQUAL WEIGHTS&P500 EQL WGT View history and evidence | $11.99M | 5.07% | 66.92K shares | 3.12% → 5.07%+1.95 pp +25.86K (+63.00%) | Added | ↗▾ |
| 04 | USMVISHARES MSCI USA MIN VOL FACMSCI USA MIN VOL View history and evidence | $10.83M | 4.58% | 118.55K shares | 4.57% → 4.58%+0.01 pp +822 (+0.70%) | Added | ↗▾ |
| 05 | SCHGSCHWAB US LARGE-CAP GROWTHUS LCAP GR ETF View history and evidence | $9.65M | 4.08% | 92.66K shares | 4.34% → 4.08%-0.26 pp -365 (-0.39%) | Reduced | ↗▾ |
| 06 | VGKVANGUARD FTSE EUROPE ETFFTSE EUROPE ETF View history and evidence | $8.15M | 3.45% | 114.59K shares | 3.49% → 3.45%-0.04 pp +1.56K (+1.38%) | Added | ↗▾ |
| 07 | DSEPFT VEST U.S. EQUITY DEEP BUFFT VEST US EQT View history and evidence | $6.88M | 2.91% | 171.79K shares | Prior unavailable +171.79K | New | ↗▾ |
| 08 | WMTWALMART INC View history and evidence | $6.34M | 2.68% | 78.50K shares | 2.45% → 2.68%+0.23 pp +154 (+0.20%) | Added | ↗▾ |
| 09 | SCHFSCHWAB INTL EQUITY ETFINTL EQTY ETF View history and evidence | $5.99M | 2.53% | 145.68K shares | 2.65% → 2.53%-0.12 pp -1.82K (-1.24%) | Reduced | ↗▾ |
| 10 | MSFTMICROSOFT CORP View history and evidence | $5.59M | 2.36% | 12.98K shares | 2.64% → 2.36%-0.28 pp +214 (+1.68%) | Added | ↗▾ |
Options overlay 3
$29.86K notionalPut and Call positions are separate. Notional is based on underlying securities, not option premium, market value or net exposure. Quantities are underlying shares.
| Security | Put / Call | Underlying shares | Notional | Quantity change | |
|---|---|---|---|---|---|
DISWALT DISNEY CO/THECALL View history and evidence | Call | 12.00K | $17.11K | +8.00K (+200.00%) | ▾ |
PFEPFIZER INCCALL View history and evidence | Call | 9.50K | $10.78K | 0 (0.00%) | ▾ |
NVDANVIDIA CORPPUT View history and evidence | Put | 17.00K | $1.97K | +17.00K | ▾ |
3 / 3 options · preview only
Exited positions 12
| Security | Type | Shares out | Value out | Previous filing | This filing |
|---|---|---|---|---|---|
| DJAN FT VEST U.S. EQUITY DEEP BUF | Non-derivative | -182,776 | -$6.79M | SEC filing ↗ | SEC filing ↗ |
| BG BUNGE GLOBAL SA | Non-derivative | -28,920 | -$3.09M | SEC filing ↗ | SEC filing ↗ |
| INTC INTEL CORP | Non-derivative | -96,379 | -$2.98M | SEC filing ↗ | SEC filing ↗ |
3 / 12 preview exits. Up to 30 exit records are previewed. Exit means absent from the current filing; execution date, price and proceeds are unknown.
Every number has a source.
CIK 1632078 · Period 2024-09-30
Data loaded 2026-09-23 · First reported 2024-10-22
Amendments and versions
{
"amendments_merged": null,
"prior_versions": null,
"cover_table_value": 236415455
}Research all 97 reported holdings.
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