Company · Ownership research

Bakkt, Inc. BKKT

CIK 0001820302

Form 4 transactions dated Nov 1, 2023 to Nov 12, 2026, as reported to the SEC.

Insider trading Initial holdings Institutional holders

Insider filings on file run through Oct 2, 2026.

Some filings are submitted jointly by several insiders. The SEC form does not apportion the reported figures between them, so results include every joint filer.

Insider purchases & sales

Purchased: $13.30M
Sold: $7.58M

Nov 1, 2023 – Oct 2, 2026
Available records · partial months are marked ·

2023, from Nov 1, 202310 of 14 preview events

Date	Insider	Activity	Trade value (USD)	% of prior holding
Dec 29, 2023	Levy Richard N · VPC Impact Acquisition Holdings Sponsor, LLC Director · See Remarks	Sale	$1.01M 393,125 shares sold	Unavailable Direct holding	▾
Dec 28, 2023	Levy Richard N · VPC Impact Acquisition Holdings Sponsor, LLC Director · See Remarks	Sale	$832.75K 360,544 shares sold	Unavailable Direct holding	▾
Dec 27, 2023	Levy Richard N · VPC Impact Acquisition Holdings Sponsor, LLC Director · See Remarks	Sale	$1.70M 753,001 shares sold	Unavailable Direct holding	▾
Dec 20, 2023	Levy Richard N · VPC Impact Acquisition Holdings Sponsor, LLC Director · See Remarks	Sale	$478.63K 237,711 shares sold	Unavailable Direct holding	▾
Dec 19, 2023	Levy Richard N · VPC Impact Acquisition Holdings Sponsor, LLC Director · See Remarks	Sale	$290.51K 144,484 shares sold	Unavailable Direct holding	▾
Dec 11, 2023	Collins Sean Roberts Director	Sale	$85.17 51 shares sold	Unavailable Indirect holding	▾
Dec 8, 2023	Collins Sean Roberts Director	Sale	$105.41K 60,929 shares sold	Unavailable Indirect holding	▾
Dec 8, 2023	Collins Sean Roberts Director	Sale	$79.57K 46,501 shares sold	14.42% sold Direct holding	▾
Dec 7, 2023	Collins Sean Roberts Director	Sale	$525.65K 285,679 shares sold	Unavailable Indirect holding	▾
Dec 7, 2023	Collins Sean Roberts Director	Sale	$329.29K 182,646 shares sold	36.16% sold Direct holding	▾

Showing 14 / 14 record groups in 2023. The complete set is available through the API.

Bakkt, Inc. · BKKT

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The initial HTML of this page carries its exact data as script#research-data (JSON): values, units, scope, preview limits and SEC sources. Read it directly, no script or API key needed; script#research-access says what needs an account. For the year shown, this page lists 14 of 14 purchase / sale groups and 8 of 8 other groups; the totals and the monthly series cover the whole window.

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{"action":"list","ticker":"BKKT","transaction_code":["P","S"],"transaction_form_type":"4","page_size":20}

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Sources, coverage & how to read this data

Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.

Non-cancelled, non-derivative purchase (P) and sale (S) rows dated inside the public window, as reported. Share totals are on today's split-adjusted basis. Includes open-market and private transactions. Data after the latest filing is not asserted complete and is not zero-filled. A grouped event shares filing, transaction date, security, code, direction, ownership bucket and source. Derivative groups also match underlying security, exercise price, exercise/expiration dates and footnote references. Reported rows are retained; P/S price lots can be grouped. Post-transaction balances are never summed.