Company · Ownership research

Bakkt, Inc. BKKT

CIK 0001820302

Form 4 transactions dated Nov 1, 2023 to Nov 12, 2026, as reported to the SEC.

Insider trading Initial holdings Institutional holders

This page lists 30 of 34 rows; the complete set is available through the API.

Insider filings on file run through Oct 2, 2026.

Some filings are submitted jointly by several insiders. The SEC form does not apportion the reported figures between them, so results include every joint filer.

Insider purchases & sales

Purchased: $13.30M
Sold: $7.58M

Nov 1, 2023 – Oct 2, 2026
Available records · partial months are marked ·

20246 of 6 preview events

Date	Insider	Activity	Trade value (USD)	% of prior holding
Apr 25, 2024	Intercontinental Exchange Holdings, Inc. · Intercontinental Exchange, Inc. 10% owner	Purchase	$304.21K 350,880 shares bought	Unavailable Indirect holding	▾
Apr 22, 2024	D'Annunzio Marc General Counsel & Secretary	Sale10b5-1 footnote	$8.17K 20,504 shares sold	Unavailable Direct holding	▾
Mar 4, 2024	Intercontinental Exchange Holdings, Inc. · Intercontinental Exchange, Inc. 10% owner	Purchase	$2.39M 2,762,009 shares bought	Unavailable Indirect holding	▾
Feb 23, 2024	D'Annunzio Marc General Counsel & Secretary	Sale10b5-1 footnote	$44.05K 50,247 shares sold	8.15% sold Direct holding	▾
Feb 8, 2024	D'Annunzio Marc General Counsel & Secretary	Sale10b5-1 footnote	$18.93K 19,329 shares sold	2.94% sold Direct holding	▾
Jan 25, 2024	D'Annunzio Marc General Counsel & Secretary	Sale10b5-1 footnote	$54.25K 42,807 shares sold	6.03% sold Direct holding	▾

Showing 6 / 6 record groups in 2024. The complete set is available through the API.

Bakkt, Inc. · BKKT

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The initial HTML of this page carries its exact data as script#research-data (JSON): values, units, scope, preview limits and SEC sources. Read it directly, no script or API key needed; script#research-access says what needs an account. For the year shown, this page lists 6 of 6 purchase / sale groups and 30 of 34 other groups; the totals and the monthly series cover the whole window.

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{"action":"list","ticker":"BKKT","transaction_code":["P","S"],"transaction_form_type":"4","page_size":20}

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Sources, coverage & how to read this data

Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.

Non-cancelled, non-derivative purchase (P) and sale (S) rows dated inside the public window, as reported. Share totals are on today's split-adjusted basis. Includes open-market and private transactions. Data after the latest filing is not asserted complete and is not zero-filled. A grouped event shares filing, transaction date, security, code, direction, ownership bucket and source. Derivative groups also match underlying security, exercise price, exercise/expiration dates and footnote references. Reported rows are retained; P/S price lots can be grouped. Post-transaction balances are never summed.