Company · Ownership research

CAPITAL SOUTHWEST CORP CSWC

CIK 0000017313

Form 4 transactions dated Nov 1, 2023 to Nov 15, 2026, as reported to the SEC.

Insider trading Initial holdings Institutional holders

Insider filings on file run through Oct 1, 2026.

Insider purchases & sales

Purchased: $657.41K
Sold: $108.57K

Nov 1, 2023 – Oct 1, 2026
Available records · partial months are marked ·

202410 of 10 preview events

Date	Insider	Activity	Trade value (USD)	% of prior holding
Dec 12, 2024	Rogers-Windsor Ramona Lynn Director	Purchase	$5.67K 250 shares bought	1.55% added Direct holding	▾
Nov 8, 2024	BATTIST CHRISTINE Director	Purchase	$5.92K 256 shares bought	2.84% added Direct holding	▾
Nov 7, 2024	Rogers-Windsor Ramona Lynn Director	Purchase	$11.53K 500 shares bought	3.19% added Direct holding	▾
Sep 16, 2024	Rogers-Windsor Ramona Lynn Director	Purchase	$6.26K 250 shares bought	1.65% added Direct holding	▾
Aug 9, 2024	BATTIST CHRISTINE Director	Purchase	$9.72K 406 shares bought	4.71% added Direct holding	▾
Jun 28, 2024	Rogers-Windsor Ramona Lynn Director	Purchase	$5.23K 200 shares bought	1.59% added Direct holding	▾
Jun 21, 2024	BATTIST CHRISTINE Director	Purchase	$4.92K 197 shares bought	2.34% added Direct holding	▾
Jun 3, 2024	Thomas William R III Director	Purchase	$243.14K 9,400 shares bought	201.67% added Direct holding	▾
May 29, 2024	BATTIST CHRISTINE Director	Purchase	$4.85K 192 shares bought	2.33% added Direct holding	▾
May 23, 2024	Rogers-Windsor Ramona Lynn Director	Purchase	$12.82K 500 shares bought	4.13% added Direct holding	▾

Showing 10 / 10 record groups in 2024. The complete set is available through the API.

CAPITAL SOUTHWEST CORP · CSWC

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{"action":"list","ticker":"CSWC","transaction_code":["P","S"],"transaction_form_type":"4","page_size":20}

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Sources, coverage & how to read this data

Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.

Non-cancelled, non-derivative purchase (P) and sale (S) rows dated inside the public window, as reported. Share totals are on today's split-adjusted basis. Includes open-market and private transactions. Data after the latest filing is not asserted complete and is not zero-filled. A grouped event shares filing, transaction date, security, code, direction, ownership bucket and source. Derivative groups also match underlying security, exercise price, exercise/expiration dates and footnote references. Reported rows are retained; P/S price lots can be grouped. Post-transaction balances are never summed.