Company · Ownership research

CAPITAL SOUTHWEST CORP CSWC

CIK 0000017313 · CUSIP 140501107

Insider tradingInitial holdingsInstitutional holders

Quarter-end disclosures, not live holdings.

Several CUSIPs are reported for this company; this page shows CUSIP 140501107 (CSWC), not CUSIP 140501907 (CSWC), CUSIP 140501957 (CSWC), and does not merge CUSIPs.

This page lists the top 20 of 118 rows by value; the complete set is available through the API.

Top 20 institutions

Weight means this stock's share of the manager's own portfolio.

By reported value

#	Manager	Value	Manager weight	Change vs prior	Source
01	UBS Group AG CIK 1610520 · View history	$25.11M 1,085,661 shares	0.00%	-132.58K(-10.90%)Reduced	SEC filing ↗ Nov 10, 2026	▾
02	Sound Income Strategies, LLC CIK 1730960 · View history	$20.80M 876,046 shares	0.93%	-58.27K(-6.20%)Reduced	SEC filing ↗ Oct 9, 2026	▾
03	SANDERS MORRIS HARRIS LLC CIK 1053994 · View history	$15.40M 665,694 shares	2.04%	-94.30K(-12.40%)Reduced	SEC filing ↗ Oct 14, 2026	▾
04	FRANKLIN RESOURCES INC CIK 38777 · View history	$10.92M 459,109 shares	0.00%	+79.42K(+20.90%)Added	SEC filing ↗ Nov 12, 2026	▾
05	Muzinich & Co., Inc. CIK 1618824 · View history	$10.48M 453,109 shares	3.48%	+17.20K(+3.90%)Added	SEC filing ↗ Oct 22, 2026	▾
06	Columbus Macro, LLC CIK 1727269 · View history	$9.21M 398,048 shares	0.90%	+23.18K(+6.20%)Added	SEC filing ↗ Oct 14, 2026	▾
07	Melia Wealth LLC CIK 1964047 · View history	$8.89M 384,191 shares	5.08%	+6.43K(+1.70%)Added	SEC filing ↗ Nov 12, 2026	▾
08	TECTONIC ADVISORS LLC CIK 1859918 · View history	$8.73M 377,520 shares	0.40%	+22.15K(+6.20%)Added	SEC filing ↗ Oct 22, 2026	▾
09	Sumitomo Mitsui Trust Group, Inc. CIK 1475365 · View history	$6.80M 293,778 shares	0.00%	+2.00K(+0.70%)Added	SEC filing ↗ Oct 29, 2026	▾
10	EPIQ PARTNERS, LLC CIK 1799435 · View history	$6.69M 289,321 shares	2.88%	-4.68K(-1.60%)Reduced	SEC filing ↗ Oct 7, 2026	▾
11	RAYMOND JAMES FINANCIAL INC CIK 720005 · View history	$6.50M 281,014 shares	0.00%	+11.48K(+4.30%)Added	SEC filing ↗ Nov 12, 2026	▾
12	Union Bancaire Privee, UBP SA CIK 1716607 · View history	$6.10M 1,685 shares	0.06%	0(0.00%)Unchanged	SEC filing ↗ Nov 4, 2026	▾
13	Womack Financial LLC CIK 2107079 · View history	$5.54M 239,347 shares	3.64%	+8.81K(+3.80%)Added	SEC filing ↗ Oct 14, 2026	▾
14	JANE STREET GROUP, LLC CIK 1595888 · View history	$4.87M 210,610 shares	0.00%	+153.49K(+268.70%)Added	SEC filing ↗ Nov 12, 2026	▾
15	LPL Financial LLC CIK 1403438 · View history	$4.50M 194,347 shares	0.00%	-208.24K(-51.70%)Reduced	SEC filing ↗ Nov 6, 2026	▾
16	GRACE & WHITE INC /NY CIK 903064 · View history	$3.69M 159,697 shares	0.61%	0(0.00%)Unchanged	SEC filing ↗ Oct 23, 2026	▾
17	GraniteShares Advisors LLC CIK 1839545 · View history	$2.97M 128,430 shares	1.95%	+1.99K(+1.60%)Added	SEC filing ↗ Oct 29, 2026	▾
18	Foundations Investment Advisors, LLC CIK 1743404 · View history	$2.65M 114,495 shares	0.03%	-14.67K(-11.40%)Reduced	SEC filing ↗ Nov 12, 2026	▾
19	Advisors Asset Management, Inc. CIK 1297376 · View history	$2.47M 106,966 shares	0.04%	+8.35K(+8.50%)Added	SEC filing ↗ Nov 10, 2026	▾
20	CONFLUENCE INVESTMENT MANAGEMENT LLC CIK 1442056 · View history	$2.42M 104,570 shares	0.04%	+9.21K(+9.70%)Added	SEC filing ↗ Oct 1, 2026	▾

Showing 20 / 118 institutions. The complete set is available through the API.

Coverage & totals by quarter

Reporting institutions

118

Cancelled or null records excluded

Disclosed shares

8,888,702

Not deduplicated across managers

Disclosed value

$212.52M

Not market cap or free float

Reporting institutions by quarter

Counts also change with data coverage and reporting entities; they do not measure net buying. Distinct managers with a live stock row in this CUSIP; totals may include overlapping filings and are not a share of the company.

CAPITAL SOUTHWEST CORP · Q3 2026

Explore all 118 reporting institutions.

This page includes 20 of 118 reporting institutions. Log in to look up the full history beyond 3 years, use advanced screening & filtering, download CSV, and get the complete set through the Akkru API.

Download CSV
Earlier quarters
Advanced screening & filtering
API & AI access

Already have an account?

＋ New accounts get free API credits to explore data beyond ownership filings.

For AI agents & developers

The initial HTML of this page carries its exact data as script#research-data (JSON): values, units, scope, preview limits and SEC sources. Read it directly, no script or API key needed; script#research-access says what needs an account. This page lists 20 of 118 reporting institutions; totals use the complete disclosed data.

Without an account: the last 3 years, with the row caps stated on the page. A free account opens all history on file on these pages and the CSV of what a page shows. Rows beyond the caps and bulk retrieval go through the authenticated API / MCP / CLI.

MCP  https://api.akkrudata.ai/mcp

akkru_institutional_holdings
{"action":"holders","cusip":"140501107","quarter":"2026Q3","type":"positions","page_size":100}

Connect to MCP with OAuth and follow the returned pagination. Credits and usage limits depend on the account.

MCP endpoint: https://api.akkrudata.ai/mcp
API / MCP / CLI documentation: /documents
llms.txt: /llms.txt

Sources, coverage & how to read this data

Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.