Company · Ownership research

CAPITAL SOUTHWEST CORP CSWC

CIK 0000017313 · CUSIP 140501107

Insider trading Initial holdings Institutional holders

Quarter-end disclosures, not live holdings.

Several CUSIPs are reported for this company; this page shows CUSIP 140501107 (CSWC), not CUSIP 140501907 (CSWC), CUSIP 140501957 (CSWC), and does not merge CUSIPs.

This page lists the top 20 of 140 rows by value; the complete set is available through the API.

Some filings reported values in thousands; those figures were scaled ×1,000 to dollars.

Top 20 institutions

Weight means this stock's share of the manager's own portfolio.

By reported value

#	Manager	Value	Manager weight	Change vs prior	Source
01	VAN ECK ASSOCIATES CORP CIK 869178 · View history	$21.15M 847,225 shares	0.03%	+115.73K(+15.80%)Added	SEC filing ↗ Apr 30, 2024	▾
02	PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. CIK 1238990 · View history	$16.71M 669,313 shares	0.95%	-112.67K(-14.40%)Reduced	SEC filing ↗ May 15, 2024	▾
03	SANDERS MORRIS HARRIS LLC CIK 1053994 · View history	$16.08M 644,206 shares	2.95%	+644.21KNew	SEC filing ↗ Apr 11, 2024	▾
04	Zuckerman Investment Group, LLC CIK 1423296 · View history	$16.05M 643,120 shares	1.82%	+29.98K(+4.90%)Added	SEC filing ↗ May 15, 2024	▾
05	Sound Income Strategies, LLC CIK 1730960 · View history	$13.72M 549,655 shares	1.02%	+17.35K(+3.30%)Added	SEC filing ↗ Apr 15, 2024	▾
06	Beacon Pointe Advisors, LLC CIK 1744317 · View history	$10.92M 437,389 shares	0.12%	+31.98K(+7.90%)Added	SEC filing ↗ May 14, 2024	▾
07	TWO SIGMA INVESTMENTS, LP CIK 1179392 · View history	$9.95M 398,721 shares	0.02%	+19.76K(+5.20%)Added	SEC filing ↗ May 15, 2024	▾
08	TWO SIGMA ADVISERS, LP CIK 1478735 · View history	$9.63M 385,800 shares	0.02%	+34.30K(+9.80%)Added	SEC filing ↗ May 15, 2024	▾
09	FIRST MANHATTAN CO. LLC. CIK 728083 · View history	$9.32M 373,325 shares	0.03%	-3.17K(-0.80%)Reduced	SEC filing ↗ May 15, 2024	▾
10	Melia Wealth LLC CIK 1964047 · View history	$9.29M 372,073 shares	5.22%	-310.26K(-45.50%)Reduced	SEC filing ↗ Apr 10, 2024	▾
11	Legal & General Group Plc CIK 764068 · Amended · View history	$8.21M 329,008 shares	0.00%	+20.02K(+6.50%)Added	SEC filing ↗ May 29, 2025	▾
12	TECTONIC ADVISORS LLC CIK 1859918 · View history	$6.41M 256,698 shares	0.49%	+14.76K(+6.10%)Added	SEC filing ↗ May 7, 2024	▾
13	Hennion & Walsh Asset Management, Inc. CIK 1861642 · View history	$5.97M 239,376 shares	0.32%	-7.92K(-3.20%)Reduced	SEC filing ↗ Apr 17, 2024	▾
14	MORGAN STANLEY CIK 895421 · Amended · View history	$4.80M 192,118 shares	0.00%	+102.72K(+114.90%)Added	SEC filing ↗ Oct 17, 2024	▾
15	GRACE & WHITE INC /NY CIK 903064 · View history	$4.41M 176,597 shares	0.79%	0(0.00%)Unchanged	SEC filing ↗ Apr 25, 2024	▾
16	Advisors Asset Management, Inc. CIK 1297376 · Amended · View history	$4.27M 171,087 shares	0.08%	+7.86K(+4.80%)Added	SEC filing ↗ Aug 26, 2026	▾
17	BlackRock Inc. CIK 1364742 · View history	$3.96M 158,635 shares	0.00%	-32.42K(-17.00%)Reduced	SEC filing ↗ May 10, 2024	▾
18	LPL Financial LLC CIK 1403438 · View history	$3.83M 153,500 shares	0.00%	+8.10K(+5.60%)Added	SEC filing ↗ May 10, 2024	▾
19	MCKINLEY CAPITAL MANAGEMENT LLC CIK 915287 · View history	$3.01M 120,451 shares	0.36%	-2.10K(-1.70%)Reduced	SEC filing ↗ May 1, 2024	▾
20	Raymond James Financial Services Advisors, Inc. CIK 1462284 · View history	$2.94M 117,920 shares	0.00%	+2.83K(+2.50%)Added	SEC filing ↗ Apr 22, 2024	▾

Showing 20 / 140 institutions. The complete set is available through the API.

Coverage & totals by quarter

Reporting institutions

140

Cancelled or null records excluded

Disclosed shares

10,462,210

Not deduplicated across managers

Disclosed value

$260.92M

Not market cap or free float

Reporting institutions by quarter

Counts also change with data coverage and reporting entities; they do not measure net buying. Distinct managers with a live stock row in this CUSIP; totals may include overlapping filings and are not a share of the company.

CAPITAL SOUTHWEST CORP · Q1 2024

Explore all 140 reporting institutions.

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Sources, coverage & how to read this data

Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.