Company · Ownership research

CAPITAL SOUTHWEST CORP CSWC

CIK 0000017313 · CUSIP 140501107

Insider trading Initial holdings Institutional holders

Quarter-end disclosures, not live holdings.

Several CUSIPs are reported for this company; this page shows CUSIP 140501107 (CSWC), not CUSIP 140501907 (CSWC), CUSIP 140501957 (CSWC), and does not merge CUSIPs.

This page lists the top 20 of 169 rows by value; the complete set is available through the API.

Some filings reported values in thousands; those figures were scaled ×1,000 to dollars.

Top 20 institutions

Weight means this stock's share of the manager's own portfolio.

By reported value

#	Manager	Value	Manager weight	Change vs prior	Source
01	TWO SIGMA INVESTMENTS, LP CIK 1179392 · View history	$51.97M 2,349,648 shares	0.04%	+1.30M(+123.90%)Added	SEC filing ↗ May 15, 2026	▾
02	VAN ECK ASSOCIATES CORP CIK 869178 · View history	$24.94M 1,127,561 shares	0.02%	-252.75K(-18.30%)Reduced	SEC filing ↗ May 15, 2026	▾
03	SANDERS MORRIS HARRIS LLC CIK 1053994 · View history	$24.58M 1,111,173 shares	3.90%	+1.11MNew	SEC filing ↗ Apr 9, 2026	▾
04	Sound Income Strategies, LLC CIK 1730960 · View history	$19.81M 903,329 shares	0.96%	+17.36K(+2.00%)Added	SEC filing ↗ Apr 27, 2026	▾
05	UBS Group AG CIK 1610520 · View history	$18.89M 854,131 shares	0.00%	+36.98K(+4.50%)Added	SEC filing ↗ May 5, 2026	▾
06	Empowered Funds, LLC CIK 1592828 · Amended · View history	$13.69M 619,098 shares	0.09%	+619.10KNew	SEC filing ↗ Jun 16, 2026	▾
07	Empirical Finance, LLC CIK 1572838 · Amended · View history	$13.69M 618,866 shares	0.64%	+618.87KNew	SEC filing ↗ May 14, 2026	▾
08	Melia Wealth LLC CIK 1964047 · View history	$11.40M 515,478 shares	5.52%	+12.49K(+2.50%)Added	SEC filing ↗ May 8, 2026	▾
09	Cetera Investment Advisers CIK 1666741 · View history	$10.01M 452,698 shares	0.01%	+28.07K(+6.60%)Added	SEC filing ↗ May 13, 2026	▾
10	Legal & General Group Plc CIK 764068 · View history	$9.80M 443,138 shares	0.00%	+53.56K(+13.70%)Added	SEC filing ↗ May 8, 2026	▾
11	Muzinich & Co., Inc. CIK 1618824 · View history	$9.43M 426,243 shares	3.30%	+921(+0.20%)Added	SEC filing ↗ Apr 24, 2026	▾
12	ENVESTNET ASSET MANAGEMENT INC CIK 1407543 · View history	$8.91M 402,926 shares	0.00%	+16.79K(+4.30%)Added	SEC filing ↗ May 4, 2026	▾
13	Columbus Macro, LLC CIK 1727269 · View history	$7.91M 357,781 shares	0.85%	+12.26K(+3.50%)Added	SEC filing ↗ Apr 21, 2026	▾
14	FRANKLIN RESOURCES INC CIK 38777 · View history	$7.28M 329,121 shares	0.00%	+66.82K(+25.50%)Added	SEC filing ↗ May 13, 2026	▾
15	EPIQ PARTNERS, LLC CIK 1799435 · View history	$6.91M 312,326 shares	3.23%	+1.36K(+0.40%)Added	SEC filing ↗ Apr 9, 2026	▾
16	Sumitomo Mitsui Trust Group, Inc. CIK 1475365 · View history	$6.30M 284,778 shares	0.00%	0(0.00%)Unchanged	SEC filing ↗ Apr 30, 2026	▾
17	BlackRock, Inc. CIK 2012383 · View history	$6.12M 276,490 shares	0.00%	-145.77K(-34.50%)Reduced	SEC filing ↗ May 13, 2026	▾
18	RAYMOND JAMES FINANCIAL INC CIK 720005 · View history	$5.85M 264,659 shares	0.00%	-16.35K(-5.80%)Reduced	SEC filing ↗ May 14, 2026	▾
19	Womack Financial LLC CIK 2107079 · View history	$5.14M 232,275 shares	3.78%	+15.15K(+7.00%)Added	SEC filing ↗ May 12, 2026	▾
20	LPL Financial LLC CIK 1403438 · View history	$5.13M 231,713 shares	0.00%	+16.93K(+7.90%)Added	SEC filing ↗ May 6, 2026	▾

Showing 20 / 169 institutions. The complete set is available through the API.

Coverage & totals by quarter

Reporting institutions

169

Cancelled or null records excluded

Disclosed shares

16,715,581

Not deduplicated across managers

Disclosed value

$369.54M

Not market cap or free float

Reporting institutions by quarter

Counts also change with data coverage and reporting entities; they do not measure net buying. Distinct managers with a live stock row in this CUSIP; totals may include overlapping filings and are not a share of the company.

CAPITAL SOUTHWEST CORP · Q1 2026

Explore all 169 reporting institutions.

This page includes 20 of 169 reporting institutions. Log in to look up the full history beyond 3 years, use advanced screening & filtering, download CSV, and get the complete set through the Akkru API.

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Sources, coverage & how to read this data

Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.