Company · Ownership research

Great Elm Capital Corp. GECC

CIK 0001675033

Form 4 transactions dated Nov 1, 2023 to Nov 15, 2026, as reported to the SEC.

Insider trading Initial holdings Institutional holders

This page lists 30 of 31 rows; the complete set is available through the API.

Insider filings on file run through Sep 23, 2026.

Insider purchases & sales

Purchased: $781.46K
Sold: $3.27M

Nov 1, 2023 – Sep 23, 2026
Available records · partial months are marked ·

202510 of 30 preview events · 31 available in 2025

Date	Insider	Activity	Trade value (USD)	% of prior holding
Nov 7, 2025	Kaplan Matthew D CEO and President	Purchase	$150.13K 19,650 shares bought	16.01% added Direct holding	▾
Sep 26, 2025	Great Elm Strategic Partnership I, LLC 10% owner	Sale	$26.48K 2,313 shares sold	0.15% sold Direct holding	▾
Sep 25, 2025	Great Elm Strategic Partnership I, LLC 10% owner	Sale	$19.42K 1,696 shares sold	0.11% sold Direct holding	▾
Sep 23, 2025	Great Elm Strategic Partnership I, LLC 10% owner	Sale	$17.06K 1,490 shares sold	0.10% sold Direct holding	▾
Sep 22, 2025	Great Elm Strategic Partnership I, LLC 10% owner	Sale	$552.44K 48,248 shares sold	2.99% sold Direct holding	▾
Sep 19, 2025	Great Elm Strategic Partnership I, LLC 10% owner	Sale	$168.74K 14,737 shares sold	0.91% sold Direct holding	▾
Sep 18, 2025	Great Elm Strategic Partnership I, LLC 10% owner	Sale	$1.15K 100 shares sold	0.01% sold Direct holding	▾
Sep 15, 2025	Great Elm Strategic Partnership I, LLC 10% owner	Sale	$239.74K 20,938 shares sold	1.27% sold Direct holding	▾
Aug 26, 2025	Great Elm Strategic Partnership I, LLC 10% owner	Sale	$240.49K 21,472 shares sold	1.29% sold Direct holding	▾
Aug 25, 2025	Great Elm Strategic Partnership I, LLC 10% owner	Sale	$287.96K 25,711 shares sold	1.52% sold Direct holding	▾

Showing 30 / 31 record groups in 2025. The complete set is available through the API.

Great Elm Capital Corp. · GECC

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The initial HTML of this page carries its exact data as script#research-data (JSON): values, units, scope, preview limits and SEC sources. Read it directly, no script or API key needed; script#research-access says what needs an account. For the year shown, this page lists 30 of 31 purchase / sale groups and 8 of 8 other groups; the totals and the monthly series cover the whole window.

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{"action":"list","ticker":"GECC","transaction_code":["P","S"],"transaction_form_type":"4","page_size":20}

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Sources, coverage & how to read this data

Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.

Non-cancelled, non-derivative purchase (P) and sale (S) rows dated inside the public window, as reported. Share totals are on today's split-adjusted basis. Includes open-market and private transactions. Data after the latest filing is not asserted complete and is not zero-filled. A grouped event shares filing, transaction date, security, code, direction, ownership bucket and source. Derivative groups also match underlying security, exercise price, exercise/expiration dates and footnote references. Reported rows are retained; P/S price lots can be grouped. Post-transaction balances are never summed.