Company · Ownership research

Horizon Technology Finance Corp HRZN

CIK 0001487428

Form 4 transactions dated Nov 1, 2023 to Nov 15, 2026, as reported to the SEC.

Insider trading Initial holdings Institutional holders

Insider filings on file run through Jun 11, 2026.

Insider purchases & sales

Purchased: $1.14M
Sold: $0.00

Nov 1, 2023 – Jun 11, 2026
Available records · partial months are marked ·

20266 of 6 preview events

Date	Insider	Activity	Trade value (USD)	% of prior holding
Jun 10, 2026	Trolio Daniel R. Executive VP and CFO	Purchase	$49.91K 11,500 shares bought	326.43% added Direct holding	▾
Jun 9, 2026	O'Connor Kimberley Ann Director	Purchase	$43.70K 10,000 shares bought	New holding Direct holding	▾
Jun 9, 2026	Goodman Jonathan Joseph Director	Purchase	$25.95K 6,000 shares bought	259.52% added Trust holding	▾
Jun 9, 2026	Seitz Paul G Chief Investment Officer	Purchase	$49.92K 11,477 shares bought	1,500.26% added Direct holding	▾
Jun 9, 2026	Balkin Michael Chief Executive Officer · Director	Purchase	$434.00K 100,000 shares bought	80.95% added Direct holding	▾
Jun 9, 2026	ALLISON THOMAS J. Director	Purchase	$26.16K 6,000 shares bought	11.85% added Direct holding	▾

Showing 6 / 6 record groups in 2026. The complete set is available through the API.

Horizon Technology Finance Corp · HRZN

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The initial HTML of this page carries its exact data as script#research-data (JSON): values, units, scope, preview limits and SEC sources. Read it directly, no script or API key needed; script#research-access says what needs an account. For the year shown, this page lists 6 of 6 purchase / sale groups and 4 of 4 other groups; the totals and the monthly series cover the whole window.

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{"action":"list","ticker":"HRZN","transaction_code":["P","S"],"transaction_form_type":"4","page_size":20}

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Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.

Non-cancelled, non-derivative purchase (P) and sale (S) rows dated inside the public window, as reported. Share totals are on today's split-adjusted basis. Includes open-market and private transactions. Data after the latest filing is not asserted complete and is not zero-filled. A grouped event shares filing, transaction date, security, code, direction, ownership bucket and source. Derivative groups also match underlying security, exercise price, exercise/expiration dates and footnote references. Reported rows are retained; P/S price lots can be grouped. Post-transaction balances are never summed.