Company · Ownership research

Horizon Technology Finance Corp HRZN

CIK 0001487428 · CUSIP 44045A102

Insider tradingInitial holdingsInstitutional holders

Quarter-end disclosures, not live holdings.

Several CUSIPs are reported for this company; this page shows CUSIP 44045A102 (HRZN), not CUSIP 44045A952 (HRZN), CUSIP 44045A902 (HRZN), and does not merge CUSIPs.

This page lists the top 20 of 59 rows by value; the complete set is available through the API.

Top 20 institutions

Weight means this stock's share of the manager's own portfolio.

By reported value

#	Manager	Value	Manager weight	Change vs prior	Source
01	Green Alpha Advisors, LLC CIK 1439207 · View history	$1.78M 386,781 shares	1.20%	-43.13K(-10.00%)Reduced	SEC filing ↗ Oct 8, 2026	▾
02	Eagle Point Credit Management LLC CIK 1607203 · View history	$1.67M 363,539 shares	2.96%	-2.65K(-0.70%)Reduced	SEC filing ↗ Nov 6, 2026	▾
03	UBS Group AG CIK 1610520 · View history	$1.20M 261,918 shares	0.00%	+66.45K(+34.00%)Added	SEC filing ↗ Nov 10, 2026	▾
04	Connecticut Wealth Management, LLC CIK 1689829 · View history	$989.23K 215,519 shares	0.04%	+1.01K(+0.50%)Added	SEC filing ↗ Oct 13, 2026	▾
05	BLAIR WILLIAM & CO/IL CIK 902367 · View history	$929.45K 202,494 shares	0.00%	-36.58K(-15.30%)Reduced	SEC filing ↗ Nov 10, 2026	▾
06	Virtus Investment Advisers, LLC CIK 19481 · View history	$841.95K 183,431 shares	0.19%	-69.02K(-27.30%)Reduced	SEC filing ↗ Nov 12, 2026	▾
07	Arax Advisory Partners CIK 1586767 · View history	$593.51K 129,305 shares	0.00%	+3.00K(+2.40%)Added	SEC filing ↗ Nov 12, 2026	▾
08	Apollon Wealth Management, LLC CIK 1764387 · View history	$583.99K 127,232 shares	0.01%	+1.04K(+0.80%)Added	SEC filing ↗ Oct 23, 2026	▾
09	UMB Bank, n.a. CIK 933429 · View history	$493.29K 107,470 shares	0.01%	0(0.00%)Unchanged	SEC filing ↗ Nov 6, 2026	▾
10	Focus Partners Wealth CIK 1542153 · View history	$476.65K 102,373 shares	0.00%	+1.78K(+1.80%)Added	SEC filing ↗ Nov 12, 2026	▾
11	JACKSON THORNTON WEALTH MANAGEMENT, LLC CIK 1903880 · View history	$410.67K 89,470 shares	0.03%	-1.14K(-1.30%)Reduced	SEC filing ↗ Nov 12, 2026	▾
12	Permanent Capital Management, LP CIK 2054108 · View history	$370.14K 79,091 shares	0.01%	+36.93K(+87.60%)Added	SEC filing ↗ Nov 12, 2026	▾
13	IMC-Chicago, LLC CIK 1452861 · View history	$358.54K 78,113 shares	0.00%	+38.04K(+94.90%)Added	SEC filing ↗ Nov 5, 2026	▾
14	COMMONWEALTH EQUITY SERVICES, LLC CIK 312272 · View history	$356.72K 77,716 shares	0.00%	-3.55K(-4.40%)Reduced	SEC filing ↗ Nov 2, 2026	▾
15	FIRST FINANCIAL BANK - TRUST DIVISION CIK 1315339 · View history	$300.98K 65,573 shares	0.02%	0(0.00%)Unchanged	SEC filing ↗ Oct 1, 2026	▾
16	OSAIC HOLDINGS, INC. CIK 1677044 · View history	$294.49K 63,938 shares	0.00%	+13.31K(+26.30%)Added	SEC filing ↗ Nov 12, 2026	▾
17	LaFleur & Godfrey LLC CIK 1387458 · View history	$248.38K 54,114 shares	0.03%	-60.41K(-52.70%)Reduced	SEC filing ↗ Oct 27, 2026	▾
18	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC CIK 1818604 · Amended · View history	$187.43K 40,570 shares	0.01%	-8.67K(-17.60%)Reduced	SEC filing ↗ Nov 2, 2026	▾
19	RAYMOND JAMES FINANCIAL INC CIK 720005 · View history	$173.35K 37,768 shares	0.00%	-479(-1.30%)Reduced	SEC filing ↗ Nov 12, 2026	▾
20	Ethos Financial Group, LLC CIK 1954242 · View history	$151.93K 33,100 shares	0.01%	0(0.00%)Unchanged	SEC filing ↗ Nov 12, 2026	▾

Showing 20 / 59 institutions. The complete set is available through the API.

Coverage & totals by quarter

Reporting institutions

Cancelled or null records excluded

Disclosed shares

3,116,089

Not deduplicated across managers

Disclosed value

$14.32M

Not market cap or free float

Reporting institutions by quarter

Counts also change with data coverage and reporting entities; they do not measure net buying. Distinct managers with a live stock row in this CUSIP; totals may include overlapping filings and are not a share of the company.

Horizon Technology Finance Corp · Q3 2026

Explore all 59 reporting institutions.

This page includes 20 of 59 reporting institutions. Log in to look up the full history beyond 3 years, use advanced screening & filtering, download CSV, and get the complete set through the Akkru API.

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Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.