Company · Ownership research

Horizon Technology Finance Corp HRZN

CIK 0001487428 · CUSIP 44045A102

Insider trading Initial holdings Institutional holders

Quarter-end disclosures, not live holdings.

Several CUSIPs are reported for this company; this page shows CUSIP 44045A102 (HRZN), not CUSIP 44045A952 (HRZN), CUSIP 44045A902 (HRZN), and does not merge CUSIPs.

This page lists the top 20 of 110 rows by value; the complete set is available through the API.

Top 20 institutions

Weight means this stock's share of the manager's own portfolio.

By reported value

#	Manager	Value	Manager weight	Change vs prior	Source
01	MORGAN STANLEY CIK 895421 · View history	$4.99M 1,055,591 shares	0.00%	+1.01M(+2,125.20%)Added	SEC filing ↗ Aug 13, 2026	▾
02	Bulldog Investors, LLP CIK 1504304 · View history	$3.12M 658,617 shares	0.69%	+658.62KNew	SEC filing ↗ Aug 14, 2026	▾
03	MARSHALL WACE, LLP CIK 1318757 · View history	$2.80M 592,247 shares	0.00%	+420.47K(+244.80%)Added	SEC filing ↗ Aug 13, 2026	▾
04	Caprock Group, LLC CIK 1610769 · View history	$2.16M 454,442 shares	0.04%	+454.44KNew	SEC filing ↗ Jul 27, 2026	▾
05	Green Alpha Advisors, LLC CIK 1439207 · View history	$2.03M 429,913 shares	1.36%	-160.23K(-27.20%)Reduced	SEC filing ↗ Aug 11, 2026	▾
06	Legal & General Group Plc CIK 764068 · View history	$1.82M 386,211 shares	0.00%	+57.56K(+17.50%)Added	SEC filing ↗ Aug 14, 2026	▾
07	Eagle Point Credit Management LLC CIK 1607203 · View history	$1.73M 366,194 shares	2.62%	0(0.00%)Unchanged	SEC filing ↗ Aug 11, 2026	▾
08	Virtus Investment Advisers, LLC CIK 19481 · View history	$1.19M 252,455 shares	0.28%	+108.49K(+75.40%)Added	SEC filing ↗ Aug 11, 2026	▾
09	BLAIR WILLIAM & CO/IL CIK 902367 · View history	$1.13M 239,073 shares	0.00%	+239.07KNew	SEC filing ↗ Aug 11, 2026	▾
10	BANK OF AMERICA CORP /DE/ CIK 70858 · View history	$1.07M 225,732 shares	0.00%	+164.78K(+270.30%)Added	SEC filing ↗ Aug 14, 2026	▾
11	Connecticut Wealth Management, LLC CIK 1689829 · View history	$1.01M 214,509 shares	0.04%	+698(+0.30%)Added	SEC filing ↗ Jul 29, 2026	▾
12	UBS Group AG CIK 1610520 · View history	$924.55K 195,466 shares	0.00%	+51.33K(+35.60%)Added	SEC filing ↗ Aug 13, 2026	▾
13	BlackRock, Inc. CIK 2012383 · View history	$855.67K 180,902 shares	0.00%	+1.42K(+0.80%)Added	SEC filing ↗ Aug 7, 2026	▾
14	Arax Advisory Partners CIK 1586767 · View history	$597.42K 126,305 shares	0.00%	+126.31KNew	SEC filing ↗ Aug 10, 2026	▾
15	Apollon Wealth Management, LLC CIK 1764387 · View history	$596.91K 126,196 shares	0.01%	+126.20KNew	SEC filing ↗ Jul 23, 2026	▾
16	LaFleur & Godfrey LLC CIK 1387458 · View history	$541.71K 114,526 shares	0.06%	+114.53KNew	SEC filing ↗ Jul 15, 2026	▾
17	CAZ INVESTMENTS LP CIK 1159363 · Amended · View history	$513.82K 108,630 shares	0.22%	+108.63KNew	SEC filing ↗ Nov 4, 2026	▾
18	UMB Bank, n.a. CIK 933429 · View history	$508.33K 107,470 shares	0.01%	+107.47KNew	SEC filing ↗ Aug 13, 2026	▾
19	Focus Partners Wealth CIK 1542153 · View history	$482.80K 100,593 shares	0.00%	+100.59KNew	SEC filing ↗ Aug 12, 2026	▾
20	AQR CAPITAL MANAGEMENT LLC CIK 1167557 · View history	$432.17K 91,368 shares	0.00%	+58.35K(+176.70%)Added	SEC filing ↗ Aug 14, 2026	▾

Showing 20 / 110 institutions. The complete set is available through the API.

Coverage & totals by quarter

Reporting institutions

110

Cancelled or null records excluded

Disclosed shares

7,968,887

Not deduplicated across managers

Disclosed value

$37.71M

Not market cap or free float

Reporting institutions by quarter

Counts also change with data coverage and reporting entities; they do not measure net buying. Distinct managers with a live stock row in this CUSIP; totals may include overlapping filings and are not a share of the company.

Horizon Technology Finance Corp · Q2 2026

Explore all 110 reporting institutions.

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Sources, coverage & how to read this data

Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.