Company · Ownership research

Hercules Capital, Inc. HTGC

CIK 0001280784

Form 4 transactions dated Nov 1, 2023 to Nov 15, 2026, as reported to the SEC.

Insider trading Initial holdings Institutional holders

This page lists 30 of 32 rows; the complete set is available through the API.

Insider filings on file run through Oct 13, 2026.

Insider purchases & sales

Purchased: $3.88M
Sold: $2.26M

Nov 1, 2023 – Oct 13, 2026
Available records · partial months are marked ·

202610 of 22 preview events

Date	Insider	Activity	Trade value (USD)	% of prior holding
Mar 26, 2026	Aguirre DeAnne Director	Purchase	$105.00K 7,317 shares bought	213.20% added Direct holding	▾
Mar 26, 2026	Loo Wade Director	Purchase	$105.00K 7,317 shares bought	108.67% added Direct holding	▾
Mar 26, 2026	Theodosopoulos Nikos Director	Purchase	$105.00K 7,317 shares bought	33.19% added Direct holding	▾
Mar 26, 2026	Fallon Thomas J Director	Purchase	$104.39K 7,300 shares bought	4.85% added Trust holding	▾
Mar 26, 2026	Randhawa Paramjeet K Director	Purchase	$41.99K 2,926 shares bought	14.96% added Direct holding	▾
Mar 26, 2026	CROWELL GAYLE A Director	Purchase	$105.00K 7,317 shares bought	8.11% added Direct holding	▾
Mar 26, 2026	BADAVAS ROBERT P Director	Purchase	$52.49K 3,658 shares bought	259.07% added Direct holding	▾
Mar 4, 2026	Follmann Christian Chief Operating Officer	Purchase	$73.40K 5,000 shares bought	3.45% added Direct holding	▾
Mar 4, 2026	Randhawa Paramjeet K Director	Purchase	$45.08K 3,050 shares bought	18.47% added Direct holding	▾
Feb 27, 2026	Botelho Kiersten Zaza Chief Legal Officer & CCO	Purchase	$18.47K 1,300 shares bought	1.41% added Direct holding	▾

Showing 22 / 22 record groups in 2026. The complete set is available through the API.

Hercules Capital, Inc. · HTGC

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The initial HTML of this page carries its exact data as script#research-data (JSON): values, units, scope, preview limits and SEC sources. Read it directly, no script or API key needed; script#research-access says what needs an account. For the year shown, this page lists 22 of 22 purchase / sale groups and 30 of 32 other groups; the totals and the monthly series cover the whole window.

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{"action":"list","ticker":"HTGC","transaction_code":["P","S"],"transaction_form_type":"4","page_size":20}

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Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.

Non-cancelled, non-derivative purchase (P) and sale (S) rows dated inside the public window, as reported. Share totals are on today's split-adjusted basis. Includes open-market and private transactions. Data after the latest filing is not asserted complete and is not zero-filled. A grouped event shares filing, transaction date, security, code, direction, ownership bucket and source. Derivative groups also match underlying security, exercise price, exercise/expiration dates and footnote references. Reported rows are retained; P/S price lots can be grouped. Post-transaction balances are never summed.