Company · Ownership research

Hercules Capital, Inc. HTGC

CIK 0001280784 · CUSIP 427096508

Insider tradingInitial holdingsInstitutional holders

Quarter-end disclosures, not live holdings.

Several CUSIPs are reported for this company; this page shows CUSIP 427096508 (HTGC), not CUSIP 427096908 (HTGC), CUSIP 427096958 (HTGC), and does not merge CUSIPs.

This page lists the top 20 of 244 rows by value; the complete set is available through the API.

Some filings reported values in thousands; those figures were scaled ×1,000 to dollars.

Top 20 institutions

Weight means this stock's share of the manager's own portfolio.

By reported value

#	Manager	Value	Manager weight	Change vs prior	Source
01	Sound Income Strategies, LLC CIK 1730960 · View history	$62.52M 3,777,695 shares	2.79%	+110.18K(+3.00%)Added	SEC filing ↗ Oct 9, 2026	▾
02	UBS Group AG CIK 1610520 · View history	$35.18M 2,092,583 shares	0.01%	-553.16K(-20.90%)Reduced	SEC filing ↗ Nov 10, 2026	▾
03	LPL Financial LLC CIK 1403438 · View history	$31.86M 1,895,240 shares	0.01%	+37.97K(+2.00%)Added	SEC filing ↗ Nov 6, 2026	▾
04	FRANKLIN RESOURCES INC CIK 38777 · View history	$24.89M 1,496,620 shares	0.01%	+112.72K(+8.10%)Added	SEC filing ↗ Nov 12, 2026	▾
05	Muzinich & Co., Inc. CIK 1618824 · View history	$24.46M 1,455,235 shares	8.12%	+98.22K(+7.20%)Added	SEC filing ↗ Oct 22, 2026	▾
06	TECTONIC ADVISORS LLC CIK 1859918 · View history	$18.52M 1,101,790 shares	0.86%	+95.38K(+9.50%)Added	SEC filing ↗ Oct 22, 2026	▾
07	Sumitomo Mitsui Trust Group, Inc. CIK 1475365 · View history	$17.60M 1,047,257 shares	0.01%	+19.82K(+1.90%)Added	SEC filing ↗ Oct 29, 2026	▾
08	Union Bancaire Privee, UBP SA CIK 1716607 · View history	$17.18M 6,449 shares	0.17%	0(0.00%)Unchanged	SEC filing ↗ Nov 4, 2026	▾
09	Advisors Capital Management, LLC CIK 1345576 · View history	$16.82M 1,000,304 shares	0.17%	+80.76K(+8.80%)Added	SEC filing ↗ Nov 12, 2026	▾
10	JPMORGAN CHASE & CO CIK 19617 · View history	$13.99M 824,449 shares	0.00%	-13.11K(-1.60%)Reduced	SEC filing ↗ Nov 12, 2026	▾
11	Gilman Hill Asset Management, LLC CIK 1551969 · View history	$10.92M 649,397 shares	1.52%	+2.71K(+0.40%)Added	SEC filing ↗ Oct 13, 2026	▾
12	Border to Coast Pensions Partnership Ltd CIK 1876496 · View history	$10.07M 600,000 shares	0.14%	0(0.00%)Unchanged	SEC filing ↗ Oct 9, 2026	▾
13	Melia Wealth LLC CIK 1964047 · View history	$9.51M 566,013 shares	5.44%	+12.14K(+2.20%)Added	SEC filing ↗ Nov 12, 2026	▾
14	RAYMOND JAMES FINANCIAL INC CIK 720005 · View history	$8.82M 524,423 shares	0.00%	-7.67K(-1.40%)Reduced	SEC filing ↗ Nov 12, 2026	▾
15	STIFEL FINANCIAL CORP CIK 720672 · View history	$8.20M 487,531 shares	0.01%	+1.11K(+0.20%)Added	SEC filing ↗ Nov 12, 2026	▾
16	Janney Montgomery Scott LLC CIK 1329948 · View history	$5.75M 342,242 shares	0.01%	+13.15K(+4.00%)Added	SEC filing ↗ Nov 12, 2026	▾
17	D.A. DAVIDSON & CO. CIK 1080107 · View history	$5.59M 332,601 shares	0.03%	-3.29K(-1.00%)Reduced	SEC filing ↗ Oct 28, 2026	▾
18	Advisors Asset Management, Inc. CIK 1297376 · View history	$5.33M 317,115 shares	0.08%	+25.71K(+8.80%)Added	SEC filing ↗ Nov 10, 2026	▾
19	CONFLUENCE INVESTMENT MANAGEMENT LLC CIK 1442056 · View history	$4.77M 283,759 shares	0.08%	+7.58K(+2.70%)Added	SEC filing ↗ Oct 1, 2026	▾
20	STATE STREET CORP CIK 93751 · View history	$4.54M 269,928 shares	0.00%	+7.41K(+2.80%)Added	SEC filing ↗ Nov 12, 2026	▾

Showing 20 / 244 institutions. The complete set is available through the API.

Coverage & totals by quarter

Reporting institutions

244

Cancelled or null records excluded

Disclosed shares

27,509,691

Not deduplicated across managers

Disclosed value

$478.21M

Not market cap or free float

Reporting institutions by quarter

Counts also change with data coverage and reporting entities; they do not measure net buying. Distinct managers with a live stock row in this CUSIP; totals may include overlapping filings and are not a share of the company.

Hercules Capital, Inc. · Q3 2026

Explore all 244 reporting institutions.

This page includes 20 of 244 reporting institutions. Log in to look up the full history beyond 3 years, use advanced screening & filtering, download CSV, and get the complete set through the Akkru API.

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Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.