Company · Ownership research

Hercules Capital, Inc. HTGC

CIK 0001280784 · CUSIP 427096508

Insider trading Initial holdings Institutional holders

Quarter-end disclosures, not live holdings.

Several CUSIPs are reported for this company; this page shows CUSIP 427096508 (HTGC), not CUSIP 427096908 (HTGC), CUSIP 427096958 (HTGC), and does not merge CUSIPs.

This page lists the top 20 of 354 rows by value; the complete set is available through the API.

Some filings reported values in thousands; those figures were scaled ×1,000 to dollars.

Top 20 institutions

Weight means this stock's share of the manager's own portfolio.

By reported value

#	Manager	Value	Manager weight	Change vs prior	Source
01	Sound Income Strategies, LLC CIK 1730960 · View history	$49.24M 3,382,058 shares	2.38%	+678.78K(+25.10%)Added	SEC filing ↗ Apr 27, 2026	▾
02	VAN ECK ASSOCIATES CORP CIK 869178 · View history	$46.73M 3,163,981 shares	0.04%	-294.30K(-8.50%)Reduced	SEC filing ↗ May 15, 2026	▾
03	UBS Group AG CIK 1610520 · View history	$36.84M 2,493,992 shares	0.01%	+822.13K(+49.20%)Added	SEC filing ↗ May 5, 2026	▾
04	TWO SIGMA INVESTMENTS, LP CIK 1179392 · View history	$34.34M 2,324,859 shares	0.03%	+708.40K(+43.80%)Added	SEC filing ↗ May 15, 2026	▾
05	Qube Research & Technologies Ltd CIK 1729829 · View history	$33.02M 2,235,750 shares	0.05%	+709.22K(+46.50%)Added	SEC filing ↗ May 15, 2026	▾
06	LPL Financial LLC CIK 1403438 · View history	$26.52M 1,795,677 shares	0.01%	-27.73K(-1.50%)Reduced	SEC filing ↗ May 6, 2026	▾
07	D. E. Shaw & Co., Inc. CIK 1009207 · View history	$22.88M 1,548,960 shares	0.02%	+723.42K(+87.60%)Added	SEC filing ↗ May 15, 2026	▾
08	Legal & General Group Plc CIK 764068 · View history	$22.14M 1,498,653 shares	0.01%	+116.57K(+8.40%)Added	SEC filing ↗ May 8, 2026	▾
09	Muzinich & Co., Inc. CIK 1618824 · View history	$19.94M 1,350,125 shares	6.98%	+14.34K(+1.10%)Added	SEC filing ↗ Apr 24, 2026	▾
10	MORGAN STANLEY CIK 895421 · View history	$18.68M 1,264,616 shares	0.00%	+150.44K(+13.50%)Added	SEC filing ↗ May 15, 2026	▾
11	FRANKLIN RESOURCES INC CIK 38777 · View history	$16.77M 1,135,489 shares	0.00%	+160.13K(+16.40%)Added	SEC filing ↗ May 13, 2026	▾
12	Sumitomo Mitsui Trust Group, Inc. CIK 1475365 · View history	$15.14M 1,025,337 shares	0.01%	+6.58K(+0.60%)Added	SEC filing ↗ Apr 30, 2026	▾
13	MILLENNIUM MANAGEMENT LLC CIK 1273087 · View history	$14.55M 985,160 shares	0.01%	-407.32K(-29.30%)Reduced	SEC filing ↗ May 15, 2026	▾
14	TECTONIC ADVISORS LLC CIK 1859918 · View history	$13.19M 893,102 shares	0.70%	+133.36K(+17.60%)Added	SEC filing ↗ Apr 17, 2026	▾
15	Advisors Capital Management, LLC CIK 1345576 · View history	$12.65M 856,216 shares	0.15%	+27.96K(+3.40%)Added	SEC filing ↗ May 1, 2026	▾
16	BlackRock, Inc. CIK 2012383 · View history	$12.63M 855,052 shares	0.00%	-477.96K(-35.90%)Reduced	SEC filing ↗ May 13, 2026	▾
17	JPMORGAN CHASE & CO CIK 19617 · Amended · View history	$12.48M 878,600 shares	0.00%	+558.38K(+174.40%)Added	SEC filing ↗ May 13, 2026	▾
18	CITADEL ADVISORS LLC CIK 1423053 · View history	$12.04M 815,385 shares	0.01%	+343.25K(+72.70%)Added	SEC filing ↗ May 15, 2026	▾
19	Melia Wealth LLC CIK 1964047 · View history	$11.81M 799,708 shares	5.72%	-2.48K(-0.30%)Reduced	SEC filing ↗ May 8, 2026	▾
20	ARES MANAGEMENT LLC CIK 1259313 · View history	$11.47M 776,606 shares	0.76%	+575.00K(+285.20%)Added	SEC filing ↗ May 15, 2026	▾

Showing 20 / 354 institutions. The complete set is available through the API.

Coverage & totals by quarter

Reporting institutions

354

Cancelled or null records excluded

Disclosed shares

53,009,679

Not deduplicated across managers

Disclosed value

$744.36M

Not market cap or free float

Reporting institutions by quarter

Counts also change with data coverage and reporting entities; they do not measure net buying. Distinct managers with a live stock row in this CUSIP; totals may include overlapping filings and are not a share of the company.

Hercules Capital, Inc. · Q1 2026

Explore all 354 reporting institutions.

This page includes 20 of 354 reporting institutions. Log in to look up the full history beyond 3 years, use advanced screening & filtering, download CSV, and get the complete set through the Akkru API.

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Sources, coverage & how to read this data

Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.