Company · Ownership research

GLADSTONE INVESTMENT CORPORATION\DE GAIN

CIK 0001321741 · CUSIP 376546107

Insider tradingInitial holdingsInstitutional holders

Quarter-end disclosures, not live holdings.

Several CUSIPs are reported for this company; this page shows CUSIP 376546107 (GAIN), not CUSIP 376546907 (GAIN), and does not merge CUSIPs.

This page lists the top 20 of 64 rows by value; the complete set is available through the API.

Top 20 institutions

Weight means this stock's share of the manager's own portfolio.

By reported value

#	Manager	Value	Manager weight	Change vs prior	Source
01	UBS Group AG CIK 1610520 · View history	$10.17M 651,699 shares	0.00%	+33.55K(+5.40%)Added	SEC filing ↗ Nov 10, 2026	▾
02	Union Bancaire Privee, UBP SA CIK 1716607 · View history	$8.84M 3,570 shares	0.09%	0(0.00%)Unchanged	SEC filing ↗ Nov 4, 2026	▾
03	Melia Wealth LLC CIK 1964047 · View history	$4.00M 256,434 shares	2.29%	-399.88K(-60.90%)Reduced	SEC filing ↗ Nov 12, 2026	▾
04	PFG Advisors CIK 1694435 · View history	$3.97M 254,560 shares	0.20%	+17.93K(+7.60%)Added	SEC filing ↗ Oct 16, 2026	▾
05	OUTFITTERS FINANCIAL LLC CIK 1846505 · View history	$3.16M 202,870 shares	2.32%	-500(-0.20%)Reduced	SEC filing ↗ Oct 23, 2026	▾
06	LPL Financial LLC CIK 1403438 · View history	$3.05M 195,758 shares	0.00%	+10.58K(+5.70%)Added	SEC filing ↗ Nov 6, 2026	▾
07	DAVENPORT & Co LLC CIK 887777 · View history	$2.23M 143,230 shares	0.01%	+700(+0.50%)Added	SEC filing ↗ Oct 14, 2026	▾
08	BLAIR WILLIAM & CO/IL CIK 902367 · View history	$2.21M 141,914 shares	0.01%	-1.76K(-1.20%)Reduced	SEC filing ↗ Nov 10, 2026	▾
09	Legacy Capital Wealth Partners, LLC CIK 1766228 · View history	$1.86M 119,507 shares	0.39%	+5.67K(+5.00%)Added	SEC filing ↗ Oct 21, 2026	▾
10	Advisors Asset Management, Inc. CIK 1297376 · View history	$1.76M 113,106 shares	0.03%	+8.87K(+8.50%)Added	SEC filing ↗ Nov 10, 2026	▾
11	Atlantic Union Bankshares Corp CIK 883948 · View history	$1.49M 95,664 shares	0.02%	-1.00K(-1.00%)Reduced	SEC filing ↗ Nov 12, 2026	▾
12	OSAIC HOLDINGS, INC. CIK 1677044 · View history	$1.43M 91,545 shares	0.00%	+522(+0.60%)Added	SEC filing ↗ Nov 12, 2026	▾
13	Connor, Clark & Lunn Investment Management Ltd. CIK 1596800 · View history	$1.30M 83,636 shares	0.00%	+83.64KNew	SEC filing ↗ Nov 10, 2026	▾
14	JPMORGAN CHASE & CO CIK 19617 · View history	$1.21M 76,451 shares	0.00%	+68.75K(+892.10%)Added	SEC filing ↗ Nov 12, 2026	▾
15	Invesco Ltd. CIK 914208 · View history	$1.12M 71,911 shares	0.00%	-709(-1.00%)Reduced	SEC filing ↗ Nov 12, 2026	▾
16	United Advisor Group, LLC CIK 2004873 · View history	$1.12M 71,697 shares	0.11%	-493(-0.70%)Reduced	SEC filing ↗ Nov 3, 2026	▾
17	ALBERT D MASON INC CIK 1169318 · View history	$1.10M 70,832 shares	0.67%	+1.38K(+2.00%)Added	SEC filing ↗ Oct 27, 2026	▾
18	Cassaday & Co Wealth Management LLC CIK 1963612 · View history	$1.06M 68,000 shares	0.02%	+5.50K(+8.80%)Added	SEC filing ↗ Oct 27, 2026	▾
19	RAYMOND JAMES FINANCIAL INC CIK 720005 · View history	$879.55K 56,382 shares	0.00%	+2.14K(+3.90%)Added	SEC filing ↗ Nov 12, 2026	▾
20	JANE STREET GROUP, LLC CIK 1595888 · View history	$754.77K 48,383 shares	0.00%	+48.38KNew	SEC filing ↗ Nov 12, 2026	▾

Showing 20 / 64 institutions. The complete set is available through the API.

Coverage & totals by quarter

Reporting institutions

Cancelled or null records excluded

Disclosed shares

3,216,437

Not deduplicated across managers

Disclosed value

$58.94M

Not market cap or free float

Reporting institutions by quarter

Counts also change with data coverage and reporting entities; they do not measure net buying. Distinct managers with a live stock row in this CUSIP; totals may include overlapping filings and are not a share of the company.

GLADSTONE INVESTMENT CORPORATION\DE · Q3 2026

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This page includes 20 of 64 reporting institutions. Log in to look up the full history beyond 3 years, use advanced screening & filtering, download CSV, and get the complete set through the Akkru API.

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Sources, coverage & how to read this data

Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.