Company · Ownership research

GLADSTONE INVESTMENT CORPORATION\DE GAIN

CIK 0001321741 · CUSIP 376546107

Insider trading Initial holdings Institutional holders

Quarter-end disclosures, not live holdings.

Several CUSIPs are reported for this company; this page shows CUSIP 376546107 (GAIN), not CUSIP 376546907 (GAIN), and does not merge CUSIPs.

This page lists the top 20 of 89 rows by value; the complete set is available through the API.

Some filings reported values in thousands; those figures were scaled ×1,000 to dollars.

Top 20 institutions

Weight means this stock's share of the manager's own portfolio.

By reported value

#	Manager	Value	Manager weight	Change vs prior	Source
01	Union Bancaire Privee, UBP SA CIK 1716607 · View history	$40.83M 19,806 shares	0.58%	0(0.00%)Unchanged	SEC filing ↗ Oct 7, 2025	▾
02	Melia Wealth LLC CIK 1964047 · View history	$16.55M 1,197,594 shares	7.25%	+64.56K(+5.70%)Added	SEC filing ↗ Nov 12, 2025	▾
03	VAN ECK ASSOCIATES CORP CIK 869178 · View history	$11.81M 854,730 shares	0.01%	+18.09K(+2.20%)Added	SEC filing ↗ Nov 13, 2025	▾
04	UBS Group AG CIK 1610520 · View history	$6.70M 484,848 shares	0.00%	+229.19K(+89.60%)Added	SEC filing ↗ Nov 13, 2025	▾
05	MORGAN STANLEY CIK 895421 · Amended · View history	$4.39M 317,936 shares	0.00%	+31.54K(+11.00%)Added	SEC filing ↗ May 27, 2026	▾
06	BlackRock, Inc. CIK 2012383 · View history	$4.36M 315,598 shares	0.00%	+64.40K(+25.60%)Added	SEC filing ↗ Nov 12, 2025	▾
07	MARSHALL WACE, LLP CIK 1318757 · View history	$4.08M 295,342 shares	0.00%	+265.37K(+885.40%)Added	SEC filing ↗ Nov 13, 2025	▾
08	Legal & General Group Plc CIK 764068 · View history	$3.08M 222,547 shares	0.00%	-20.05K(-8.30%)Reduced	SEC filing ↗ Nov 13, 2025	▾
09	OUTFITTERS FINANCIAL LLC CIK 1846505 · View history	$2.79M 201,895 shares	2.26%	-400(-0.20%)Reduced	SEC filing ↗ Oct 23, 2025	▾
10	LPL Financial LLC CIK 1403438 · View history	$2.71M 195,758 shares	0.00%	+7.57K(+4.00%)Added	SEC filing ↗ Nov 12, 2025	▾
11	BLAIR WILLIAM & CO/IL CIK 902367 · View history	$2.28M 164,914 shares	0.01%	-4.66K(-2.70%)Reduced	SEC filing ↗ Nov 12, 2025	▾
12	DAVENPORT & Co LLC CIK 887777 · View history	$1.87M 135,262 shares	0.01%	0(0.00%)Unchanged	SEC filing ↗ Oct 15, 2025	▾
13	Cassaday & Co Wealth Management LLC CIK 1963612 · View history	$1.77M 128,000 shares	0.04%	+15.50K(+13.80%)Added	SEC filing ↗ Nov 7, 2025	▾
14	Advisors Asset Management, Inc. CIK 1297376 · Amended · View history	$1.57M 113,832 shares	0.03%	-1.03K(-0.90%)Reduced	SEC filing ↗ Aug 26, 2026	▾
15	Legacy Capital Wealth Partners, LLC CIK 1766228 · View history	$1.40M 101,206 shares	0.30%	-1.05K(-1.00%)Reduced	SEC filing ↗ Nov 13, 2025	▾
16	Atlantic Union Bankshares Corp CIK 883948 · View history	$1.38M 99,789 shares	0.03%	+14.18K(+16.60%)Added	SEC filing ↗ Nov 4, 2025	▾
17	PFG Advisors CIK 1694435 · View history	$1.38M 99,744 shares	0.06%	-660(-0.70%)Reduced	SEC filing ↗ Nov 13, 2025	▾
18	Baird Financial Group, Inc. CIK 1648711 · View history	$1.25M 90,800 shares	0.00%	0(0.00%)Unchanged	SEC filing ↗ Nov 13, 2025	▾
19	United Advisor Group, LLC CIK 2004873 · View history	$1.08M 78,434 shares	0.15%	0(0.00%)Unchanged	SEC filing ↗ Nov 12, 2025	▾
20	Virtus Investment Advisers, LLC CIK 19481 · View history	$970.91K 70,254 shares	0.28%	+16.49K(+30.70%)Added	SEC filing ↗ Nov 14, 2025	▾

Showing 20 / 89 institutions. The complete set is available through the API.

Coverage & totals by quarter

Reporting institutions

Cancelled or null records excluded

Disclosed shares

6,125,689

Not deduplicated across managers

Disclosed value

$125.22M

Not market cap or free float

Reporting institutions by quarter

Counts also change with data coverage and reporting entities; they do not measure net buying. Distinct managers with a live stock row in this CUSIP; totals may include overlapping filings and are not a share of the company.

GLADSTONE INVESTMENT CORPORATION\DE · Q3 2025

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This page includes 20 of 89 reporting institutions. Log in to look up the full history beyond 3 years, use advanced screening & filtering, download CSV, and get the complete set through the Akkru API.

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Sources, coverage & how to read this data

Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.