Company · Ownership research

GLADSTONE INVESTMENT CORPORATION\DE GAIN

CIK 0001321741 · CUSIP 376546107

Insider trading Initial holdings Institutional holders

Quarter-end disclosures, not live holdings.

Several CUSIPs are reported for this company; this page shows CUSIP 376546107 (GAIN), not CUSIP 376546907 (GAIN), and does not merge CUSIPs.

This page lists the top 20 of 94 rows by value; the complete set is available through the API.

Some filings reported values in thousands; those figures were scaled ×1,000 to dollars.

Top 20 institutions

Weight means this stock's share of the manager's own portfolio.

By reported value

#	Manager	Value	Manager weight	Change vs prior	Source
01	VAN ECK ASSOCIATES CORP CIK 869178 · View history	$12.43M 804,098 shares	0.01%	+212.17K(+35.80%)Added	SEC filing ↗ Aug 14, 2026	▾
02	Melia Wealth LLC CIK 1964047 · View history	$10.15M 656,313 shares	5.84%	-413.17K(-38.60%)Reduced	SEC filing ↗ Aug 17, 2026	▾
03	UBS Group AG CIK 1610520 · View history	$9.56M 618,149 shares	0.00%	-114.08K(-15.60%)Reduced	SEC filing ↗ Aug 13, 2026	▾
04	TWO SIGMA INVESTMENTS, LP CIK 1179392 · View history	$9.03M 584,106 shares	0.01%	-220.16K(-27.40%)Reduced	SEC filing ↗ Aug 14, 2026	▾
05	COOPER CREEK PARTNERS MANAGEMENT LLC CIK 1512162 · View history	$8.91M 576,289 shares	0.37%	+576.29KNew	SEC filing ↗ Aug 14, 2026	▾
06	Union Bancaire Privee, UBP SA CIK 1716607 · View history	$8.75M 3,570 shares	0.10%	0(0.00%)Unchanged	SEC filing ↗ Jul 16, 2026	▾
07	MORGAN STANLEY CIK 895421 · View history	$5.41M 349,848 shares	0.00%	+11.78K(+3.50%)Added	SEC filing ↗ Aug 13, 2026	▾
08	Legal & General Group Plc CIK 764068 · View history	$5.21M 337,067 shares	0.00%	+36.37K(+12.10%)Added	SEC filing ↗ Aug 14, 2026	▾
09	PFG Advisors CIK 1694435 · View history	$3.66M 236,628 shares	0.18%	-78.70K(-25.00%)Reduced	SEC filing ↗ Jul 16, 2026	▾
10	BlackRock, Inc. CIK 2012383 · View history	$3.41M 220,759 shares	0.00%	+13.36K(+6.40%)Added	SEC filing ↗ Aug 7, 2026	▾
11	OUTFITTERS FINANCIAL LLC CIK 1846505 · View history	$3.14M 203,370 shares	2.20%	-1.75K(-0.90%)Reduced	SEC filing ↗ Aug 10, 2026	▾
12	LPL Financial LLC CIK 1403438 · View history	$2.86M 185,176 shares	0.00%	-2.26K(-1.20%)Reduced	SEC filing ↗ Aug 7, 2026	▾
13	BLAIR WILLIAM & CO/IL CIK 902367 · View history	$2.22M 143,679 shares	0.01%	-2.08K(-1.40%)Reduced	SEC filing ↗ Aug 11, 2026	▾
14	DAVENPORT & Co LLC CIK 887777 · View history	$2.20M 142,530 shares	0.01%	+2.67K(+1.90%)Added	SEC filing ↗ Jul 13, 2026	▾
15	TUDOR INVESTMENT CORP ET AL CIK 923093 · View history	$1.87M 120,964 shares	0.01%	-4.25K(-3.40%)Reduced	SEC filing ↗ Aug 14, 2026	▾
16	MARSHALL WACE, LLP CIK 1318757 · View history	$1.80M 116,693 shares	0.00%	+116.69KNew	SEC filing ↗ Aug 13, 2026	▾
17	Legacy Capital Wealth Partners, LLC CIK 1766228 · View history	$1.76M 113,833 shares	0.34%	-5.24K(-4.40%)Reduced	SEC filing ↗ Aug 12, 2026	▾
18	Advisors Asset Management, Inc. CIK 1297376 · View history	$1.61M 104,239 shares	0.02%	-4.73K(-4.30%)Reduced	SEC filing ↗ Aug 14, 2026	▾
19	Atlantic Union Bankshares Corp CIK 883948 · View history	$1.49M 96,664 shares	0.02%	-500(-0.50%)Reduced	SEC filing ↗ Aug 11, 2026	▾
20	OSAIC HOLDINGS, INC. CIK 1677044 · View history	$1.41M 91,023 shares	0.00%	-4.23K(-4.40%)Reduced	SEC filing ↗ Aug 14, 2026	▾

Showing 20 / 94 institutions. The complete set is available through the API.

Coverage & totals by quarter

Reporting institutions

Cancelled or null records excluded

Disclosed shares

6,821,539

Not deduplicated across managers

Disclosed value

$114.15M

Not market cap or free float

Reporting institutions by quarter

Counts also change with data coverage and reporting entities; they do not measure net buying. Distinct managers with a live stock row in this CUSIP; totals may include overlapping filings and are not a share of the company.

GLADSTONE INVESTMENT CORPORATION\DE · Q2 2026

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Sources, coverage & how to read this data

Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.