Warberg Asset Management LLC
CIK 1597506 · Holdings on Jun 30, 2026 · First reported Aug 11, 2026
Top ten holdings
Q2 2026- 387328AD913.90%
- 595017AF112.45%
- 046433AD09.29%
- 538034BA65.64%
- NN4.54%
- CLM4.11%
- 40131MAD13.73%
- 42824C2083.47%
- 69349HAF42.63%
- 531229AP72.55%
Share classes counted separately62.31%
Portfolio value by quarter
What changed this quarter?
Within preview · weight change- 046433AD0Weight increased · +7.77 pp1.52% → 9.29%Shares +5.50M (+326.41%)
- 595017AF1Weight increased · +6.49 pp5.96% → 12.45%Shares +4.17M (+37.54%)
- CLMWeight increased · +1.90 pp2.21% → 4.11%Shares +794.65K (+76.27%)
Weight = security value ÷ total reported holdings value. Changes are in percentage points; price moves also affect weights, so they are not trade sizes.
Top 10 holdings 25
USD · B = billion · M = million; expand a row for exact values| # | Security | Value | Weight | Quantity | Weight / quantity change | Activity | |
|---|---|---|---|---|---|---|---|
| 01 | 387328AD9GRANITE CONSTRUCTION INCNOTE 3.750% 5/1 View history and evidence | $46.91M | 13.90% | 14.10M principal (USD) | Prior unavailable +14.10M | New | ▾ |
| 02 | 595017AF1MICROCHIP TECHNOLOGY INCNOTE 1.625% 2/1 View history and evidence | $42.02M | 12.45% | 15.28M principal (USD) | 5.96% → 12.45%+6.49 pp +4.17M (+37.54%) | Added | ▾ |
| 03 | 046433AD0ASTRONICS CORPNOTE 5.500% 3/1 View history and evidence | $31.34M | 9.29% | 7.18M principal (USD) | 1.52% → 9.29%+7.77 pp +5.50M (+326.41%) | Added | ▾ |
| 04 | 538034BA6LIVE NATION ENTERTAINMENNOTE 3.125% 1/1 View history and evidence | $19.04M | 5.64% | 10.68M principal (USD) | 4.73% → 5.64%+0.91 pp +26.00K (+0.24%) | Added | ▾ |
| 05 | NNNEXTNAV INCCOMMON STOCK View history and evidence | $15.33M | 4.54% | 859.84K shares | Prior unavailable +859.84K | New | ▾ |
| 06 | CLMCORNERSTONE STRATEGIC INVEST View history and evidence | $13.88M | 4.11% | 1.84M shares | 2.21% → 4.11%+1.90 pp +794.65K (+76.27%) | Added | ▾ |
| 07 | 40131MAD1GUARDANT HEALTH INCDEBT 1.250% 2/1 View history and evidence | $12.57M | 3.73% | 5.00M principal (USD) | Prior unavailable +5.00M | New | ▾ |
| 08 | 42824C208HP ENTERPRISE CO7.625 MAND CONV View history and evidence | $11.71M | 3.47% | 100.15K shares | Prior unavailable +100.15K | New | ▾ |
| 09 | 69349HAF4TXNM ENERGY INCNOTE 5.750% 6/0 View history and evidence | $8.88M | 2.63% | 6.81M principal (USD) | 1.95% → 2.63%+0.68 pp +1.81M (+36.18%) | Added | ▾ |
| 10 | 531229AP7SIRIUS XM HOLDINGSNOTE 3.750% 3/1 View history and evidence | $8.60M | 2.55% | 7.50M principal (USD) | Prior unavailable +7.50M | New | ▾ |
Options overlay 25
$213.64M notionalPut and Call positions are separate. Notional is based on underlying securities, not option premium, market value or net exposure. Quantities are underlying shares.
| Security | Put / Call | Underlying shares | Notional | Quantity change | |
|---|---|---|---|---|---|
SPYSS SPDR S&P 500 ETF TRUST-USTR UNIT View history and evidence | Put | 230.60K | $172.21M | +230.60K | ▾ |
QQQINVESCO QQQ TRUST SERIES 1UNIT SER 1 View history and evidence | Put | 19.00K | $13.99M | +19.00K | ▾ |
NVDANVIDIA CORP View history and evidence | Put | 22.00K | $4.40M | +22.00K | ▾ |
3 / 25 options · preview only
Exited positions 90
| Security | Type | Shares out | Value out | Previous filing | This filing |
|---|---|---|---|---|---|
| SPY 07.02.25 P590 July 25 Puts on SPY US | Put | -310,000 | -$201.61M | SEC filing ↗ | SEC filing ↗ |
| 81180WBL4 SEAGATE HDD CAYMAN | Non-derivative | -7,592,000 | -$36.00M | SEC filing ↗ | SEC filing ↗ |
| 12653CAG3 CNX RESOURCES CORP | Non-derivative | -11,473,000 | -$34.42M | SEC filing ↗ | SEC filing ↗ |
3 / 90 preview exits. Up to 30 exit records are previewed. Exit means absent from the current filing; execution date, price and proceeds are unknown.
Every number has a source.
CIK 1597506 · Period 2026-06-30
Data loaded 2026-09-23 · First reported 2026-08-11
Amendments and versions
{
"amendments_merged": null,
"prior_versions": null,
"cover_table_value": 551114976
}Research all 170 reported holdings.
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