Warberg Asset Management LLC
CIK 1597506 · Holdings on Sep 30, 2025 · First reported Nov 6, 2025
Top ten holdings
Q3 2025- 81180WBL47.34%
- 81141RAF76.71%
- 958102AT26.33%
- 12653CAG35.60%
- 05464CAB75.53%
- 538034BA64.81%
- 595017AF14.69%
- 10316TAB03.95%
- 45826HAB53.80%
- OXY.WS3.20%
Share classes counted separately51.96%
Portfolio value by quarter
What changed this quarter?
Within preview · weight change- 81180WBL4Weight increased · +3.34 pp4.00% → 7.34%Shares +31.00K (+0.34%)
- 958102AT2Weight increased · +3.24 pp3.09% → 6.33%Shares +12.00K (+0.17%)
- 81141RAF7Weight increased · +3.19 pp3.52% → 6.71%Shares +4.03M (+49.98%)
Weight = security value ÷ total reported holdings value. Changes are in percentage points; price moves also affect weights, so they are not trade sizes.
Top 10 holdings 25
USD · B = billion · M = million; expand a row for exact values| # | Security | Value | Weight | Quantity | Weight / quantity change | Activity | |
|---|---|---|---|---|---|---|---|
| 01 | 81180WBL4SEAGATE HDD CAYMANNOTE 3.500% 6/0 View history and evidence | $26.18M | 7.34% | 9.09M principal (USD) | 4.00% → 7.34%+3.34 pp +31.00K (+0.34%) | Added | ↗▾ |
| 02 | 81141RAF7SEA LTDNOTE 2.375%12/0 View history and evidence | $23.91M | 6.71% | 12.10M principal (USD) | 3.52% → 6.71%+3.19 pp +4.03M (+49.98%) | Added | ↗▾ |
| 03 | 958102AT2WESTERN DIGITAL CORPNOTE 3.000%11/1 View history and evidence | $22.56M | 6.33% | 7.04M principal (USD) | 3.09% → 6.33%+3.24 pp +12.00K (+0.17%) | Added | ↗▾ |
| 04 | 12653CAG3CNX RESOURCES CORPNOTE 2.250% 5/0 View history and evidence | $19.95M | 5.60% | 7.98M principal (USD) | 5.10% → 5.60%+0.50 pp +75.00K (+0.95%) | Added | ↗▾ |
| 05 | 05464CAB7AXON ENTERPRISE INCNOTE 0.500%12/1 View history and evidence | $19.72M | 5.53% | 6.28M principal (USD) | 5.59% → 5.53%-0.06 pp -5.00K (-0.08%) | Reduced | ↗▾ |
| 06 | 538034BA6LIVE NATION ENTERTAINMENNOTE 3.125% 1/1 View history and evidence | $17.13M | 4.81% | 10.56M principal (USD) | 2.28% → 4.81%+2.53 pp +4.52M (+74.70%) | Added | ↗▾ |
| 07 | 595017AF1MICROCHIP TECHNOLOGY INCNOTE 1.625% 2/1 View history and evidence | $16.71M | 4.69% | 9.10M principal (USD) | 4.44% → 4.69%+0.25 pp +75.00K (+0.83%) | Added | ↗▾ |
| 08 | 10316TAB0BOX INCNOTE 1/1 View history and evidence | $14.10M | 3.95% | 11.30M principal (USD) | 3.70% → 3.95%+0.25 pp 0 (0.00%) | Unchanged | ↗▾ |
| 09 | 45826HAB5INTEGER HOLDINGS CORPNOTE 2.125% 2/1 View history and evidence | $13.56M | 3.80% | 10.40M principal (USD) | 3.77% → 3.80%+0.03 pp +194.00K (+1.90%) | Added | ↗▾ |
| 10 | OXY.WSOCCIDENTAL PETROLEUM-CW27*W EXP 08/03/202 View history and evidence | $11.40M | 3.20% | 449.31K shares | 0.30% → 3.20%+2.90 pp +390.71K (+666.76%) | Added | ↗▾ |
Options overlay 37
$270.39M notionalPut and Call positions are separate. Notional is based on underlying securities, not option premium, market value or net exposure. Quantities are underlying shares.
| Security | Put / Call | Underlying shares | Notional | Quantity change | |
|---|---|---|---|---|---|
SPY 07.02.25 P590July 25 Puts on SPY USPUT View history and evidence | Put | 294.00K | $195.86M | +74.00K (+33.64%) | ▾ |
QQQ 06.16.28 P590June 28 Puts on QQQ USPUT View history and evidence | Put | 51.00K | $30.62M | -44.00K (-46.32%) | ▾ |
PLTRPALANTIR TECHNOLOGIES INC-APUT View history and evidence | Put | 35.00K | $6.38M | -12.00K (-25.53%) | ▾ |
3 / 37 options · preview only
Exited positions 68
| Security | Type | Shares out | Value out | Previous filing | This filing |
|---|---|---|---|---|---|
| 629377CG5 NRG ENERGY INC | Non-derivative | -8,370,000 | -$32.82M | SEC filing ↗ | SEC filing ↗ |
| 17243VAB8 CINEMARK HOLDINGS INC | Non-derivative | -13,000,000 | -$27.57M | SEC filing ↗ | SEC filing ↗ |
| 922280AB8 VARONIS SYSTEM INC | Non-derivative | -10,044,000 | -$16.61M | SEC filing ↗ | SEC filing ↗ |
3 / 68 preview exits. Up to 30 exit records are previewed. Exit means absent from the current filing; execution date, price and proceeds are unknown.
Every number has a source.
CIK 1597506 · Period 2025-09-30
Data loaded 2026-09-23 · First reported 2025-11-06
Amendments and versions
{
"amendments_merged": null,
"prior_versions": null,
"cover_table_value": 626893434
}Research all 188 reported holdings.
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