Warberg Asset Management LLC
CIK 1597506 · Holdings on Mar 31, 2026 · First reported May 7, 2026
Top ten holdings
Q1 2026- LITE19.99%
- 81180WBL410.50%
- 12653CAG310.04%
- OXY.WS6.10%
- 595017AF15.96%
- 538034BA64.73%
- 97717PAD62.97%
- 92277GAZ02.35%
- 501812AD32.29%
- 40637HAF62.25%
Share classes counted separately67.18%
Portfolio value by quarter
What changed this quarter?
Within preview · weight change- LITEWeight increased · +17.36 pp2.63% → 19.99%Shares +7.34M (+311.02%)
- OXY.WSWeight increased · +5.14 pp0.96% → 6.10%Shares +321.59K (+195.00%)
- 81180WBL4Weight increased · +4.16 pp6.34% → 10.50%Shares +1.31M (+20.81%)
Weight = security value ÷ total reported holdings value. Changes are in percentage points; price moves also affect weights, so they are not trade sizes.
Top 10 holdings 25
USD · B = billion · M = million; expand a row for exact values| # | Security | Value | Weight | Quantity | Weight / quantity change | Activity | |
|---|---|---|---|---|---|---|---|
| 01 | LITELUMENTUM HOLDINGS INCNOTE 0.500%12/1 View history and evidence | $68.51M | 19.99% | 9.70M principal (USD) | 2.63% → 19.99%+17.36 pp +7.34M (+311.02%) | Added | ↗▾ |
| 02 | 81180WBL4SEAGATE HDD CAYMANNOTE 3.500% 6/0 View history and evidence | $36.00M | 10.50% | 7.59M principal (USD) | 6.34% → 10.50%+4.16 pp +1.31M (+20.81%) | Added | ↗▾ |
| 03 | 12653CAG3CNX RESOURCES CORPNOTE 2.250% 5/0 View history and evidence | $34.42M | 10.04% | 11.47M principal (USD) | 6.86% → 10.04%+3.18 pp +3.50M (+43.84%) | Added | ↗▾ |
| 04 | OXY.WSOCCIDENTAL PETROLEUM-CW27*W EXP 08/03/202 View history and evidence | $20.90M | 6.10% | 486.51K shares | 0.96% → 6.10%+5.14 pp +321.59K (+195.00%) | Added | ↗▾ |
| 05 | 595017AF1MICROCHIP TECHNOLOGY INCNOTE 1.625% 2/1 View history and evidence | $20.44M | 5.96% | 11.11M principal (USD) | 5.98% → 5.96%-0.02 pp 0 (0.00%) | Unchanged | ↗▾ |
| 06 | 538034BA6LIVE NATION ENTERTAINMENNOTE 3.125% 1/1 View history and evidence | $16.22M | 4.73% | 10.66M principal (USD) | 4.64% → 4.73%+0.09 pp +41.00K (+0.39%) | Added | ↗▾ |
| 07 | 97717PAD6WISDOMTREE INVESTMENTSNOTE 3.250% 6/1 View history and evidence | $10.19M | 2.97% | 7.71M principal (USD) | 1.75% → 2.97%+1.22 pp +2.69M (+53.72%) | Added | ↗▾ |
| 08 | 92277GAZ0VENTAS REALTY LPNOTE 3.750% 6/0 View history and evidence | $8.07M | 2.35% | 5.39M principal (USD) | 4.36% → 2.35%-2.01 pp -4.85M (-47.39%) | Reduced | ↗▾ |
| 09 | 501812AD3LCI INDUSTRIESNOTE 3.000% 3/0 View history and evidence | $7.85M | 2.29% | 6.50M principal (USD) | Prior unavailable +6.50M | New | ↗▾ |
| 10 | 40637HAF6HALOZYME THERAPEUTICS INNOTE 1.000% 8/1 View history and evidence | $7.72M | 2.25% | 6.00M principal (USD) | 3.20% → 2.25%-0.95 pp -2.00M (-25.00%) | Reduced | ↗▾ |
Options overlay 26
$256.91M notionalPut and Call positions are separate. Notional is based on underlying securities, not option premium, market value or net exposure. Quantities are underlying shares.
| Security | Put / Call | Underlying shares | Notional | Quantity change | |
|---|---|---|---|---|---|
SPY 07.02.25 P590July 25 Puts on SPY USPUT View history and evidence | Put | 310.00K | $201.61M | -323.00K (-51.03%) | ▾ |
QQQ 06.16.28 P590June 28 Puts on QQQ USPUT View history and evidence | Put | 35.00K | $20.20M | -10.00K (-22.22%) | ▾ |
9666655DEXXON MOBIL CORPCALL View history and evidence | Call | 30.00K | $5.09M | +30.00K | ▾ |
3 / 26 options · preview only
Exited positions 62
| Security | Type | Shares out | Value out | Previous filing | This filing |
|---|---|---|---|---|---|
| 05464CAB7 AXON ENTERPRISE INC | Non-derivative | -12,059,000 | -$30.43M | SEC filing ↗ | SEC filing ↗ |
| 958102AT2 WESTERN DIGITAL CORP | Non-derivative | -5,731,000 | -$26.29M | SEC filing ↗ | SEC filing ↗ |
| 55405YAB6 M/A-COM TECH SOLUTIONS | Non-derivative | -11,650,000 | -$24.18M | SEC filing ↗ | SEC filing ↗ |
3 / 62 preview exits. Up to 30 exit records are previewed. Exit means absent from the current filing; execution date, price and proceeds are unknown.
Every number has a source.
CIK 1597506 · Period 2026-03-31
Data loaded 2026-09-23 · First reported 2026-05-07
Amendments and versions
{
"amendments_merged": null,
"prior_versions": null,
"cover_table_value": 599625872
}Research all 192 reported holdings.
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