Warberg Asset Management LLC
CIK 1597506 · Holdings on Dec 31, 2025 · First reported Feb 13, 2026
Top ten holdings
Q4 2025- 05464CAB79.15%
- 958102AT27.90%
- 55405YAB67.27%
- 12653CAG36.86%
- 81180WBL46.34%
- 595017AF15.98%
- 538034BA64.64%
- 92277GAZ04.36%
- 10316TAB03.98%
- 40637HAF63.20%
Share classes counted separately59.68%
Portfolio value by quarter
What changed this quarter?
Within preview · weight change- 55405YAB6Weight increased · +4.22 pp3.05% → 7.27%Shares +4.48M (+62.39%)
- 05464CAB7Weight increased · +3.62 pp5.53% → 9.15%Shares +5.78M (+92.02%)
- OXY.WSWeight decreased · -2.24 pp3.20% → 0.96%Shares -284.39K (-63.30%)
Weight = security value ÷ total reported holdings value. Changes are in percentage points; price moves also affect weights, so they are not trade sizes.
Top 10 holdings 25
USD · B = billion · M = million; expand a row for exact values| # | Security | Value | Weight | Quantity | Weight / quantity change | Activity | |
|---|---|---|---|---|---|---|---|
| 01 | 05464CAB7AXON ENTERPRISE INCNOTE 0.500%12/1 View history and evidence | $30.43M | 9.15% | 12.06M principal (USD) | 5.53% → 9.15%+3.62 pp +5.78M (+92.02%) | Added | ↗▾ |
| 02 | 958102AT2WESTERN DIGITAL CORPNOTE 3.000%11/1 View history and evidence | $26.29M | 7.90% | 5.73M principal (USD) | 6.33% → 7.90%+1.57 pp -1.31M (-18.57%) | Reduced | ↗▾ |
| 03 | 55405YAB6M/A-COM TECH SOLUTIONSNOTE 0.250% 3/1 View history and evidence | $24.18M | 7.27% | 11.65M principal (USD) | 3.05% → 7.27%+4.22 pp +4.48M (+62.39%) | Added | ↗▾ |
| 04 | 12653CAG3CNX RESOURCES CORPNOTE 2.250% 5/0 View history and evidence | $22.82M | 6.86% | 7.98M principal (USD) | 5.60% → 6.86%+1.26 pp 0 (0.00%) | Unchanged | ↗▾ |
| 05 | 81180WBL4SEAGATE HDD CAYMANNOTE 3.500% 6/0 View history and evidence | $21.08M | 6.34% | 6.28M principal (USD) | 7.34% → 6.34%-1.00 pp -2.81M (-30.88%) | Reduced | ↗▾ |
| 06 | 595017AF1MICROCHIP TECHNOLOGY INCNOTE 1.625% 2/1 View history and evidence | $19.91M | 5.98% | 11.11M principal (USD) | 4.69% → 5.98%+1.29 pp +2.01M (+22.10%) | Added | ↗▾ |
| 07 | 538034BA6LIVE NATION ENTERTAINMENNOTE 3.125% 1/1 View history and evidence | $15.44M | 4.64% | 10.62M principal (USD) | 4.81% → 4.64%-0.17 pp +53.00K (+0.50%) | Added | ↗▾ |
| 08 | 92277GAZ0VENTAS REALTY LPNOTE 3.750% 6/0 View history and evidence | $14.49M | 4.36% | 10.24M principal (USD) | 2.43% → 4.36%+1.93 pp +3.55M (+52.97%) | Added | ↗▾ |
| 09 | 10316TAB0BOX INCNOTE 1/1 View history and evidence | $13.24M | 3.98% | 11.30M principal (USD) | 3.95% → 3.98%+0.03 pp 0 (0.00%) | Unchanged | ↗▾ |
| 10 | 40637HAF6HALOZYME THERAPEUTICS INNOTE 1.000% 8/1 View history and evidence | $10.63M | 3.20% | 8.00M principal (USD) | 2.03% → 3.20%+1.17 pp +2.86M (+55.58%) | Added | ↗▾ |
Options overlay 28
$498.57M notionalPut and Call positions are separate. Notional is based on underlying securities, not option premium, market value or net exposure. Quantities are underlying shares.
| Security | Put / Call | Underlying shares | Notional | Quantity change | |
|---|---|---|---|---|---|
SPY 07.02.25 P590July 25 Puts on SPY USPUT View history and evidence | Put | 633.00K | $431.66M | +339.00K (+115.31%) | ▾ |
QQQ 06.16.28 P590June 28 Puts on QQQ USPUT View history and evidence | Put | 45.00K | $27.64M | -6.00K (-11.76%) | ▾ |
PLTRPALANTIR TECHNOLOGIES INC-APUT View history and evidence | Put | 29.00K | $5.15M | -6.00K (-17.14%) | ▾ |
3 / 28 options · preview only
Exited positions 68
| Security | Type | Shares out | Value out | Previous filing | This filing |
|---|---|---|---|---|---|
| 81141RAF7 SEA LTD | Non-derivative | -12,103,000 | -$23.91M | SEC filing ↗ | SEC filing ↗ |
| 45826HAB5 INTEGER HOLDINGS CORP | Non-derivative | -10,405,000 | -$13.56M | SEC filing ↗ | SEC filing ↗ |
| 86333MAA6 STRIDE INC | Non-derivative | -3,537,000 | -$10.00M | SEC filing ↗ | SEC filing ↗ |
3 / 68 preview exits. Up to 30 exit records are previewed. Exit means absent from the current filing; execution date, price and proceeds are unknown.
Every number has a source.
CIK 1597506 · Period 2025-12-31
Data loaded 2026-09-23 · First reported 2026-02-13
Amendments and versions
{
"amendments_merged": null,
"prior_versions": null,
"cover_table_value": 831204414
}Research all 181 reported holdings.
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