Warberg Asset Management LLC
CIK 1597506 · Holdings on Sep 30, 2024 · First reported Nov 6, 2024
Top ten holdings
Q3 2024- OXY.WS7.47%
- 70202LAB86.27%
- 780153BQ46.05%
- 595017AF15.62%
- 09857LAN85.44%
- 912909AT54.95%
- 10316TAB03.83%
- 16115QAE03.39%
- 05464CAB73.21%
- 45826HAB52.86%
Share classes counted separately49.09%
Portfolio value by quarter
What changed this quarter?
Within preview · weight change- 780153BQ4Weight increased · +5.89 pp0.16% → 6.05%Shares +5.99M (+3291.21%)
- 697435AF2Weight decreased · -5.66 pp8.17% → 2.51%Shares -6.35M (-70.44%)
- OXY.WSWeight decreased · -3.79 pp11.26% → 7.47%Shares -112.03K (-10.88%)
Weight = security value ÷ total reported holdings value. Changes are in percentage points; price moves also affect weights, so they are not trade sizes.
Top 10 holdings 25
USD · B = billion · M = million; expand a row for exact values| # | Security | Value | Weight | Quantity | Weight / quantity change | Activity | |
|---|---|---|---|---|---|---|---|
| 01 | OXY.WSOCCIDENTAL PETROLEUM-CW27*W EXP 08/03/202 View history and evidence | $27.28M | 7.47% | 917.80K shares | 11.26% → 7.47%-3.79 pp -112.03K (-10.88%) | Reduced | ↗▾ |
| 02 | 70202LAB8PARSONS CORPNOTE 0.250% 8/1 View history and evidence | $22.87M | 6.27% | 9.93M principal (USD) | 4.32% → 6.27%+1.95 pp +975.00K (+10.89%) | Added | ↗▾ |
| 03 | 780153BQ4ROYAL CARIBBEAN CRUISESNOTE 6.000% 8/1 View history and evidence | $22.10M | 6.05% | 6.17M principal (USD) | 0.16% → 6.05%+5.89 pp +5.99M (+3291.21%) | Added | ↗▾ |
| 04 | 595017AF1MICROCHIP TECHNOLOGY INCNOTE 1.625% 2/1 View history and evidence | $20.52M | 5.62% | 8.94M principal (USD) | 6.29% → 5.62%-0.67 pp +9.00K (+0.10%) | Added | ↗▾ |
| 05 | 09857LAN8BOOKING HOLDINGS INCNOTE 0.750% 5/0 View history and evidence | $19.86M | 5.44% | 8.87M principal (USD) | 4.97% → 5.44%+0.47 pp -14.00K (-0.16%) | Reduced | ↗▾ |
| 06 | 912909AT5UNITED STATES STEEL CORPNOTE 5.000%11/0 View history and evidence | $18.08M | 4.95% | 6.76M principal (USD) | 5.12% → 4.95%-0.17 pp 0 (0.00%) | Unchanged | ↗▾ |
| 07 | 10316TAB0BOX INCNOTE 1/1 View history and evidence | $13.98M | 3.83% | 10.67M principal (USD) | 0.52% → 3.83%+3.31 pp +8.97M (+527.53%) | Added | ↗▾ |
| 08 | 16115QAE0CHART INDUSTRIES INCNOTE 1.000%11/1 View history and evidence | $12.37M | 3.39% | 5.91M principal (USD) | 2.64% → 3.39%+0.75 pp +1.88M (+46.71%) | Added | ↗▾ |
| 09 | 05464CAB7AXON ENTERPRISE INCNOTE 0.500%12/1 View history and evidence | $11.73M | 3.21% | 6.53M principal (USD) | 2.38% → 3.21%+0.83 pp +26.00K (+0.40%) | Added | ↗▾ |
| 10 | 45826HAB5INTEGER HOLDINGS CORPNOTE 2.125% 2/1 View history and evidence | $10.45M | 2.86% | 6.61M principal (USD) | 1.14% → 2.86%+1.72 pp +3.61M (+120.21%) | Added | ↗▾ |
Options overlay 37
$197.20M notionalPut and Call positions are separate. Notional is based on underlying securities, not option premium, market value or net exposure. Quantities are underlying shares.
| Security | Put / Call | Underlying shares | Notional | Quantity change | |
|---|---|---|---|---|---|
QQQ 06.16.28 P590June 28 Puts on QQQ USPUT View history and evidence | Put | 164.60K | $80.34M | +87.10K (+112.39%) | ▾ |
SPY 07.02.25 P590July 25 Puts on SPY USPUT View history and evidence | Put | 110.00K | $63.11M | -253.50K (-69.74%) | ▾ |
MSFTMICROSOFT CORPPUT View history and evidence | Put | 26.00K | $11.19M | -2.00K (-7.14%) | ▾ |
3 / 37 options · preview only
Exited positions 73
| Security | Type | Shares out | Value out | Previous filing | This filing |
|---|---|---|---|---|---|
| 01741RAK8 ATI INC | Non-derivative | -5,712,000 | -$20.46M | SEC filing ↗ | SEC filing ↗ |
| 759916AB5 REPLIGEN CORP | Non-derivative | -9,819,000 | -$11.70M | SEC filing ↗ | SEC filing ↗ |
| DJTWW TRUMP MEDIA & TECHNOLOGY GRO | Non-derivative | -395,386 | -$8.41M | SEC filing ↗ | SEC filing ↗ |
3 / 73 preview exits. Up to 30 exit records are previewed. Exit means absent from the current filing; execution date, price and proceeds are unknown.
Every number has a source.
CIK 1597506 · Period 2024-09-30
Data loaded 2026-09-23 · First reported 2024-11-06
Amendments and versions
{
"amendments_merged": null,
"prior_versions": null,
"cover_table_value": 562127134
}Research all 209 reported holdings.
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