Warberg Asset Management LLC
CIK 1597506 · Holdings on Dec 31, 2023 · First reported Feb 7, 2024
Top ten holdings
Q4 2023- OXY.WS11.66%
- 697435AF210.27%
- 912909AT57.17%
- 595017AF15.03%
- 45867GAB73.72%
- 021369AA13.63%
- 16115QAE03.53%
- 09857LAN83.00%
- HUBS2.87%
- 207410AF82.80%
Share classes counted separately53.68%
Portfolio value by quarter
Top 10 holdings 25
USD · B = billion · M = million; expand a row for exact values| # | Security | Value | Weight | Quantity | Weight / quantity change | Activity | |
|---|---|---|---|---|---|---|---|
| 01 | OXY.WSOCCIDENTAL PETROLEUM-CW27W EXP 08/03/202 View history and evidence | $38.78M | 11.66% | 1.02M shares | — | ↗▾ | |
| 02 | 697435AF2PALO ALTO NETWORKSNOTE 0.375% 6/0 View history and evidence | $34.14M | 10.27% | 11.52M principal (USD) | — | ↗▾ | |
| 03 | 912909AT5UNITED STATES STEEL CORPNOTE 5.000%11/0 View history and evidence | $23.84M | 7.17% | 6.55M principal (USD) | — | ↗▾ | |
| 04 | 595017AF1MICROCHIP TECHNOLOGY INCNOTE 1.625% 2/1 View history and evidence | $16.71M | 5.03% | 6.47M principal (USD) | — | ↗▾ | |
| 05 | 45867GAB7INTERDIGITAL INCNOTE 2.000% 6/0 View history and evidence | $12.37M | 3.72% | 9.25M principal (USD) | — | ↗▾ | |
| 06 | 021369AA1ALTAIR ENGINEERING INCNOTE 0.250% 6/0 View history and evidence | $12.07M | 3.63% | 6.70M principal (USD) | — | ↗▾ | |
| 07 | 16115QAE0CHART INDUSTRIES INCNOTE 1.000%11/1 View history and evidence | $11.74M | 3.53% | 5.04M principal (USD) | — | ↗▾ | |
| 08 | 09857LAN8BOOKING HOLDINGS INCNOTE 0.750% 5/0 View history and evidence | $9.99M | 3.00% | 5.29M principal (USD) | — | ↗▾ | |
| 09 | HUBSHUBSPOT INCNOTE 0.375% 6/0 View history and evidence | $9.55M | 2.87% | 4.59M principal (USD) | — | ↗▾ | |
| 10 | 207410AF8CONMED CORPNOTE 2.625% 2/0 View history and evidence | $9.30M | 2.80% | 7.54M principal (USD) | — | ↗▾ |
Options overlay 36
$195.36M notionalPut and Call positions are separate. Notional is based on underlying securities, not option premium, market value or net exposure. Quantities are underlying shares.
| Security | Put / Call | Underlying shares | Notional | Quantity change | |
|---|---|---|---|---|---|
SPY 07.02.25 P590July 25 Puts on SPY USPUT View history and evidence | Put | 305.00K | $144.97M | ▾ | |
QQQ 06.16.28 P590June 28 Puts on QQQ USPUT View history and evidence | Put | 70.00K | $28.67M | ▾ | |
TLTISHARES 20+ YEAR TREASURY BDPUT View history and evidence | Put | 30.00K | $2.97M | ▾ |
3 / 36 options · preview only
Exited positions 69
| Security | Type | Shares out | Value out | Previous filing | This filing |
|---|---|---|---|---|---|
| 682189AP0 ON SEMICONDUCTOR CORP | Non-derivative | — | — | SEC filing ↗ | |
| 48242WAB2 KBR INC | Non-derivative | — | — | SEC filing ↗ | |
| 26884LAK5 EQT CORP | Non-derivative | — | — | SEC filing ↗ |
3 / 69 preview exits. Up to 30 exit records are previewed. Exit means absent from the current filing; execution date, price and proceeds are unknown.
Every number has a source.
CIK 1597506 · Period 2023-12-31
Data loaded 2026-09-23 · First reported 2024-02-07
Amendments and versions
{
"amendments_merged": null,
"prior_versions": null,
"cover_table_value": 527977632
}Research all 232 reported holdings.
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