Warberg Asset Management LLC
CIK 1597506 · Holdings on Dec 31, 2024 · First reported Feb 13, 2025
Top ten holdings
Q4 2024- 780153BQ47.31%
- 70202LAB85.89%
- OXY.WS4.88%
- 05464CAB74.87%
- 912909AT54.80%
- 922280AB84.01%
- 595017AF13.97%
- 23804LAB93.81%
- 45826HAB53.77%
- 10316TAB03.73%
Share classes counted separately47.04%
Portfolio value by quarter
What changed this quarter?
Within preview · weight change- 23804LAB9Weight increased · +3.74 pp0.07% → 3.81%Shares +8.70M (+4160.77%)
- 17243VAB8Weight increased · +3.03 pp0.25% → 3.28%Shares +5.00M (+1094.09%)
- OXY.WSWeight decreased · -2.59 pp7.47% → 4.88%Shares -276.64K (-30.14%)
Weight = security value ÷ total reported holdings value. Changes are in percentage points; price moves also affect weights, so they are not trade sizes.
Top 10 holdings 25
USD · B = billion · M = million; expand a row for exact values| # | Security | Value | Weight | Quantity | Weight / quantity change | Activity | |
|---|---|---|---|---|---|---|---|
| 01 | 780153BQ4ROYAL CARIBBEAN CRUISESNOTE 6.000% 8/1 View history and evidence | $26.45M | 7.31% | 5.71M principal (USD) | 6.05% → 7.31%+1.26 pp -463.00K (-7.50%) | Reduced | ↗▾ |
| 02 | 70202LAB8PARSONS CORPNOTE 0.250% 8/1 View history and evidence | $21.34M | 5.89% | 10.43M principal (USD) | 6.27% → 5.89%-0.38 pp +500.00K (+5.04%) | Added | ↗▾ |
| 03 | OXY.WSOCCIDENTAL PETROLEUM-CW27*W EXP 08/03/202 View history and evidence | $17.66M | 4.88% | 641.15K shares | 7.47% → 4.88%-2.59 pp -276.64K (-30.14%) | Reduced | ↗▾ |
| 04 | 05464CAB7AXON ENTERPRISE INCNOTE 0.500%12/1 View history and evidence | $17.62M | 4.87% | 6.76M principal (USD) | 3.21% → 4.87%+1.66 pp +230.00K (+3.52%) | Added | ↗▾ |
| 05 | 912909AT5UNITED STATES STEEL CORPNOTE 5.000%11/0 View history and evidence | $17.38M | 4.80% | 6.76M principal (USD) | 4.95% → 4.80%-0.15 pp +4.00K (+0.06%) | Added | ↗▾ |
| 06 | 922280AB8VARONIS SYSTEM INCNOTE 1.250% 8/1 View history and evidence | $14.51M | 4.01% | 9.94M principal (USD) | Prior unavailable +9.94M | New | ↗▾ |
| 07 | 595017AF1MICROCHIP TECHNOLOGY INCNOTE 1.625% 2/1 View history and evidence | $14.37M | 3.97% | 8.98M principal (USD) | 5.62% → 3.97%-1.65 pp +40.00K (+0.45%) | Added | ↗▾ |
| 08 | 23804LAB9DATADOG INCNOTE 0.125% 6/1 View history and evidence | $13.79M | 3.81% | 8.90M principal (USD) | 0.07% → 3.81%+3.74 pp +8.70M (+4160.77%) | Added | ↗▾ |
| 09 | 45826HAB5INTEGER HOLDINGS CORPNOTE 2.125% 2/1 View history and evidence | $13.65M | 3.77% | 8.53M principal (USD) | 2.86% → 3.77%+0.91 pp +1.91M (+28.94%) | Added | ↗▾ |
| 10 | 10316TAB0BOX INCNOTE 1/1 View history and evidence | $13.50M | 3.73% | 10.67M principal (USD) | 3.83% → 3.73%-0.10 pp 0 (0.00%) | Unchanged | ↗▾ |
Options overlay 29
$293.44M notionalPut and Call positions are separate. Notional is based on underlying securities, not option premium, market value or net exposure. Quantities are underlying shares.
| Security | Put / Call | Underlying shares | Notional | Quantity change | |
|---|---|---|---|---|---|
SPY 07.02.25 P590July 25 Puts on SPY USPUT View history and evidence | Put | 405.00K | $237.36M | +295.00K (+268.18%) | ▾ |
QQQ 06.16.28 P590June 28 Puts on QQQ USPUT View history and evidence | Put | 58.00K | $29.65M | -106.60K (-64.76%) | ▾ |
OXYOCCIDENTAL PETROLEUM CORPCALL View history and evidence | Call | 180.00K | $8.89M | +180.00K | ▾ |
3 / 29 options · preview only
Exited positions 72
| Security | Type | Shares out | Value out | Previous filing | This filing |
|---|---|---|---|---|---|
| 16115QAE0 CHART INDUSTRIES INC | Non-derivative | -5,905,000 | -$12.37M | SEC filing ↗ | SEC filing ↗ |
| NVDA NVIDIA CORP | Put | -65,000 | -$7.89M | SEC filing ↗ | SEC filing ↗ |
| 00971TAJ0 AKAMAI TECHNOLOGIES INC | Non-derivative | -6,480,000 | -$7.22M | SEC filing ↗ | SEC filing ↗ |
3 / 72 preview exits. Up to 30 exit records are previewed. Exit means absent from the current filing; execution date, price and proceeds are unknown.
Every number has a source.
CIK 1597506 · Period 2024-12-31
Data loaded 2026-09-23 · First reported 2025-02-13
Amendments and versions
{
"amendments_merged": null,
"prior_versions": null,
"cover_table_value": 655528815
}Research all 198 reported holdings.
This page includes 30 of 198 reported holdings. Sign in to look up the full history beyond 3 years, use advanced screening & filtering, download CSV, and get the complete set through the Akkru API.
- Download CSV
- Earlier quarters
- Advanced screening & filtering
- API & AI access
＋ New accounts get free API credits to explore data beyond ownership filings.
For AI agents & developers
The initial HTML of this page carries its exact data as script#portfolio-data (JSON): values, units, scope, preview limits and SEC sources. Read it directly, no script or API key needed; script#research-access says what needs an account. This page lists 30 of 198 current positions (options included); totals and weights use the complete filing.
Without an account: the last 3 years, with the row caps stated on the page. A free account opens all history on file on these pages and the CSV of what a page shows. Rows beyond the caps and bulk retrieval go through the authenticated API / MCP.
MCP https://api.akkrudata.ai/mcp
get_institutional_portfolio
{"cik":"1597506","quarter":"2024Q4","page_size":100}
get_institutional_manager_history
{"cik":"1597506","page_size":100}Connect to MCP with OAuth and follow the returned pagination. Credits and usage limits depend on the account.
- MCP endpoint
- https://api.akkrudata.ai/mcp
- API / MCP documentation
- /documents
- llms.txt
- /llms.txt
Sources, coverage & how to read this data
Figures are as reported to the SEC and merged with later amendments where Akkru could match them. Preview limits apply to what is listed, not to the totals, which come from the complete reported data. Nothing is zero-filled: a missing quarter or month is shown as missing.